ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
+4.68%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$1.11B
AUM Growth
+$1.11B
Cap. Flow
+$9.88M
Cap. Flow %
0.89%
Top 10 Hldgs %
44.42%
Holding
165
New
20
Increased
4
Reduced
10
Closed
8

Top Buys

1
STEM.WS
Stem, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise pri
STEM.WS
$3.57M
2
SKLZ icon
Skillz
SKLZ
$3.26M
3
FLXN
Flexion Therapeutics, Inc.
FLXN
$2.39M
4
PFIX icon
Simplify Interest Rate Hedge ETF
PFIX
$2.17M
5
BHR
Braemar Hotels & Resorts
BHR
$1.93M

Top Sells

1
GDL
GDL Fund
GDL
$1.82M
2
AESC
The AES Corporation
AESC
$1.55M
3
STPK.WS
Star Peak Energy Transition Corp. Warrants, each whole warrant exercisable for one share of Class A
STPK.WS
$1.5M
4
EOSEW icon
Eos Energy Enterprises, Inc. Warrant
EOSEW
$1.25M
5
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$1.1M

Sector Composition

1 Communication Services 1.9%
2 Energy 1.29%
3 Real Estate 1.19%
4 Healthcare 0.35%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PHD
51
Pioneer Floating Rate Fund
PHD
$123M
$78K 0.01%
+6,511
New +$78K
DSKEW
52
DELISTED
Daseke, Inc. Warrant
DSKEW
$73K 0.01%
628,209
– –
EVG
53
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
$53K ﹤0.01%
+4,000
New +$53K
JSD
54
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$45K ﹤0.01%
+3,007
New +$45K
PSTH.WS
55
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$41K ﹤0.01%
+6,600
New +$41K
LEV.WS
56
DELISTED
The Lion Electric Company Redeemable Warrants, each whole warrant entitles the holder to purchase one Common Share at a price of $11.50 per share
LEV.WS
$23K ﹤0.01%
+3,405
New +$23K
JFR icon
57
Nuveen Floating Rate Income Fund
JFR
$1.13B
$10K ﹤0.01%
+1,000
New +$10K
SKIL.WS
58
DELISTED
Skillsoft Corp. Warrants, each whole warrant is exercisable for 1/20th of a share of Class A Common Stock at an exercise price of $230.00
SKIL.WS
$3K ﹤0.01%
+1,500
New +$3K
GDL
59
GDL Fund
GDL
$96.2M
– –
-203,318
Closed -$1.82M
MCHP icon
60
Microchip Technology
MCHP
$33.8B
– –
-2,783
Closed -$432K
NVCR icon
61
NovoCure
NVCR
$1.33B
– –
-3,744
Closed -$495K
AESC
62
DELISTED
The AES Corporation
AESC
– –
-15,000
Closed -$1.55M
STPK.WS
63
DELISTED
Star Peak Energy Transition Corp. Warrants, each whole warrant exercisable for one share of Class A
STPK.WS
– –
-105,262
Closed -$1.5M
RPLA.WS
64
DELISTED
Replay Acquisition Corp. Warrants
RPLA.WS
– –
-71,031
Closed -$86K
DBRG icon
65
DigitalBridge
DBRG
$2.05B
– –
-50,000
Closed -$324K
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