ZA

Zazove Associates Portfolio holdings

AUM $1.23B
1-Year Return 3.71%
This Quarter Return
+2.95%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$848M
AUM Growth
+$32.8M
Cap. Flow
-$743M
Cap. Flow %
-87.64%
Top 10 Hldgs %
51.25%
Holding
139
New
11
Increased
9
Reduced
5
Closed
8

Top Buys

1
BHR
Braemar Hotels & Resorts
BHR
$7.46M
2
LSEA
Landsea Homes
LSEA
$3.05M
3
AESC
The AES Corporation
AESC
$1.55M
4
STPK.WS
Star Peak Energy Transition Corp. Warrants, each whole warrant exercisable for one share of Class A
STPK.WS
$1.5M
5
UONEK icon
Urban One Class D
UONEK
$1.35M

Top Sells

1
BHR.PRB
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$5.21M
2
CURIW icon
CuriosityStream Inc. Warrant
CURIW
$4.59M
3
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$1.69M
4
RCA
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
$1.14M
5
DBRG icon
DigitalBridge
DBRG
$1.03M

Sector Composition

1 Energy 1.54%
2 Real Estate 1.36%
3 Communication Services 1.02%
4 Healthcare 0.23%
5 Financials 0.18%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JSD
51
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
– –
-3,007
Closed -$40K
1 2
3