ZA

Zazove Associates Portfolio holdings

AUM $1.23B
1-Year Return 3.71%
This Quarter Return
+5.97%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$754M
AUM Growth
-$49.6M
Cap. Flow
-$711M
Cap. Flow %
-94.2%
Top 10 Hldgs %
53.49%
Holding
151
New
2
Increased
9
Reduced
9
Closed
10

Top Buys

1
UONEK icon
Urban One Class D
UONEK
+$1.82M
2
HDSN icon
Hudson Technologies
HDSN
+$1.38M
3
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$780K
4
TCS
THE CONTAINER STORE GROUP, INC.
TCS
+$225K
5
RUMBW
Rumble Inc. Warrant
RUMBW
+$72.5K

Top Sells

1
STKL
SunOpta
STKL
+$837K
2
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
+$790K
3
CCO icon
Clear Channel Outdoor Holdings
CCO
+$622K
4
ARKOW icon
ARKO Corp Warrant
ARKOW
+$529K
5
BRCC icon
BRC Inc
BRCC
+$498K

Sector Composition

1 Communication Services 1.7%
2 Materials 1.16%
3 Energy 0.99%
4 Consumer Staples 0.63%
5 Real Estate 0.56%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCTTW
26
PureCycle Technologies, Inc. Warrant
PCTTW
$713M
$660K 0.09%
343,683
+9,861
+3% +$18.9K
PFIX icon
27
Simplify Interest Rate Hedge ETF
PFIX
$147M
$603K 0.08%
13,450
-3,800
-22% -$170K
BFLY icon
28
Butterfly Network
BFLY
$400M
$600K 0.08%
555,749
-24,700
-4% -$26.7K
TCS
29
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$536K 0.07%
31,361
+13,189
+73% +$225K
EPD icon
30
Enterprise Products Partners
EPD
$68.1B
$429K 0.06%
14,710
– –
FRA icon
31
BlackRock Floating Rate Income Strategies Fund
FRA
$471M
$273K 0.04%
21,095
-17,181
-45% -$222K
AMPX.WS icon
32
Amprius Technologies Warrants
AMPX.WS
$237M
$261K 0.03%
1,089,409
– –
ET icon
33
Energy Transfer Partners
ET
$58.9B
$236K 0.03%
15,000
– –
RLJ.PRA icon
34
RLJ Lodging Trust $1.95 Series A Cumulative Convertible Preferred Shares
RLJ.PRA
$318M
$229K 0.03%
9,266
– –
AFT
35
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$207K 0.03%
14,507
– –
FREEW
36
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$185K 0.02%
3,379,875
+1,323,339
+64% +$72.4K
PHD
37
Pioneer Floating Rate Fund
PHD
$123M
$63K 0.01%
6,511
– –
TE.WS
38
T1 Energy Inc. Warrants, each whole warrant exercisable to purchase one Common Stock at an exercise price of $11.50 per share
TE.WS
$10.9M
$58K 0.01%
346,411
– –
WFRD icon
39
Weatherford International
WFRD
$4.44B
$54K 0.01%
467
– –
SMR.WS
40
DELISTED
NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
SMR.WS
$49K 0.01%
+59,739
New +$49K
PEO
41
Adams Natural Resources Fund
PEO
$575M
$42K 0.01%
1,871
– –
LANV.WS icon
42
Lanvin Group Holdings Limited Redeemable Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50
LANV.WS
$2.29M
$41K 0.01%
1,334,846
– –
JFR icon
43
Nuveen Floating Rate Income Fund
JFR
$1.13B
$38K 0.01%
4,387
– –
EP.PRC icon
44
El Paso Energy Capital Trust I
EP.PRC
$219M
$21K ﹤0.01%
434
– –
FOA.WS
45
DELISTED
Finance of America Companies Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50
FOA.WS
$16K ﹤0.01%
502,865
– –
RDZNW icon
46
Roadzen, Inc. Warrants
RDZNW
$3.96M
$14K ﹤0.01%
150,602
– –
PSFE.WS icon
47
Paysafe Limited Warrants, exercisable for one Common Share of Paysafe Limited at a price of $138.00 per share
PSFE.WS
$798K
$12K ﹤0.01%
399,748
– –
CURI icon
48
CuriosityStream
CURI
$265M
$7K ﹤0.01%
6,310
– –
AIIOW
49
Robo.ai Inc. Warrant
AIIOW
$890K
$4K ﹤0.01%
64,571
– –
GETY icon
50
Getty Images
GETY
$788M
$1K ﹤0.01%
175
– –
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