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ZA

Zazove Associates Portfolio holdings

AUM $1.22B
1-Year Est. Return 1.91%
This Fund
S&P 500
This Quarter Est. Return
+0.05%
1 Year Est. Return
+1.91%
3 Year Est. Return
+11.01%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$804M
AUM Growth
-$160M
Cap. Flow
-$774M
Cap. Flow %
-96.24%
Top 10 Hldgs %
53.11%
Holding
142
New
2
Increased
14
Reduced
12
Closed
7

Top Buys

Rank Stock Value
1
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$2.62M
2
MIR.WS
Mirion Technologies, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MIR.WS
+$1.03M
3
TCS
THE CONTAINER STORE GROUP, INC.
TCS
+$550K
4
BFLY icon
Butterfly Network
BFLY
+$525K
5
THCH icon
TH International
THCH
+$501K

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$19.2M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$5.57M
3
GTX icon
Garrett Motion
GTX
+$3.88M
4
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$2.54M
5
USAC icon
USA Compression Partners
USAC
+$1.95M

Sector Composition

Rank Sector Weight
1 Communication Services 2.04%
2 Materials 0.88%
3 Energy 0.86%
4 Real Estate 0.65%
5 Consumer Staples 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFLY icon
26
Butterfly Network
BFLY
$2.35B
$627K 0.08%
580,449
+530,449
+1,061% +$525K
TCS
27
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$621K 0.08%
+18,172
New +$550K
NCMI icon
28
National CineMedia
NCMI
$378M
$539K 0.07%
130,126
+3,921
+3% +$15.8K
ARKOW
29
DELISTED
ARKO Corp Warrant
ARKOW
$529K 0.07%
465,889
+118,605
+34% +$128K
BRCC icon
30
BRC Inc
BRCC
$250M
$498K 0.06%
137,123
– –
FRA icon
31
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$485K 0.06%
38,276
– –
AMPX.WS icon
32
Amprius Technologies Warrants
AMPX.WS
$556M
$436K 0.05%
1,089,409
+702,899
+182% +$157K
EPD icon
33
Enterprise Products Partners
EPD
$81.7B
$388K 0.05%
14,710
– –
PCTTW
34
PureCycle Technologies Inc Warrant
PCTTW
$11M
$356K 0.04%
333,822
– –
RLJ.PRA icon
35
RLJ Lodging Trust $1.95 Series A Preferred Stock
RLJ.PRA
$322M
$233K 0.03%
9,266
-1,780
-16% -$42.3K
PSQH.WS icon
36
PSQ Holdings, Inc. Warrants, Each whole warrant exercisable for 1/15th of a share of Class A common stock at an exercise price of $172.50 per share
PSQH.WS
$1.73M
$229K 0.03%
270,640
– –
SAND
37
DELISTED
Sandstorm Gold
SAND
$215K 0.03%
42,825
-327,175
-88% -$1.56M
ET icon
38
Energy Transfer Partners
ET
$69.3B
$207K 0.03%
15,000
– –
LANV.WS
39
DELISTED
Lanvin Group Holdings Warrants
LANV.WS
$199K 0.02%
1,334,846
– –
AFT
40
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$192K 0.02%
14,507
– –
FREEW
41
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$168K 0.02%
2,056,536
+616,572
+43% +$61.9K
TE.WS
42
DELISTED
T1 Energy Inc Warrants
TE.WS
$71K 0.01%
346,411
– –
PHD
43
DELISTED
Pioneer Floating Rate Fund
PHD
$60K 0.01%
6,511
– –
WFRD icon
44
Weatherford International
WFRD
$6.22B
$46K 0.01%
467
-635
-58% -$59K
PEO
45
Adams Natural Resources Fund
PEO
$725M
$37K ﹤0.01%
+1,871
New +$38.3K
JFR icon
46
Nuveen Floating Rate Income Fund
JFR
$1.25B
$36K ﹤0.01%
4,387
– –
FOA.WS
47
DELISTED
Finance of America Companies Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50
FOA.WS
$30K ﹤0.01%
502,865
– –
EP.PRC icon
48
El Paso Energy Capital Trust I
EP.PRC
$223M
$20K ﹤0.01%
434
-482
-53% -$22.1K
PSFE.WS
49
DELISTED
Paysafe Ltd Warrants
PSFE.WS
$11K ﹤0.01%
399,748
-147,166
-27% -$5.08K
RDZNW icon
50
Roadzen Inc Warrants
RDZNW
$8.64M
$11K ﹤0.01%
150,602
– –
1
2
3

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Zazove Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Zazove Associates held 142 positions worth $804M, down 17% from $964M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Zazove Associates withdrew a net $774M in Q4 2023, closing 7 positions and reducing 12 holdings. Its most notable exit was Occidental Petroleum Corp Warrants, an estimated $19.2M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 2% of assets, down from 2.2% a quarter earlier, followed by Materials and Energy.

Against the trend, Zazove Associates opened a new position in THE CONTAINER STORE GROUP, INC. worth $621K.

  • Zazove Associates's largest Q4 2023 buy was THE CONTAINER STORE GROUP, INC.: 18,172 shares worth $621K.
  • Zazove Associates added most to Kayne Anderson Energy Infrastructure Fund in Q4 2023, an estimated $2.62M increase.
  • Zazove Associates's biggest Q4 2023 reduction was Sandstorm Gold, cutting an estimated $1.56M.
  • Zazove Associates fully exited Occidental Petroleum Corp Warrants in Q4 2023, selling an estimated $19.2M.
  • Zazove Associates's ten largest holdings make up 53% of its $804M portfolio in Q4 2023.
  • Zazove Associates opened 2 new positions and closed 7 in Q4 2023.
  • Zazove Associates's portfolio value fell 17% quarter-over-quarter to $804M.

Based on Zazove Associates's 13F filing for Q4 2023, filed 31 Jan 2024.