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ZA

Zazove Associates Portfolio holdings

AUM $1.22B
1-Year Est. Return 1.91%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+1.91%
3 Year Est. Return
+11.01%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$964M
AUM Growth
-$133M
Cap. Flow
-$892M
Cap. Flow %
-92.53%
Top 10 Hldgs %
44.69%
Holding
157
New
14
Increased
14
Reduced
8
Closed
8

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$5.81M
2
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$2.77M
3
STKL
SunOpta
STKL
+$969K
4
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$793K
5
INDIW
indie Semiconductor, Inc. Warrant
INDIW
+$608K

Top Sells

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$4.87M
2
PETQ
PetIQ, Inc. Class A Common Stock
PETQ
+$4.68M
3
GTX icon
Garrett Motion
GTX
+$2.95M
4
AM icon
Antero Midstream
AM
+$2.61M
5
PFIX icon
Simplify Interest Rate Hedge ETF
PFIX
+$2.59M

Sector Composition

Rank Sector Weight
1 Communication Services 2.22%
2 Materials 1.03%
3 Energy 0.94%
4 Consumer Discretionary 0.61%
5 Real Estate 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STKL
26
DELISTED
SunOpta
STKL
$1.62M 0.17%
482,023
+193,484
+67% +$969K
MIR.WS
27
DELISTED
Mirion Technologies, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MIR.WS
$1.61M 0.17%
1,207,064
+224,451
+23% +$330K
JQC icon
28
Nuveen Credit Strategies Income Fund
JQC
$711M
$1.47M 0.15%
291,105
– –
RUMBW
29
RUM Group Inc Warrant
RUMBW
$13.8M
$1.26M 0.13%
1,065,815
+147,142
+16% +$266K
WFC.PRL icon
30
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$766K 0.08%
+687
New +$793K
FLG.PRU
31
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$730K 0.08%
20,148
– –
PCTTW
32
PureCycle Technologies Inc Warrant
PCTTW
$11M
$606K 0.06%
333,822
+66,785
+25% +$236K
NCMI icon
33
National CineMedia
NCMI
$378M
$567K 0.06%
126,205
-289
-0.2% -$1.15K
BRCC icon
34
BRC Inc
BRCC
$250M
$492K 0.05%
137,123
– –
FRA icon
35
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$483K 0.05%
38,276
– –
LSEAW
36
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$407K 0.04%
2,228,592
-74,940
-3% -$19.2K
EPD icon
37
Enterprise Products Partners
EPD
$81.7B
$403K 0.04%
14,710
– –
PSQH.WS icon
38
PSQ Holdings, Inc. Warrants, Each whole warrant exercisable for 1/15th of a share of Class A common stock at an exercise price of $172.50 per share
PSQH.WS
$1.73M
$372K 0.04%
+270,640
New +$380K
ARKOW
39
DELISTED
ARKO Corp Warrant
ARKOW
$370K 0.04%
347,284
+96,271
+38% +$127K
TE.WS
40
DELISTED
T1 Energy Inc Warrants
TE.WS
$352K 0.04%
346,411
– –
RLJ.PRA icon
41
RLJ Lodging Trust $1.95 Series A Preferred Stock
RLJ.PRA
$322M
$265K 0.03%
+11,046
New +$265K
CANO.WS
42
DELISTED
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$263K 0.03%
5,234,094
– –
LANV.WS
43
DELISTED
Lanvin Group Holdings Warrants
LANV.WS
$247K 0.03%
1,334,846
+332,908
+33% +$76.7K
ET icon
44
Energy Transfer Partners
ET
$69.3B
$210K 0.02%
15,000
– –
AFT
45
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$195K 0.02%
14,507
– –
FREEW
46
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$186K 0.02%
1,439,964
+1,233,850
+599% +$190K
AMPX.WS icon
47
Amprius Technologies Warrants
AMPX.WS
$556M
$110K 0.01%
386,510
+323,791
+516% +$117K
WFRD icon
48
Weatherford International
WFRD
$6.22B
$100K 0.01%
+1,102
New +$93.1K
BFLY icon
49
Butterfly Network
BFLY
$2.35B
$59K 0.01%
50,000
– –
PHD
50
DELISTED
Pioneer Floating Rate Fund
PHD
$59K 0.01%
+6,511
New +$58.5K
1
2
3

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DGM
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GC
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CCM
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Zazove Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Zazove Associates held 157 positions worth $964M, down 12% from $1.1B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Zazove Associates withdrew a net $892M in Q3 2023, closing 8 positions and reducing 8 holdings. Its most notable exit was iShares Ultra Short Duration Bond Active ETF, an estimated $4.87M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 2.2% of assets, up from 2.2% a quarter earlier, followed by Materials and Energy.

Against the trend, Zazove Associates opened a new position in Bank of America Series L worth $5.57M.

  • Zazove Associates's largest Q3 2023 buy was Bank of America Series L: 5,007 shares worth $5.57M.
  • Zazove Associates added most to Hertz Global Holdings Warrants in Q3 2023, an estimated $2.77M increase.
  • Zazove Associates's biggest Q3 2023 reduction was Garrett Motion, cutting an estimated $2.95M.
  • Zazove Associates fully exited iShares Ultra Short Duration Bond Active ETF in Q3 2023, selling an estimated $4.87M.
  • Zazove Associates's ten largest holdings make up 45% of its $964M portfolio in Q3 2023.
  • Zazove Associates opened 14 new positions and closed 8 in Q3 2023.
  • Zazove Associates's portfolio value fell 12% quarter-over-quarter to $964M.

Based on Zazove Associates's 13F filing for Q3 2023, filed 31 Oct 2023.