ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
-0.29%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$964M
AUM Growth
+$964M
Cap. Flow
-$19.4M
Cap. Flow %
-2.01%
Top 10 Hldgs %
44.69%
Holding
163
New
14
Increased
14
Reduced
8
Closed
8

Top Buys

1
BAC.PRL icon
Bank of America Series L
BAC.PRL
$5.57M
2
HTZWW
Hertz Global Holdings Warrants
HTZWW
$1.9M
3
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$766K
4
STKL
SunOpta
STKL
$652K
5
INDIW
indie Semiconductor, Inc. Warrant
INDIW
$599K

Top Sells

1
NCMI icon
National CineMedia
NCMI
$5.12M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
$4.87M
3
PETQ
PetIQ, Inc. Class A Common Stock
PETQ
$4.68M
4
PFIX icon
Simplify Interest Rate Hedge ETF
PFIX
$3.25M
5
GTX icon
Garrett Motion
GTX
$3.02M

Sector Composition

1 Communication Services 2.22%
2 Materials 1.03%
3 Energy 0.94%
4 Consumer Discretionary 0.61%
5 Real Estate 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
STKL
26
SunOpta
STKL
$741M
$1.62M 0.17% 482,023 +193,484 +67% +$652K
MIR.WS
27
DELISTED
Mirion Technologies, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MIR.WS
$1.61M 0.17% 1,207,064 +224,451 +23% +$300K
JQC icon
28
Nuveen Credit Strategies Income Fund
JQC
$754M
$1.47M 0.15% 291,105 – –
RUMBW
29
Rumble Inc. Warrant
RUMBW
$765M
$1.26M 0.13% 1,065,815 +147,142 +16% +$174K
WFC.PRL icon
30
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$766K 0.08% +687 New +$766K
FLG.PRU
31
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$730K 0.08% 20,148 – –
PCTTW
32
PureCycle Technologies, Inc. Warrant
PCTTW
$844M
$606K 0.06% 333,822 +66,785 +25% +$121K
NCMI icon
33
National CineMedia
NCMI
$411M
$567K 0.06% 126,205 -1,138,733 -90% -$5.12M
BRCC icon
34
BRC Inc
BRCC
$176M
$492K 0.05% 137,123 – –
FRA icon
35
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$483K 0.05% 38,276 – –
LSEAW
36
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$407K 0.04% 2,228,592 -74,940 -3% -$13.7K
EPD icon
37
Enterprise Products Partners
EPD
$69.6B
$403K 0.04% 14,710 – –
PSQH.WS icon
38
PSQ Holdings, Inc. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
PSQH.WS
$8.21M
$372K 0.04% +270,640 New +$372K
ARKOW icon
39
ARKO Corp Warrant
ARKOW
$1.25M
$370K 0.04% 347,284 +96,271 +38% +$103K
TE.WS
40
T1 Energy Inc. Warrants, each whole warrant exercisable to purchase one Common Stock at an exercise price of $11.50 per share
TE.WS
$11.2M
$352K 0.04% 346,411 – –
RLJ.PRA icon
41
RLJ Lodging Trust $1.95 Series A Cumulative Convertible Preferred Shares
RLJ.PRA
$313M
$265K 0.03% +11,046 New +$265K
CANO.WS
42
DELISTED
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$263K 0.03% 5,234,094 – –
LANV.WS icon
43
Lanvin Group Holdings Limited Redeemable Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50
LANV.WS
$1.94M
$247K 0.03% 1,334,846 +332,908 +33% +$61.6K
ET icon
44
Energy Transfer Partners
ET
$60.8B
$210K 0.02% 15,000 – –
AFT
45
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$195K 0.02% 14,507 – –
FREEW
46
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$186K 0.02% 1,439,964 +1,233,850 +599% +$159K
AMPX.WS icon
47
Amprius Technologies Warrants
AMPX.WS
$203M
$110K 0.01% 386,510 +323,791 +516% +$92.2K
WFRD icon
48
Weatherford International
WFRD
$4.58B
$100K 0.01% +1,102 New +$100K
BFLY icon
49
Butterfly Network
BFLY
$405M
$59K 0.01% 50,000 – –
PHD
50
Pioneer Floating Rate Fund
PHD
$123M
$59K 0.01% +6,511 New +$59K
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