ZA

Zazove Associates Portfolio holdings

AUM $1.1B
1-Year Est. Return 4.9%
This Quarter Est. Return
1 Year Est. Return
+4.9%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.11B
AUM Growth
+$52.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
202
New
Increased
Reduced
Closed

Top Buys

1
+$3.66M
2
+$2.92M
3
+$1.45M
4
ENPC.WS
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
+$1.29M
5
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
+$974K

Top Sells

1
+$10.9M
2
+$4.12M
3
+$1.65M
4
SMM
Salient Midstream & MLP Fund
SMM
+$1.65M
5
UGIC
UGI Corporation
UGIC
+$1.37M

Sector Composition

1 Communication Services 1.99%
2 Real Estate 0.92%
3 Materials 0.79%
4 Energy 0.54%
5 Healthcare 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$1.43M 0.13%
207,000
27
$1.37M 0.12%
1,446,679
+1,353,846
28
$1.37M 0.12%
384,865
29
$1.35M 0.12%
246,388
+106,688
30
$1.32M 0.12%
179,487
31
$1.25M 0.11%
88,740
32
$1.21M 0.11%
27,888
33
– –
0
34
$1.18M 0.11%
804,182
35
$1.1M 0.1%
92,025
+81,159
36
– –
0
37
$824K 0.07%
126,494
38
$812K 0.07%
105,000
-75,770
39
$781K 0.07%
160,000
40
$590K 0.05%
24,176
41
$532K 0.05%
154,346
+4,046
42
$512K 0.05%
+10,000
43
$421K 0.04%
38,276
44
$404K 0.04%
2,566,145
-104,616
45
$350K 0.03%
14,710
46
$305K 0.03%
+75,200
47
– –
0
48
$189K 0.02%
20,500
49
$181K 0.02%
14,507
50
$173K 0.02%
299,705
-8,900
1
2
3 4