ZA

Zazove Associates Portfolio holdings

AUM $1.23B
1-Year Return 3.71%
This Quarter Return
+0.81%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$1.11B
AUM Growth
+$52.5M
Cap. Flow
-$911M
Cap. Flow %
-82.4%
Top 10 Hldgs %
38.26%
Holding
202
New
6
Increased
12
Reduced
5
Closed
21

Top Buys

1
PETQ
PetIQ, Inc. Class A Common Stock
PETQ
$3.66M
2
WESTW
Westrock Coffee Company Warrants
WESTW
$2.92M
3
CANO.WS
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$1.45M
4
ENPC.WS
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
$1.29M
5
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
$974K

Top Sells

1
BKEP
Blueknight Energy Partners L.P.
BKEP
$10.9M
2
BKEPP
Blueknight Energy Partners L.P., L.L.C. Series A Preferred Units
BKEPP
$4.12M
3
NIMC
NiSource Inc. Series A Corporate Units
NIMC
$1.65M
4
SMM
Salient Midstream & MLP Fund
SMM
$1.65M
5
UGIC
UGI Corporation
UGIC
$1.37M

Sector Composition

1 Communication Services 1.99%
2 Real Estate 0.92%
3 Materials 0.79%
4 Energy 0.54%
5 Healthcare 0.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BHC icon
26
Bausch Health
BHC
$2.72B
$1.43M 0.13%
207,000
– –
ENPC.WS
27
DELISTED
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
$1.37M 0.12%
1,446,679
+1,353,846
+1,458% +$1.29M
DJTWW
28
Trump Media & Technology Group Warrants
DJTWW
$1.94B
$1.37M 0.12%
384,865
– –
TE.WS
29
T1 Energy Inc. Warrants, each whole warrant exercisable to purchase one Common Stock at an exercise price of $11.50 per share
TE.WS
$14M
$1.35M 0.12%
246,388
+106,688
+76% +$585K
ALIT icon
30
Alight
ALIT
$2B
$1.32M 0.12%
179,487
– –
IMAX icon
31
IMAX
IMAX
$1.6B
$1.25M 0.11%
88,740
– –
FLG.PRU
32
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$116M
$1.21M 0.11%
27,888
– –
UGIC
33
DELISTED
UGI Corporation
UGIC
– –
0
– -$1.37M
MIR.WS
34
DELISTED
Mirion Technologies, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MIR.WS
$1.18M 0.11%
804,182
– –
GER
35
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$1.1M 0.1%
92,025
+81,159
+747% +$974K
AQNU
36
DELISTED
Algonquin Power & Utilities Corp. Corporate Units
AQNU
– –
0
– -$1.21M
NCMI icon
37
National CineMedia
NCMI
$411M
$824K 0.07%
126,494
– –
BRCC icon
38
BRC Inc
BRCC
$174M
$812K 0.07%
105,000
-75,770
-42% -$586K
SOFI icon
39
SoFi Technologies
SOFI
$30.7B
$781K 0.07%
160,000
– –
RLJ.PRA icon
40
RLJ Lodging Trust $1.95 Series A Cumulative Convertible Preferred Shares
RLJ.PRA
$318M
$590K 0.05%
24,176
– –
PCTTW
41
PureCycle Technologies, Inc. Warrant
PCTTW
$697M
$532K 0.05%
154,346
+4,046
+3% +$13.9K
OKE icon
42
Oneok
OKE
$45.7B
$512K 0.05%
+10,000
New +$512K
FRA icon
43
BlackRock Floating Rate Income Strategies Fund
FRA
$471M
$421K 0.04%
38,276
– –
LSEAW
44
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$404K 0.04%
2,566,145
-104,616
-4% -$16.5K
EPD icon
45
Enterprise Products Partners
EPD
$68.6B
$350K 0.03%
14,710
– –
PRPL icon
46
Purple Innovation
PRPL
$122M
$305K 0.03%
+75,200
New +$305K
RCA
47
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
– –
0
– -$303K
GEL icon
48
Genesis Energy
GEL
$2.03B
$189K 0.02%
20,500
– –
AFT
49
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$181K 0.02%
14,507
– –
BKKT.WS icon
50
Bakkt Holdings Inc Warrants
BKKT.WS
$1.15M
$173K 0.02%
299,705
-8,900
-3% -$5.14K
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