ZA

Zazove Associates Portfolio holdings

AUM $1.23B
1-Year Return 3.71%
This Quarter Return
-1.82%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$1.05B
AUM Growth
-$81.1M
Cap. Flow
-$960M
Cap. Flow %
-91.12%
Top 10 Hldgs %
33.71%
Holding
203
New
18
Increased
11
Reduced
9
Closed
5

Top Buys

1
UONE icon
Urban One Class A
UONE
$3.2M
2
CCO icon
Clear Channel Outdoor Holdings
CCO
$2.7M
3
SKIN icon
The Beauty Health Co
SKIN
$1.88M
4
BHC icon
Bausch Health
BHC
$1.73M
5
IMAX icon
IMAX
IMAX
$1.5M

Top Sells

1
BRCC.WS
BRC Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock a
BRCC.WS
$2.06M
2
BKEPP
Blueknight Energy Partners L.P., L.L.C. Series A Preferred Units
BKEPP
$1.59M
3
TTT icon
ProShares UltraPro Short 20+ Year Treasury
TTT
$1.55M
4
UONEK icon
Urban One Class D
UONEK
$1.18M
5
PINS icon
Pinterest
PINS
$984K

Sector Composition

1 Communication Services 2.03%
2 Energy 1.54%
3 Real Estate 1.02%
4 Materials 0.67%
5 Consumer Staples 0.56%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IMAX icon
26
IMAX
IMAX
$1.6B
$1.5M 0.14%
+88,740
New +$1.5M
BRCC icon
27
BRC Inc
BRCC
$174M
$1.48M 0.14%
+180,770
New +$1.48M
UGIC
28
DELISTED
UGI Corporation
UGIC
– –
0
– –
TTT icon
29
ProShares UltraPro Short 20+ Year Treasury
TTT
$22.8M
$1.33M 0.13%
23,100
-26,900
-54% -$1.55M
FLG.PRU
30
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$116M
$1.28M 0.12%
27,888
-2,342
-8% -$107K
AQNU
31
DELISTED
Algonquin Power & Utilities Corp. Corporate Units
AQNU
– –
0
– –
ALIT icon
32
Alight
ALIT
$2B
$1.21M 0.12%
179,487
– –
RVNC
33
DELISTED
Revance Therapeutics, Inc.
RVNC
$1.19M 0.11%
85,724
– –
NCMI icon
34
National CineMedia
NCMI
$411M
$1.16M 0.11%
126,494
+115,901
+1,094% +$1.06M
SOFI icon
35
SoFi Technologies
SOFI
$30.7B
$843K 0.08%
160,000
+10,000
+7% +$52.7K
MIR.WS
36
DELISTED
Mirion Technologies, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
MIR.WS
$816K 0.08%
804,182
+604,664
+303% +$614K
RLJ.PRA icon
37
RLJ Lodging Trust $1.95 Series A Cumulative Convertible Preferred Shares
RLJ.PRA
$318M
$628K 0.06%
24,176
-14,911
-38% -$387K
LSEAW
38
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$618K 0.06%
2,670,761
-195,000
-7% -$45.1K
RVACW
39
DELISTED
Riverview Acquisition Corp. Warrant
RVACW
$570K 0.05%
+579,177
New +$570K
TBPH icon
40
Theravance Biopharma
TBPH
$703M
$540K 0.05%
59,599
– –
RUMBW
41
Rumble Inc. Warrant
RUMBW
$745M
$520K 0.05%
386,456
– –
FRA icon
42
BlackRock Floating Rate Income Strategies Fund
FRA
$471M
$436K 0.04%
38,276
– –
PCTTW
43
PureCycle Technologies, Inc. Warrant
PCTTW
$697M
$408K 0.04%
150,300
– –
EPD icon
44
Enterprise Products Partners
EPD
$68.6B
$358K 0.03%
14,710
– –
RCA
45
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
– –
0
– –
TE.WS
46
T1 Energy Inc. Warrants, each whole warrant exercisable to purchase one Common Stock at an exercise price of $11.50 per share
TE.WS
$14M
$291K 0.03%
139,700
– –
BKKT.WS icon
47
Bakkt Holdings Inc Warrants
BKKT.WS
$1.15M
$210K 0.02%
308,605
-7,600
-2% -$5.17K
AUS.WS
48
DELISTED
Austerlitz Acquisition Corporation I Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
AUS.WS
$189K 0.02%
726,072
– –
AFT
49
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$186K 0.02%
14,507
– –
GEL icon
50
Genesis Energy
GEL
$2.03B
$164K 0.02%
20,500
– –
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