ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
+0.33%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$1.14B
AUM Growth
+$1.14B
Cap. Flow
-$7.33M
Cap. Flow %
-0.64%
Top 10 Hldgs %
40.51%
Holding
177
New
10
Increased
10
Reduced
3
Closed
11

Top Buys

1
SKINW
The Beauty Health Company Warrant expiring 5/4/2026
SKINW
$3.73M
2
RVNC
Revance Therapeutics, Inc.
RVNC
$2.46M
3
ALIT.WS
Alight, Inc. Warrants, each exercisable for one share of Class A Common Stock at an exercise price o
ALIT.WS
$2.13M
4
GDL
GDL Fund
GDL
$1.83M
5
IRNT.WS
IronNet, Inc. Redeemable Warrants, each whole warrant exercisable for shares of Common Stock at an exercise price of $11.50 per share
IRNT.WS
$927K

Top Sells

1
STEM.WS
Stem, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise pri
STEM.WS
$3.57M
2
CLOVW
Clover Health Investments, Corp. Warrants
CLOVW
$3.26M
3
SKLZ icon
Skillz
SKLZ
$3.26M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
$2.88M
5
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$2.34M

Sector Composition

1 Communication Services 1.97%
2 Energy 1.13%
3 Real Estate 0.98%
4 Healthcare 0.6%
5 Industrials 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ECOLW
26
DELISTED
US Ecology, Inc. Warrant
ECOLW
$1.2M 0.11%
217,965
– –
SMM
27
DELISTED
Salient Midstream & MLP Fund
SMM
$995K 0.09%
156,650
– –
IRNT.WS
28
DELISTED
IronNet, Inc. Redeemable Warrants, each whole warrant exercisable for shares of Common Stock at an exercise price of $11.50 per share
IRNT.WS
$927K 0.08%
+203,574
New +$927K
SOFIW
29
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
$874K 0.08%
140,000
+112,030
+401% +$699K
PSFE.WS icon
30
Paysafe Limited Warrants, exercisable for one Common Share of Paysafe Limited at a price of $138.00 per share
PSFE.WS
$1.05M
$750K 0.07%
404,123
– –
LSEAW
31
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$714K 0.06%
2,916,304
– –
TBPH icon
32
Theravance Biopharma
TBPH
$691M
$678K 0.06%
+91,669
New +$678K
FOA.WS
33
DELISTED
Finance of America Companies Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50
FOA.WS
$650K 0.06%
1,012,171
– –
CANO.WS
34
DELISTED
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$536K 0.05%
129,450
– –
FRA icon
35
BlackRock Floating Rate Income Strategies Fund
FRA
$468M
$511K 0.04%
38,276
– –
BFLY.WS icon
36
Butterfly Network, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
BFLY.WS
$11.1M
$487K 0.04%
174,427
+124,216
+247% +$347K
JRO
37
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$462K 0.04%
46,255
– –
CURIW icon
38
CuriosityStream Inc. Warrant
CURIW
$1.29M
$444K 0.04%
150,157
+2,800
+2% +$8.28K
TE.WS
39
T1 Energy Inc. Warrants, each whole warrant exercisable to purchase one Common Stock at an exercise price of $11.50 per share
TE.WS
$11.3M
$388K 0.03%
+139,700
New +$388K
MAPSW icon
40
WM Technology, Inc. Warrants
MAPSW
$2.74M
$346K 0.03%
+72,524
New +$346K
EPD icon
41
Enterprise Products Partners
EPD
$69B
$318K 0.03%
14,710
– –
WSC icon
42
WillScot Mobile Mini Holdings
WSC
$4.24B
$269K 0.02%
8,470
– –
AFT
43
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$229K 0.02%
14,507
– –
GEL icon
44
Genesis Energy
GEL
$2.03B
$204K 0.02%
20,500
– –
WFRD icon
45
Weatherford International
WFRD
$4.49B
$187K 0.02%
9,512
– –
TMCWW
46
TMC the metals company Inc. Warrants
TMCWW
$14.3M
$181K 0.02%
+187,526
New +$181K
JSPRW icon
47
Japer Therapeutics, Inc. Warrants
JSPRW
$981K
$178K 0.02%
+124,993
New +$178K
DSKEW
48
DELISTED
Daseke, Inc. Warrant
DSKEW
$128K 0.01%
621,375
-6,834
-1% -$1.41K
HLX icon
49
Helix Energy Solutions
HLX
$950M
$78K 0.01%
+20,000
New +$78K
PHD
50
Pioneer Floating Rate Fund
PHD
$123M
$75K 0.01%
6,511
– –
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