ZA

Zazove Associates Portfolio holdings

AUM $1.1B
1-Year Est. Return 4.9%
This Quarter Est. Return
1 Year Est. Return
+4.9%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$848M
AUM Growth
+$32.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
139
New
Increased
Reduced
Closed

Top Buys

1
+$7.46M
2
+$3.05M
3
+$1.54M
4
STPK.WS
Star Peak Energy Transition Corp. Warrants, each whole warrant exercisable for one share of Class A
STPK.WS
+$1.5M
5
UONEK icon
Urban One Class D
UONEK
+$1.35M

Top Sells

1
+$5.21M
2
+$4.59M
3
+$1.69M
4
RCA
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
+$1.14M
5
DBRG icon
DigitalBridge
DBRG
+$1.03M

Sector Composition

1 Energy 1.54%
2 Real Estate 1.36%
3 Communication Services 1.02%
4 Healthcare 0.23%
5 Financials 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$799K 0.09%
156,650
+10,800
27
$752K 0.09%
2,935,718
+2,798,668
28
$498K 0.06%
38,276
29
$495K 0.06%
+3,744
30
$441K 0.05%
46,255
31
$432K 0.05%
+5,566
32
$405K 0.05%
+7,422
33
$324K 0.04%
12,500
-39,679
34
$324K 0.04%
14,710
35
$244K 0.03%
+4,028
36
$241K 0.03%
36,329
37
$235K 0.03%
8,470
38
$216K 0.03%
14,507
39
$203K 0.02%
628,209
+68,093
40
$191K 0.02%
20,500
41
$108K 0.01%
21,068
-896,304
42
$86K 0.01%
+71,031
43
– –
-321,898
44
– –
-18,396
45
– –
-34,588
46
– –
-1,000
47
– –
-6,511
48
– –
-39,087
49
– –
0
50
– –
-7,500
1
2
3