ZA

Zazove Associates Portfolio holdings

AUM $1.23B
1-Year Return 3.71%
This Quarter Return
+2.95%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$848M
AUM Growth
+$32.8M
Cap. Flow
-$743M
Cap. Flow %
-87.64%
Top 10 Hldgs %
51.25%
Holding
139
New
11
Increased
9
Reduced
5
Closed
8

Top Buys

1
BHR
Braemar Hotels & Resorts
BHR
+$7.46M
2
LSEA
Landsea Homes
LSEA
+$3.05M
3
AESC
The AES Corporation
AESC
+$1.55M
4
STPK.WS
Star Peak Energy Transition Corp. Warrants, each whole warrant exercisable for one share of Class A
STPK.WS
+$1.5M
5
UONEK icon
Urban One Class D
UONEK
+$1.35M

Top Sells

1
BHR.PRB
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
+$5.21M
2
CURIW icon
CuriosityStream Inc. Warrant
CURIW
+$4.59M
3
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
+$1.69M
4
RCA
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
+$1.14M
5
DBRG icon
DigitalBridge
DBRG
+$1.03M

Sector Composition

1 Energy 1.54%
2 Real Estate 1.36%
3 Communication Services 1.02%
4 Healthcare 0.23%
5 Financials 0.18%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SMM
26
DELISTED
Salient Midstream & MLP Fund
SMM
$799K 0.09%
156,650
+10,800
+7% +$55.1K
LSEAW
27
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$752K 0.09%
2,935,718
+2,798,668
+2,042% +$717K
FRA icon
28
BlackRock Floating Rate Income Strategies Fund
FRA
$470M
$498K 0.06%
38,276
– –
NVCR icon
29
NovoCure
NVCR
$1.41B
$495K 0.06%
+3,744
New +$495K
JRO
30
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$441K 0.05%
46,255
– –
MCHP icon
31
Microchip Technology
MCHP
$35.2B
$432K 0.05%
+5,566
New +$432K
UBER icon
32
Uber
UBER
$197B
$405K 0.05%
+7,422
New +$405K
DBRG icon
33
DigitalBridge
DBRG
$2.08B
$324K 0.04%
12,500
-39,679
-76% -$1.03M
EPD icon
34
Enterprise Products Partners
EPD
$68.1B
$324K 0.04%
14,710
– –
RUN icon
35
Sunrun
RUN
$3.9B
$244K 0.03%
+4,028
New +$244K
EVF
36
Eaton Vance Senior Income Trust
EVF
$101M
$241K 0.03%
36,329
– –
WSC icon
37
WillScot Mobile Mini Holdings
WSC
$4.22B
$235K 0.03%
8,470
– –
AFT
38
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$216K 0.03%
14,507
– –
DSKEW
39
DELISTED
Daseke, Inc. Warrant
DSKEW
$203K 0.02%
628,209
+68,093
+12% +$22K
GEL icon
40
Genesis Energy
GEL
$2.01B
$191K 0.02%
20,500
– –
CURIW icon
41
CuriosityStream Inc. Warrant
CURIW
$1.2M
$108K 0.01%
21,068
-896,304
-98% -$4.59M
RPLA.WS
42
DELISTED
Replay Acquisition Corp. Warrants
RPLA.WS
$86K 0.01%
+71,031
New +$86K
BHR.PRB
43
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$60.3M
– –
-321,898
Closed -$5.21M
BLW icon
44
BlackRock Limited Duration Income Trust
BLW
$550M
– –
-18,396
Closed -$293K
EVG
45
Eaton Vance Short Duration Diversified Income Fund
EVG
$153M
– –
-34,588
Closed -$428K
JFR icon
46
Nuveen Floating Rate Income Fund
JFR
$1.13B
– –
-1,000
Closed -$9K
PHD
47
Pioneer Floating Rate Fund
PHD
$123M
– –
-6,511
Closed -$66K
RLJ.PRA icon
48
RLJ Lodging Trust $1.95 Series A Cumulative Convertible Preferred Shares
RLJ.PRA
$318M
– –
-39,087
Closed -$994K
RCA
49
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
– –
0
– -$1.14M
TMTSW
50
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
– –
-7,500
Closed -$9K
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