ZA

Zazove Associates Portfolio holdings

AUM $1.1B
1-Year Est. Return 4.9%
This Quarter Est. Return
1 Year Est. Return
+4.9%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$815M
AUM Growth
+$45.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
127
New
Increased
Reduced
Closed

Top Buys

1
+$3.5M
2
+$3.4M
3
+$2.43M
4
BHR.PRB
Braemar Hotels & Resorts 5.50% Series B Preferred Stock
BHR.PRB
+$326K
5
GDL
GDL Fund
GDL
+$284K

Top Sells

1
+$2.52M
2
+$1.93M
3
+$1.45M
4
FLG.PRU
Flagstar Bank, National Association Bifurcated Option Note Unit SecuritiES
FLG.PRU
+$1.44M
5
RCA
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
+$1.11M

Sector Composition

1 Energy 1.16%
2 Communication Services 0.73%
3 Financials 0.27%
4 Real Estate 0.09%
5 Industrials 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$428K 0.05%
34,588
27
$401K 0.05%
46,255
28
$293K 0.04%
18,396
29
$288K 0.04%
14,710
30
$269K 0.03%
+137,050
31
$231K 0.03%
36,329
32
$209K 0.03%
14,507
33
$196K 0.02%
8,470
-22,160
34
$179K 0.02%
+6,328
35
$127K 0.02%
20,500
36
$102K 0.01%
560,116
-318,675
37
$66K 0.01%
6,511
-41,287
38
$40K ﹤0.01%
+3,007
39
$9K ﹤0.01%
+1,000
40
$9K ﹤0.01%
+7,500
41
– –
-7,706
42
– –
-204,861
43
– –
-114,481
44
– –
-385,784
45
– –
-2,738
1
2