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ZA

Zazove Associates Portfolio holdings

AUM $1.22B
1-Year Est. Return 1.91%
This Fund
S&P 500
This Quarter Est. Return
+5.89%
1 Year Est. Return
+1.91%
3 Year Est. Return
+11.01%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$815M
AUM Growth
+$45.7M
Cap. Flow
-$694M
Cap. Flow %
-85.13%
Top 10 Hldgs %
53.92%
Holding
118
New
8
Increased
7
Reduced
8
Closed
6

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$2.27M
2
CURIW
CuriosityStream Warrant
CURIW
+$1.25M
3
EOSEW
Eos Energy Enterprises Warrant
EOSEW
+$1.2M
4
BHR.PRB
Braemar Hotels & Resorts 5.50% Series B Preferred Stock
BHR.PRB
+$295K
5
GDL
GDL Fund
GDL
+$279K

Top Sells

Rank Stock Value
1
PRPLW
Purple Innovation, Inc.
PRPLW
+$2.52M
2
HOUS
Anywhere Real Estate
HOUS
+$1.93M
3
FLG.PRU
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
+$1.43M
4
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
+$1.08M
5
DSKE
Daseke, Inc. Common Stock
DSKE
+$615K

Sector Composition

Rank Sector Weight
1 Energy 1.16%
2 Communication Services 0.73%
3 Financials 0.27%
4 Real Estate 0.09%
5 Industrials 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVG
26
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$428K 0.05%
34,588
– –
JRO
27
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$401K 0.05%
46,255
– –
BLW icon
28
BlackRock Limited Duration Income Trust
BLW
$492M
$293K 0.04%
18,396
– –
EPD icon
29
Enterprise Products Partners
EPD
$81.8B
$288K 0.04%
14,710
– –
LSEAW
30
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$269K 0.03%
+137,050
New +$242K
EVF
31
Eaton Vance Senior Income Trust
EVF
$91.6M
$231K 0.03%
36,329
– –
AFT
32
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$209K 0.03%
14,507
– –
WSC icon
33
WillScot Mobile Mini Holdings
WSC
$4.38B
$196K 0.02%
8,470
-22,160
-72% -$447K
RVNC
34
DELISTED
Revance Therapeutics, Inc.
RVNC
$179K 0.02%
+6,328
New +$164K
GEL icon
35
Genesis Energy
GEL
$1.86B
$127K 0.02%
20,500
– –
DSKEW
36
DELISTED
Daseke, Inc. Warrant
DSKEW
$102K 0.01%
560,116
-318,675
-36% -$76.8K
PHD
37
DELISTED
Pioneer Floating Rate Fund
PHD
$66K 0.01%
6,511
-41,287
-86% -$429K
JSD
38
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$40K ﹤0.01%
+3,007
New +$37.9K
JFR icon
39
Nuveen Floating Rate Income Fund
JFR
$1.25B
$9K ﹤0.01%
+1,000
New +$8.43K
TMTSW
40
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
$9K ﹤0.01%
+7,500
New +$5.88K
EP.PRC icon
41
El Paso Energy Capital Trust I
EP.PRC
$222M
– –
-7,706
Closed -$364K
HOUS
42
DELISTED
Anywhere Real Estate
HOUS
– –
-204,861
Closed -$1.93M
DSKE
43
DELISTED
Daseke, Inc. Common Stock
DSKE
– –
-114,481
Closed -$615K
PRPLW
44
DELISTED
Purple Innovation, Inc.
PRPLW
– –
-385,784
Closed -$2.52M
FLY
45
DELISTED
Fly Leasing Limited
FLY
– –
-2,738
Closed -$20K
1
2

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IA
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DGM
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GC
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CCM
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FLII
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Zazove Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Zazove Associates held 118 positions worth $815M, up 5.9% from $769M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Zazove Associates withdrew a net $694M in Q4 2020, closing 6 positions and reducing 8 holdings. Its most notable exit was Purple Innovation, Inc., an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Energy at 1.2% of assets, up from 0.92% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Zazove Associates opened a new position in Occidental Petroleum Corp Warrants worth $3.4M.

  • Zazove Associates's largest Q4 2020 buy was Occidental Petroleum Corp Warrants: 500,000 shares worth $3.4M.
  • Zazove Associates added most to Braemar Hotels & Resorts 5.50% Series B Preferred Stock in Q4 2020, an estimated $295K increase.
  • Zazove Associates's biggest Q4 2020 reduction was Flagstar Bank National Association Bifurcated Option Note Unit Securities, cutting an estimated $1.43M.
  • Zazove Associates fully exited Purple Innovation, Inc. in Q4 2020, selling an estimated $2.52M.
  • Zazove Associates's ten largest holdings make up 54% of its $815M portfolio in Q4 2020.
  • Zazove Associates opened 8 new positions and closed 6 in Q4 2020.
  • Zazove Associates's portfolio value rose 5.9% quarter-over-quarter to $815M.

Based on Zazove Associates's 13F filing for Q4 2020, filed 10 Feb 2021.