ZA

Zazove Associates Portfolio holdings

AUM $1.23B
1-Year Return 3.71%
This Quarter Return
+5.97%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$815M
AUM Growth
+$45.7M
Cap. Flow
-$720M
Cap. Flow %
-88.43%
Top 10 Hldgs %
53.92%
Holding
127
New
8
Increased
7
Reduced
8
Closed
6

Top Buys

1
EOSEW icon
Eos Energy Enterprises, Inc. Warrant
EOSEW
$3.5M
2
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$3.41M
3
CURIW icon
CuriosityStream Inc. Warrant
CURIW
$2.43M
4
BHR.PRB
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$326K
5
GDL
GDL Fund
GDL
$284K

Top Sells

1
PRPLW
Purple Innovation, Inc.
PRPLW
$2.52M
2
HOUS icon
Anywhere Real Estate
HOUS
$1.93M
3
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$1.45M
4
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$1.44M
5
RCA
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
$1.11M

Sector Composition

1 Energy 1.16%
2 Communication Services 0.73%
3 Financials 0.27%
4 Real Estate 0.09%
5 Industrials 0.02%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EVG
26
Eaton Vance Short Duration Diversified Income Fund
EVG
$153M
$428K 0.05%
34,588
– –
JRO
27
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$401K 0.05%
46,255
– –
BLW icon
28
BlackRock Limited Duration Income Trust
BLW
$550M
$293K 0.04%
18,396
– –
EPD icon
29
Enterprise Products Partners
EPD
$68.1B
$288K 0.04%
14,710
– –
LSEAW
30
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$269K 0.03%
+137,050
New +$269K
EVF
31
Eaton Vance Senior Income Trust
EVF
$101M
$231K 0.03%
36,329
– –
AFT
32
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$209K 0.03%
14,507
– –
WSC icon
33
WillScot Mobile Mini Holdings
WSC
$4.23B
$196K 0.02%
8,470
-22,160
-72% -$513K
RVNC
34
DELISTED
Revance Therapeutics, Inc.
RVNC
$179K 0.02%
+6,328
New +$179K
GEL icon
35
Genesis Energy
GEL
$2B
$127K 0.02%
20,500
– –
DSKEW
36
DELISTED
Daseke, Inc. Warrant
DSKEW
$102K 0.01%
560,116
-318,675
-36% -$58K
PHD
37
Pioneer Floating Rate Fund
PHD
$123M
$66K 0.01%
6,511
-41,287
-86% -$419K
JSD
38
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$40K ﹤0.01%
+3,007
New +$40K
JFR icon
39
Nuveen Floating Rate Income Fund
JFR
$1.13B
$9K ﹤0.01%
+1,000
New +$9K
TMTSW
40
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
$9K ﹤0.01%
+7,500
New +$9K
EP.PRC icon
41
El Paso Energy Capital Trust I
EP.PRC
$218M
– –
-7,706
Closed -$364K
HOUS icon
42
Anywhere Real Estate
HOUS
$737M
– –
-204,861
Closed -$1.93M
DSKE
43
DELISTED
Daseke, Inc. Common Stock
DSKE
– –
-114,481
Closed -$615K
PRPLW
44
DELISTED
Purple Innovation, Inc.
PRPLW
– –
-385,784
Closed -$2.52M
FLY
45
DELISTED
Fly Leasing Limited
FLY
– –
-2,738
Closed -$20K
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