ZA

Zazove Associates Portfolio holdings

AUM $1.23B
1-Year Return 3.71%
This Quarter Return
+2.91%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$719M
AUM Growth
-$114M
Cap. Flow
-$800M
Cap. Flow %
-111.23%
Top 10 Hldgs %
54.98%
Holding
135
New
4
Increased
11
Reduced
4
Closed
4

Top Buys

1
BHR.PRB
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$2.05M
2
CMLS
Cumulus Media Inc. Class A Common Stock
CMLS
$1.17M
3
BHR
Braemar Hotels & Resorts
BHR
$266K
4
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$257K
5
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$180K

Top Sells

1
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$3.11M
2
ECOL
US Ecology, Inc.
ECOL
$1.56M
3
UONEK icon
Urban One Class D
UONEK
$1.46M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
$1.14M
5
WSC icon
WillScot Mobile Mini Holdings
WSC
$934K

Sector Composition

1 Energy 1.17%
2 Communication Services 1%
3 Real Estate 0.39%
4 Financials 0.21%
5 Industrials 0.07%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WSC icon
26
WillScot Mobile Mini Holdings
WSC
$4.26B
– –
0
– -$934K
JRO
27
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$363K 0.05%
46,255
– –
EP.PRC icon
28
El Paso Energy Capital Trust I
EP.PRC
$218M
$345K 0.05%
7,706
– –
EPD icon
29
Enterprise Products Partners
EPD
$68.3B
$267K 0.04%
14,710
– –
BHR
30
Braemar Hotels & Resorts
BHR
$201M
$266K 0.04%
+92,892
New +$266K
BLW icon
31
BlackRock Limited Duration Income Trust
BLW
$550M
$256K 0.04%
18,396
– –
EVF
32
Eaton Vance Senior Income Trust
EVF
$101M
$194K 0.03%
36,329
– –
DSKEW
33
DELISTED
Daseke, Inc. Warrant
DSKEW
$183K 0.03%
3,049,273
-5,000
-0.2% -$300
AFT
34
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$180K 0.03%
14,507
– –
GEL icon
35
Genesis Energy
GEL
$2.02B
$148K 0.02%
20,500
– –
FLY
36
DELISTED
Fly Leasing Limited
FLY
$101K 0.01%
12,339
– –
VTOL icon
37
Bristow Group
VTOL
$1.07B
$61K 0.01%
+4,366
New +$61K
MDIA icon
38
Mediaco Holding
MDIA
$73.5M
$53K 0.01%
10,043
-137,668
-93% -$727K
JSD
39
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$35K ﹤0.01%
+3,007
New +$35K
JFR icon
40
Nuveen Floating Rate Income Fund
JFR
$1.13B
$8K ﹤0.01%
+1,000
New +$8K
BAC.PRL icon
41
Bank of America Series L
BAC.PRL
$3.9B
– –
-883
Closed -$1.14M
CNVS icon
42
Cineverse
CNVS
$66.4M
– –
-14,443
Closed -$105K
WFC.PRL icon
43
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.92B
– –
0
– -$871K
FLG.PRU
44
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$116M
– –
-73,311
Closed -$3.11M
ECOL
45
DELISTED
US Ecology, Inc.
ECOL
– –
-51,441
Closed -$1.56M
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