ZA

Zazove Associates Portfolio holdings

AUM $1.23B
1-Year Return 3.71%
This Quarter Return
-2.14%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$833M
AUM Growth
-$370M
Cap. Flow
-$1.12B
Cap. Flow %
-134.42%
Top 10 Hldgs %
49.93%
Holding
144
New
5
Increased
7
Reduced
13
Closed
5

Top Buys

1
MDIA icon
Mediaco Holding
MDIA
+$626K
2
ECOLW
US Ecology, Inc. Warrant
ECOLW
+$456K
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$455K
4
CBRE icon
CBRE Group
CBRE
+$394K
5
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$341K

Top Sells

1
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$4.87M
2
ECOL
US Ecology, Inc.
ECOL
+$4.36M
3
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
+$3.56M
4
USAC icon
USA Compression Partners
USAC
+$2.96M
5
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
+$1.42M

Sector Composition

1 Communication Services 0.64%
2 Energy 0.55%
3 Real Estate 0.34%
4 Industrials 0.31%
5 Financials 0.13%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CBRE icon
26
CBRE Group
CBRE
$49.4B
$394K 0.05%
+10,442
New +$394K
FRA icon
27
BlackRock Floating Rate Income Strategies Fund
FRA
$468M
$383K 0.05%
38,276
– –
EVG
28
Eaton Vance Short Duration Diversified Income Fund
EVG
$153M
$378K 0.05%
34,588
-2,659
-7% -$29.1K
PHD
29
Pioneer Floating Rate Fund
PHD
$123M
$366K 0.04%
47,798
– –
JRO
30
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$344K 0.04%
46,255
– –
EP.PRC icon
31
El Paso Energy Capital Trust I
EP.PRC
$219M
$341K 0.04%
+7,706
New +$341K
SMM
32
DELISTED
Salient Midstream & MLP Fund
SMM
$280K 0.03%
80,550
+9,430
+13% +$32.8K
DSKEW
33
DELISTED
Daseke, Inc. Warrant
DSKEW
$275K 0.03%
3,054,273
-27,052
-0.9% -$2.44K
BLW icon
34
BlackRock Limited Duration Income Trust
BLW
$549M
$232K 0.03%
18,396
– –
EPD icon
35
Enterprise Products Partners
EPD
$69.1B
$210K 0.03%
+14,710
New +$210K
AFT
36
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$168K 0.02%
14,507
– –
EVF
37
Eaton Vance Senior Income Trust
EVF
$101M
$167K 0.02%
+36,329
New +$167K
DSKE
38
DELISTED
Daseke, Inc. Common Stock
DSKE
$162K 0.02%
115,497
-6,302
-5% -$8.84K
CNVS icon
39
Cineverse
CNVS
$65.6M
$105K 0.01%
14,443
-17,815
-55% -$130K
FLY
40
DELISTED
Fly Leasing Limited
FLY
$87K 0.01%
12,339
– –
GEL icon
41
Genesis Energy
GEL
$2.02B
$80K 0.01%
20,500
– –
ATLC icon
42
Atlanticus Holdings
ATLC
$1.03B
– –
-40,694
Closed -$367K
GER
43
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
-36,784
Closed -$1.42M
SWT
44
DELISTED
Stanley Black & Decker, Inc.
SWT
– –
0
– -$1.27M
DTP
45
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
– –
0
– -$1.03M
FTV.PRA
46
DELISTED
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
– –
0
– -$4.87M
NIHD
47
DELISTED
NII Holdings, Inc. Common Stock
NIHD
– –
-75,000
Closed -$163K
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