ZA

Zazove Associates Portfolio holdings

AUM $1.23B
1-Year Return 3.71%
This Quarter Return
+0.26%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$1.2B
AUM Growth
-$52.8M
Cap. Flow
-$1.11B
Cap. Flow %
-92.51%
Top 10 Hldgs %
47.73%
Holding
140
New
21
Increased
2
Reduced
3
Closed
4

Top Buys

1
ECOL
US Ecology, Inc.
ECOL
+$11.3M
2
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
+$7.96M
3
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
+$7.7M
4
UONEK icon
Urban One Class D
UONEK
+$6.58M
5
EMMS
Emmis Communications Corp
EMMS
+$5.13M

Top Sells

1
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$4.51M
2
NRCG.WS
NRC Group Holdings Corp.
NRCG.WS
+$2.3M
3
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$1.55M
4
RCA
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
+$1.27M
5
CURO
CURO Group Holdings Corp.
CURO
+$294K

Sector Composition

1 Communication Services 1.01%
2 Industrials 0.96%
3 Energy 0.93%
4 Real Estate 0.43%
5 Financials 0.36%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DTP
26
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
– –
0
– –
WFC.PRL icon
27
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.92B
$987K 0.08%
+681
New +$987K
SMM
28
DELISTED
Salient Midstream & MLP Fund
SMM
$554K 0.05%
+71,120
New +$554K
PHD
29
Pioneer Floating Rate Fund
PHD
$123M
$524K 0.04%
+47,798
New +$524K
FRA icon
30
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$514K 0.04%
38,276
– –
EVG
31
Eaton Vance Short Duration Diversified Income Fund
EVG
$153M
$503K 0.04%
+37,247
New +$503K
JRO
32
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$462K 0.04%
+46,255
New +$462K
CNVS icon
33
Cineverse
CNVS
$63.1M
$452K 0.04%
32,258
-2,775
-8% -$38.9K
GEL icon
34
Genesis Energy
GEL
$2.06B
$420K 0.03%
+20,500
New +$420K
DSKE
35
DELISTED
Daseke, Inc. Common Stock
DSKE
$385K 0.03%
121,799
– –
ATLC icon
36
Atlanticus Holdings
ATLC
$1.03B
$367K 0.03%
40,694
– –
DSKEW
37
DELISTED
Daseke, Inc. Warrant
DSKEW
$367K 0.03%
3,081,325
– –
BLW icon
38
BlackRock Limited Duration Income Trust
BLW
$547M
$302K 0.03%
18,396
– –
FLY
39
DELISTED
Fly Leasing Limited
FLY
$242K 0.02%
+12,339
New +$242K
AFT
40
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$220K 0.02%
14,507
– –
NIHD
41
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$163K 0.01%
+75,000
New +$163K
AAL icon
42
American Airlines Group
AAL
$8.42B
– –
-3,795
Closed -$102K
EFR
43
Eaton Vance Senior Floating-Rate Fund
EFR
$343M
– –
-400
Closed -$5K
EVF
44
Eaton Vance Senior Income Trust
EVF
$101M
– –
0
– -$58K
JFR icon
45
Nuveen Floating Rate Income Fund
JFR
$1.13B
– –
0
– -$10K
AIG.WS
46
DELISTED
American International Group, Inc.
AIG.WS
– –
-5,000
Closed -$71K
BDXA
47
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
– –
-25,000
Closed -$1.55M
GMZ
48
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
– –
0
– -$11K
NRCG.WS
49
DELISTED
NRC Group Holdings Corp.
NRCG.WS
– –
0
– -$2.3M
JSD
50
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
– –
0
– -$45K
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