ZA

Zazove Associates Portfolio holdings

AUM $1.23B
1-Year Return 3.71%
This Quarter Return
-0.36%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$1.26B
AUM Growth
+$123M
Cap. Flow
-$1.09B
Cap. Flow %
-86.93%
Top 10 Hldgs %
47.89%
Holding
148
New
5
Increased
6
Reduced
3
Closed
23

Top Buys

1
AM icon
Antero Midstream
AM
+$4.82M
2
CCO icon
Clear Channel Outdoor Holdings
CCO
+$2.67M
3
CMLS
Cumulus Media Inc. Class A Common Stock
CMLS
+$2.49M
4
BHR.PRB
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
+$1.91M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$1.55M

Top Sells

1
UONEK icon
Urban One Class D
UONEK
+$6.29M
2
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
+$5.89M
3
EMMS
Emmis Communications Corp
EMMS
+$5.16M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$5.13M
5
USAC icon
USA Compression Partners
USAC
+$2.73M

Sector Composition

1 Communication Services 0.92%
2 Energy 0.86%
3 Real Estate 0.5%
4 Financials 0.44%
5 Industrials 0.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CNVS icon
26
Cineverse
CNVS
$65.2M
$624K 0.05%
35,033
-1,508
-4% -$26.9K
SMM
27
DELISTED
Salient Midstream & MLP Fund
SMM
– –
-71,120
Closed -$611K
DSKEW
28
DELISTED
Daseke, Inc. Warrant
DSKEW
$555K 0.04%
3,081,325
-1,337,000
-30% -$241K
PHD
29
Pioneer Floating Rate Fund
PHD
$123M
– –
-47,798
Closed -$511K
EVG
30
Eaton Vance Short Duration Diversified Income Fund
EVG
$153M
– –
-37,247
Closed -$504K
FRA icon
31
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$483K 0.04%
38,276
– –
JRO
32
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-46,255
Closed -$451K
GEL icon
33
Genesis Energy
GEL
$2.06B
– –
-20,500
Closed -$449K
ATLC icon
34
Atlanticus Holdings
ATLC
$1.03B
$340K 0.03%
40,694
-102,454
-72% -$856K
DSKE
35
DELISTED
Daseke, Inc. Common Stock
DSKE
$304K 0.02%
121,799
+8,374
+7% +$20.9K
BLW icon
36
BlackRock Limited Duration Income Trust
BLW
$545M
$288K 0.02%
18,396
– –
FLY
37
DELISTED
Fly Leasing Limited
FLY
– –
-104,894
Closed -$1.83M
AFT
38
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$215K 0.02%
14,507
– –
NIHD
39
DELISTED
NII Holdings, Inc. Common Stock
NIHD
– –
-75,000
Closed -$127K
AAL icon
40
American Airlines Group
AAL
$8.46B
$102K 0.01%
3,795
– –
AIG.WS
41
DELISTED
American International Group, Inc.
AIG.WS
$71K 0.01%
+5,000
New +$71K
EVF
42
Eaton Vance Senior Income Trust
EVF
$101M
– –
0
– –
JSD
43
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
– –
0
– –
GMZ
44
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
– –
0
– –
JFR icon
45
Nuveen Floating Rate Income Fund
JFR
$1.13B
– –
0
– –
EFR
46
Eaton Vance Senior Floating-Rate Fund
EFR
$343M
$5K ﹤0.01%
+400
New +$5K
EP.PRC icon
47
El Paso Energy Capital Trust I
EP.PRC
$218M
– –
-12,870
Closed -$675K
LGND icon
48
Ligand Pharmaceuticals
LGND
$3.21B
– –
-14,119
Closed -$1.01M
WSC icon
49
WillScot Mobile Mini Holdings
WSC
$4.15B
– –
-12,808
Closed -$193K
MGY.WS
50
DELISTED
Magnolia Oil & Gas Corporation
MGY.WS
– –
-487,700
Closed -$1.63M
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