ZA

Zazove Associates Portfolio holdings

AUM $1.1B
1-Year Est. Return 4.9%
This Quarter Est. Return
1 Year Est. Return
+4.9%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.26B
AUM Growth
+$123M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
148
New
Increased
Reduced
Closed

Top Buys

1
+$4.82M
2
+$2.67M
3
+$2.49M
4
BHR.PRB
Braemar Hotels & Resorts 5.50% Series B Preferred Stock
BHR.PRB
+$1.91M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$1.55M

Top Sells

1
+$6.29M
2
+$5.89M
3
+$5.16M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$5.13M
5
USAC icon
USA Compression Partners
USAC
+$2.73M

Sector Composition

1 Communication Services 0.92%
2 Energy 0.86%
3 Real Estate 0.5%
4 Financials 0.44%
5 Industrials 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$624K 0.05%
35,033
-1,508
27
– –
-71,120
28
$555K 0.04%
3,081,325
-1,337,000
29
– –
-47,798
30
– –
-37,247
31
$483K 0.04%
38,276
32
– –
-46,255
33
– –
-20,500
34
$340K 0.03%
40,694
-102,454
35
$304K 0.02%
121,799
+8,374
36
$288K 0.02%
18,396
37
– –
-104,894
38
$215K 0.02%
14,507
39
– –
-75,000
40
$102K 0.01%
3,795
41
$71K 0.01%
+5,000
42
– –
0
43
– –
0
44
– –
0
45
– –
0
46
$5K ﹤0.01%
+400
47
– –
-12,870
48
– –
-14,119
49
– –
-12,808
50
– –
-487,700
1
2