ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
-1.11%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$925M
AUM Growth
+$925M
Cap. Flow
-$20M
Cap. Flow %
-2.17%
Top 10 Hldgs %
51.51%
Holding
129
New
6
Increased
7
Reduced
2
Closed
11

Top Buys

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.79M
2
CMLS
Cumulus Media Inc. Class A Common Stock
CMLS
$1.33M
3
FLY
Fly Leasing Limited
FLY
$1.02M
4
CURO
CURO Group Holdings Corp.
CURO
$751K
5
EMMS
Emmis Communications Corp
EMMS
$533K

Top Sells

1
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$20M
2
UONEK icon
Urban One Class D
UONEK
$5.43M
3
SMPLW
The Simply Good Foods Company Warrant
SMPLW
$4.79M
4
DSKEW
Daseke, Inc. Warrant
DSKEW
$2.79M
5
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$2.57M

Sector Composition

1 Communication Services 0.88%
2 Energy 0.39%
3 Real Estate 0.37%
4 Financials 0.32%
5 Industrials 0.2%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CNVS icon
26
Cineverse
CNVS
$71.9M
$446K 0.05%
781,872
-69,376
-8% -$39.6K
JRO
27
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
0
– –
GEL icon
28
Genesis Energy
GEL
$2.03B
$379K 0.04%
+20,500
New +$379K
DSKE
29
DELISTED
Daseke, Inc. Common Stock
DSKE
$362K 0.04%
98,325
+78,325
+392% +$288K
NIHD
30
DELISTED
NII Holdings, Inc. Common Stock
NIHD
– –
0
– –
GLU
31
Gabelli Utility & Income Trust
GLU
$107M
$278K 0.03%
17,271
– –
EP.PRC icon
32
El Paso Energy Capital Trust I
EP.PRC
$217M
$235K 0.03%
+5,616
New +$235K
EVG
33
Eaton Vance Short Duration Diversified Income Fund
EVG
$152M
$232K 0.03%
18,602
– –
AFT
34
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$209K 0.02%
14,507
– –
SMM
35
DELISTED
Salient Midstream & MLP Fund
SMM
– –
-25,602
Closed -$261K
NRCG.WS
36
DELISTED
NRC Group Holdings Corp.
NRCG.WS
– –
0
– –
AIG.WS
37
DELISTED
American International Group, Inc.
AIG.WS
– –
-10,610
Closed -$155K
WSCWW
38
DELISTED
WillScot Corporation Warrant
WSCWW
– –
0
– -$550K
SMPLW
39
DELISTED
The Simply Good Foods Company Warrant
SMPLW
– –
0
– -$4.79M
TAHO
40
DELISTED
Tahoe Resources Inc
TAHO
– –
0
– -$558K
FLG.PRU
41
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$115M
– –
-406,579
Closed -$20M
DPG
42
Duff & Phelps Utility and Infrastructure Fund
DPG
$462M
– –
-33,833
Closed -$491K
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