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ZA
Zazove Associates Portfolio holdings
AUM
$1.22B
1-Year Est. Return
1.91%
This Fund
S&P 500
This Quarter
Est. Return
+0.24%
1 Year Est. Return
+1.91%
3 Year Est. Return
+11.01%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$2.17B
AUM Growth
+$12.4M
(+0.58%)
Cap. Flow
-$2.06B
Cap. Flow
% of AUM
-94.97%
Top 10 Holdings %
Top 10 Hldgs %
42.32%
Holding
113
New
10
Increased
4
Reduced
5
Closed
10
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
EVV
Eaton Vance Limited Duration Income Fund
EVV
|
+$1.1M |
| 2 |
HTR
Brookfield Total Return Fund Inc
HTR
|
+$859K |
| 3 |
Cohen & Steers Closed End Opportunity Fund
FOF
|
+$590K |
| 4 |
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
|
+$580K |
| 5 |
Cohen & Steers Infrastructure Fund
UTF
|
+$572K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WELL.PRI
Welltower Inc.
WELL.PRI
|
+$101M |
| 2 |
FLG.PRU
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
|
+$41.1M |
| 3 |
Johnson & Johnson
JNJ
|
+$15.4M |
| 4 |
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
|
+$9.48M |
| 5 |
Urban One Class D
UONEK
|
+$6.37M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 0.24% |
| 2 | Real Estate | 0.11% |
| 3 | Healthcare | 0.02% |
| 4 | Consumer Discretionary | 0% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Nuveen Floating Rate Income Fund
JFR
$1.24B
| – | – |
-26,758
| Closed | -$287K |
|
|
AIG.WS
27
DELISTED
American International Group, Inc.
AIG.WS
| $259K | 0.01% |
+12,220
| New | +$256K |
|
|
EVG
28
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
| $255K | 0.01% |
+18,602
| New | +$253K |
|
|
AFT
29
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
| $246K | 0.01% |
+14,507
| New | +$237K |
|
|
GDL
30
GDL Fund
GDL
$92.1M
| $225K | 0.01% |
+22,652
| New | +$225K |
|
|
NSL
31
DELISTED
NUVEEN SENIOR INCM FD
NSL
| – | – |
0
| – | – |
|
|
KMI.WS
32
DELISTED
Kinder Morgan Inc
KMI.WS
| $189K | 0.01% |
12,576,332
| – | – |
|
|
KODK.WS
33
DELISTED
Eastman Kodak Company
KODK.WS
| $43K | ﹤0.01% |
11,700
-1,444
| -11% | -$5.72K |
|
|
KODK.WS.A
34
DELISTED
Eastman Kodak Company
KODK.WS.A
| $31K | ﹤0.01% |
11,700
-1,444
| -11% | -$5.11K |
|
|
35
Johnson & Johnson
JNJ
$620B
| – | – |
-127,000
| Closed | -$15.4M |
|
|
ICON
36
DELISTED
Iconix Brand Group, Inc.
ICON
| – | – |
-11,210
| Closed | -$758K |
|
|
JPM.WS
37
DELISTED
JPMorgan Chase
JPM.WS
| – | – |
-46,000
| Closed | -$932K |
|
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Zazove Associates's Q3 2016 Portfolio in Review
As of Q3 2016, Zazove Associates held 113 positions worth $2.17B, up 0.58% from $2.15B the previous quarter. Its ten largest holdings account for 42% of the portfolio.
Zazove Associates withdrew a net $2.06B in Q3 2016, closing 10 positions and reducing 5 holdings. Its most notable exit was Welltower Inc., an estimated $101M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 0.24% of assets, down from 0.29% a quarter earlier, followed by Real Estate and Healthcare.
Against the trend, Zazove Associates opened a new position in Brookfield Total Return Fund Inc worth $850K.
- Zazove Associates's largest Q3 2016 buy was Brookfield Total Return Fund Inc: 37,929 shares worth $850K.
- Zazove Associates added most to Eaton Vance Limited Duration Income Fund in Q3 2016, an estimated $1.1M increase.
- Zazove Associates's biggest Q3 2016 reduction was KeyCorp Pfd, cutting an estimated $4.97M.
- Zazove Associates fully exited Welltower Inc. in Q3 2016, selling an estimated $101M.
- Zazove Associates's ten largest holdings make up 42% of its $2.17B portfolio in Q3 2016.
- Zazove Associates opened 10 new positions and closed 10 in Q3 2016.
- Zazove Associates's portfolio value rose 0.58% quarter-over-quarter to $2.17B.
Based on Zazove Associates's 13F filing for Q3 2016, filed 4 Nov 2016.