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YMRC

Yorktown Management & Research Company Portfolio holdings

AUM $163M
1-Year Est. Return 68.53%
This Fund
S&P 500
This Quarter Est. Return
-5.18%
1 Year Est. Return
+68.53%
3 Year Est. Return
+222.75%
5 Year Est. Return
+299.09%
10 Year Est. Return
+935.04%
AUM
$521M
AUM Growth
-$16.9M
Cap. Flow
+$13M
Cap. Flow %
2.49%
Top 10 Hldgs %
25.71%
Holding
527
New
52
Increased
58
Reduced
45
Closed
71

Top Buys

Rank Stock Value
1
DBRG icon
DigitalBridge
DBRG
+$3.76M
2
BKCC
BlackRock Capital Investment Corporation
BKCC
+$3.57M
3
HLSS
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
+$3.09M
4
BBDC icon
Barings BDC
BBDC
+$1.9M
5
OCSI
Oaktree Strategic Income Corporation
OCSI
+$1.81M

Top Sells

Rank Stock Value
1
PSEC icon
Prospect Capital
PSEC
+$9.56M
2
RIG icon
Transocean
RIG
+$4.05M
3
SDRL
Seadrill Limited Common Stock
SDRL
+$2.05M
4
NRF
NorthStar Realty Finance Corp.
NRF
+$1.4M
5
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$1.04M

Sector Composition

Rank Sector Weight
1 Financials 33.89%
2 Real Estate 21.69%
3 Industrials 7.41%
4 Energy 3.2%
5 Technology 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNNT
26
Pennant Park Investment Corp
PNNT
$244M
$6.49M 1.25%
595,000
+43,000
+8% +$494K
GARS
27
DELISTED
Garrison Capital Inc.
GARS
$5.47M 1.05%
377,925
+27,900
+8% +$409K
GBDC icon
28
Golub Capital BDC
GBDC
$3.42B
$5.34M 1.03%
342,035
+10,210
+3% +$170K
RESI
29
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$5.04M 0.97%
210,000
+70,000
+50% +$1.74M
BBDC icon
30
Barings BDC
BBDC
$975M
$4.68M 0.9%
185,000
+70,000
+61% +$1.9M
FSK icon
31
FS KKR Capital
FSK
$3.39B
$4.52M 0.87%
105,000
+33,557
+47% +$1.41M
BXMT icon
32
Blackstone Mortgage Trust
BXMT
$2.47B
$4.47M 0.86%
165,000
+50,000
+43% +$1.43M
SCM icon
33
Stellus Capital Investment Corp
SCM
$251M
$4.37M 0.84%
314,700
+40,000
+15% +$571K
SFL icon
34
SFL Corp
SFL
$1.54B
$4.06M 0.78%
240,000
– –
MRCC
35
DELISTED
Monroe Capital Corp
MRCC
$4.02M 0.77%
298,000
+5,000
+2% +$68.1K
OXSQ icon
36
Oxford Square Capital
OXSQ
$155M
$3.97M 0.76%
450,000
– –
BCIC
37
BCP Investment Corp
BCIC
$96M
$3.93M 0.75%
47,300
– –
ACSF
38
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$3.9M 0.75%
300,000
+59,328
+25% +$824K
OCSI
39
DELISTED
Oaktree Strategic Income Corporation
OCSI
$3.9M 0.75%
330,000
+139,452
+73% +$1.81M
KMI icon
40
Kinder Morgan
KMI
$70.1B
$3.72M 0.71%
97,000
– –
DBRG icon
41
DigitalBridge
DBRG
$2.95B
$3.68M 0.71%
+50,000
New +$3.76M
PFLT icon
42
PennantPark Floating Rate Capital
PFLT
$743M
$3.53M 0.68%
256,058
– –
STB
43
DELISTED
Student Transportation Inc
STB
$3M 0.58%
480,000
– –
ATAXZ
44
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$2.99M 0.57%
500,000
– –
ARI
45
Apollo Commercial Real Estate
ARI
$862M
$2.98M 0.57%
190,000
– –
FLY
46
DELISTED
Fly Leasing Limited
FLY
$2.92M 0.56%
227,700
– –
IRT icon
47
Independence Realty Trust
IRT
$3.93B
$2.8M 0.54%
289,500
+172,500
+147% +$1.72M
TTE icon
48
TotalEnergies
TTE
$195B
$2.45M 0.47%
24,072,079,215
– –
CHMI
49
Cherry Hill Mortgage Investment Corp
CHMI
$108M
$2.44M 0.47%
130,666
+26,556
+26% +$525K
HCAP
50
DELISTED
Harvest Capital Credit Corporation
HCAP
$2.38M 0.46%
181,000
+37,177
+26% +$527K
1
2
3 4 5

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Yorktown Management & Research Company's Q3 2014 Portfolio in Review

As of Q3 2014, Yorktown Management & Research Company held 527 positions worth $521M, down 3.1% from $538M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Yorktown Management & Research Company's Q3 2014 filing shows 52 new, 58 increased, 45 reduced and 71 closed positions. Its largest new stake was DigitalBridge: 50,000 shares worth $3.68M. The largest sale was Prospect Capital, an estimated $9.56M.

By sector, the portfolio is most concentrated in Financials at 34% of assets, down from 35% a quarter earlier, followed by Real Estate and Industrials.

  • Yorktown Management & Research Company's largest Q3 2014 buy was DigitalBridge: 50,000 shares worth $3.68M.
  • Yorktown Management & Research Company added most to BlackRock Capital Investment Corporation in Q3 2014, an estimated $3.57M increase.
  • Yorktown Management & Research Company's biggest Q3 2014 reduction was Seadrill Limited Common Stock, cutting an estimated $2.05M.
  • Yorktown Management & Research Company fully exited Prospect Capital in Q3 2014, selling an estimated $9.56M.
  • Yorktown Management & Research Company's ten largest holdings make up 26% of its $521M portfolio in Q3 2014.
  • Yorktown Management & Research Company opened 52 new positions and closed 71 in Q3 2014.
  • Yorktown Management & Research Company's portfolio value fell 3.1% quarter-over-quarter to $521M.

Based on Yorktown Management & Research Company's 13F filing for Q3 2014, filed 31 Oct 2014.