We are live on ! Find out more
WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.04%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$562M
AUM Growth
-$96.3M
Cap. Flow
-$338M
Cap. Flow %
-60.12%
Top 10 Hldgs %
53.46%
Holding
270
New
50
Increased
30
Reduced
42
Closed
60

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$5.07M
2
VCICU
Vine Hill Capital Investment Corp Unit
VCICU
+$1.34M
3
BUJA
Bukit Jalil Global Acquisition 1
BUJA
+$774K
4
NE icon
Noble Corp
NE
+$709K
5
AAM
AA Mission Acquisition Corp
AAM
+$672K

Top Sells

Rank Stock Value
1
DJTWW
Trump Media & Technology Group Warrants
DJTWW
+$8.41M
2
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$3.94M
3
NE.WS icon
Noble Corporation PLC Tranche 1 Warrants
NE.WS
+$1.91M
4
CORZZ icon
Core Scientific Inc Tranche 2 Warrants
CORZZ
+$1.23M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.09M

Sector Composition

Rank Sector Weight
1 Financials 1.98%
2 Healthcare 0.31%
3 Energy 0.24%
4 Real Estate 0.14%
5 Technology 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAKA
201
Nakamoto Inc
NAKA
$84.4M
– –
-275
Closed -$30.3K
FSHPU
202
Flag Ship Acquisition Corp Unit
FSHPU
– –
-10,000
Closed -$100K
TETE
203
DELISTED
Technology & Telecommunication Acquisition Corporation Class A Ordinary Shares
TETE
– –
-17,414
Closed -$208K
TDW.WS
204
DELISTED
Tidewater Inc.
TDW.WS
– –
-32,624
Closed -$325K
LILM
205
DELISTED
Lilium N.V. Class A Ordinary Shares
LILM
– –
-33,500
Closed -$26.6K
ASTSW
206
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
– –
-14,000
Closed -$59.2K
ACAC
207
DELISTED
Acri Capital Acquisition Corp
ACAC
– –
-27,357
Closed -$309K
AOGOW
208
DELISTED
Arogo Capital Acquisition Corp. Warrant
AOGOW
– –
-90,000
Closed -$2.7K
AOGO
209
DELISTED
Arogo Capital Acquisition Corp. Class A Common Stock
AOGO
– –
-80,279
Closed -$876K
NNAG
210
DELISTED
99 Acquisition Group Inc
NNAG
– –
-70,162
Closed -$737K
TCOA
211
DELISTED
Zalatoris Acquisition Corp.
TCOA
– –
-67,420
Closed -$745K
ZURAW
212
DELISTED
Zura Bio Limited Warrants
ZURAW
– –
-12,909
Closed -$5.16K
WKSPW
213
DELISTED
Worksport, Ltd. Warrant
WKSPW
– –
-24,444
Closed -$1.71K
VBIV
214
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
– –
-25,000
Closed -$16.7K
ZLS
215
DELISTED
Zalatoris II Acquisition Corp Class A Ordinary Shares
ZLS
– –
-23,698
Closed -$260K
FREEW
216
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
– –
-313,349
Closed -$13K
ARYD
217
DELISTED
ARYA Sciences Acquisition Corp IV Class A Odinary Shares
ARYD
– –
-13,147
Closed -$151K
SLNAW
218
DELISTED
Selina Hospitality PLC Warrant
SLNAW
– –
-126,860
Closed -$1.38K
BLUA
219
DELISTED
BlueRiver Acquisition Corp.
BLUA
– –
-80,278
Closed -$888K
CNGLW
220
DELISTED
Canna-Global Acquisition Corp Warrant
CNGLW
– –
-90,100
Closed -$1.23K
CNGL
221
DELISTED
Canna-Global Acquisition Corp. Class A Common Stock
CNGL
– –
-72,422
Closed -$776K
VRPX
222
DELISTED
Virpax Pharmaceuticals, Inc. Common Stock
VRPX
– –
-800
Closed -$10.3K
NOVV
223
DELISTED
Nova Vision Acquisition Corp. Ordinary share
NOVV
– –
-40,849
Closed -$493K
AFAR
224
DELISTED
Aura FAT Projects Acquisition Corp Class A Ordinary Shares
AFAR
– –
-27,898
Closed -$315K
5 6 7 8
9

Similar funds

GP
GSK plc London $599M AUM
BHPW
Beverly Hills Private Wealth Beverly Hills, California $600M AUM 21.5% 1-Year Est. Return
CCP
Clifford Capital Partners Alpine, Utah $600M AUM 19.57% 1-Year Est. Return
SCM
Stanley Capital Management Houston, Texas $598M AUM 33.22% 1-Year Est. Return
OCAM
Onex Canada Asset Management Toronto, Ontario, Canada $601M AUM 15.16% 1-Year Est. Return
NPCM
North Peak Capital Management New York $601M AUM 0.2% 1-Year Est. Return
FSG
Financial Strategies Group Okemos, Michigan $598M AUM 12.52% 1-Year Est. Return
CIG
Capricorn Investment Group Palo Alto, California $602M AUM 165.22% 1-Year Est. Return

Warberg Asset Management's Q3 2024 Portfolio in Review

As of Q3 2024, Warberg Asset Management held 270 positions worth $562M, down 15% from $658M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Warberg Asset Management withdrew a net $338M in Q3 2024, closing 60 positions and reducing 42 holdings. Its most notable exit was Trump Media & Technology Group Warrants, an estimated $8.41M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, up from 1.5% a quarter earlier, followed by Healthcare and Energy.

Against the trend, Warberg Asset Management opened a new position in iShares 0-3 Month Treasury Bond ETF worth $5.08M.

  • Warberg Asset Management's largest Q3 2024 buy was iShares 0-3 Month Treasury Bond ETF: 50,455 shares worth $5.08M.
  • Warberg Asset Management added most to Grayscale Bitcoin Trust in Q3 2024, an estimated $511K increase.
  • Warberg Asset Management's biggest Q3 2024 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $3.94M.
  • Warberg Asset Management fully exited Trump Media & Technology Group Warrants in Q3 2024, selling an estimated $8.41M.
  • Warberg Asset Management's ten largest holdings make up 53% of its $562M portfolio in Q3 2024.
  • Warberg Asset Management opened 50 new positions and closed 60 in Q3 2024.
  • Warberg Asset Management's portfolio value fell 15% quarter-over-quarter to $562M.

Based on Warberg Asset Management's 13F filing for Q3 2024, filed 6 Nov 2024.