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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+2.04%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$697M
AUM Growth
+$169M
Cap. Flow
-$172M
Cap. Flow %
-24.71%
Top 10 Hldgs %
65.88%
Holding
269
New
37
Increased
38
Reduced
43
Closed
54

Top Buys

Rank Stock Value
1
STXS icon
Stereotaxis
STXS
+$1.58M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$1.29M
3
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$863K
4
CLRC
ClimateRock Class A Ordinary Shares
CLRC
+$844K
5
BKHAU
Black Hawk Acquisition Corp Units
BKHAU
+$752K

Top Sells

Rank Stock Value
1
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.37M
2
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$1.11M
3
ACAH
Atlantic Coastal Acquisition Corp. Class A Common Stock
ACAH
+$824K
4
CFFS
CF Acquisition Corp. VII Class A Common Stock
CFFS
+$786K
5
MNTN
Everest Consolidator Acquisition Corporation
MNTN
+$772K

Sector Composition

Rank Sector Weight
1 Financials 1.75%
2 Healthcare 0.44%
3 Real Estate 0.16%
4 Technology 0.13%
5 Consumer Discretionary 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXX icon
201
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$154M
– –
-11,250
Closed -$698K
WAL icon
202
PUT
Western Alliance Bancorporation
WAL
$9.2B
– –
-6,000
Closed -$395K
WHR icon
203
CALL
Whirlpool
WHR
$2.54B
– –
-5,000
Closed -$609K
IROHU
204
DELISTED
Iron Horse Acquisitions Corp Unit
IROHU
– –
-36,267
Closed -$364K
PPYA
205
DELISTED
Papaya Growth Opportunity Corp. I Class A Common Stock
PPYA
– –
-15,287
Closed -$165K
BRAC
206
DELISTED
Broad Capital Acquisition Corp Common Stock
BRAC
– –
-10,329
Closed -$115K
ALSA
207
DELISTED
Alpha Star Acquisition Corp
ALSA
– –
-24,196
Closed -$271K
CFFS
208
DELISTED
CF Acquisition Corp. VII Class A Common Stock
CFFS
– –
-72,331
Closed -$786K
AUMN
209
DELISTED
Golden Minerals Company
AUMN
– –
-42,402
Closed -$22K
SMR.WS
210
DELISTED
NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
SMR.WS
– –
-11,500
Closed -$3.56K
SWN
211
CALL
DELISTED
Southwestern Energy Company
SWN
– –
-37,000
Closed -$242K
CETU
212
DELISTED
Cetus Capital Acquisition Corp. Class A Common Stock
CETU
– –
-18,668
Closed -$196K
CHAA
213
DELISTED
Catcha Investment Corp
CHAA
– –
-28,529
Closed -$318K
YTEN
214
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
– –
-1,063
Closed -$6.12K
DSAQ
215
DELISTED
Direct Selling Acquisition Corp.
DSAQ
– –
-47,356
Closed -$516K
AEON.WS
216
DELISTED
AEON Biopharma Inc
AEON.WS
– –
-53,500
Closed -$5.34K
FSR
217
DELISTED
Fisker Inc.
FSR
– –
-18,600
Closed -$32.5K
FSR
218
PUT
DELISTED
Fisker Inc.
FSR
– –
-186,100
Closed -$326K
CTOS.WS
219
DELISTED
Custom Truck One Source, Inc. Warrants, exerciseable for Common Stock
CTOS.WS
– –
-15,900
Closed -$851
ENCPW
220
DELISTED
Energem Corp Warrant
ENCPW
– –
-90,000
Closed -$1.35K
THWWW
221
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
– –
-64,011
Closed -$25.9K
ACAH
222
DELISTED
Atlantic Coastal Acquisition Corp. Class A Common Stock
ACAH
– –
-77,825
Closed -$824K
SHAP.WS
223
DELISTED
Spree Acquisition Corp. 1 Limited Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
SHAP.WS
– –
-23,576
Closed -$707
CPTK
224
DELISTED
Crown PropTech Acquisitions
CPTK
– –
-56,813
Closed -$605K
MNTN
225
DELISTED
Everest Consolidator Acquisition Corporation
MNTN
– –
-70,530
Closed -$772K
6 7 8
9
10

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Warberg Asset Management's Q1 2024 Portfolio in Review

As of Q1 2024, Warberg Asset Management held 269 positions worth $697M, up 32% from $528M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Warberg Asset Management withdrew a net $172M in Q1 2024, closing 54 positions and reducing 43 holdings. Its most notable exit was Invesco Ultra Short Duration ETF, an estimated $1.37M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 2.5% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in Stereotaxis worth $1.74M.

  • Warberg Asset Management's largest Q1 2024 buy was Stereotaxis: 665,688 shares worth $1.74M.
  • Warberg Asset Management added most to Expand Energy Corp Class B Warrants in Q1 2024, an estimated $863K increase.
  • Warberg Asset Management's biggest Q1 2024 reduction was Hertz Global Holdings Warrants, cutting an estimated $1.11M.
  • Warberg Asset Management fully exited Invesco Ultra Short Duration ETF in Q1 2024, selling an estimated $1.37M.
  • Warberg Asset Management's ten largest holdings make up 66% of its $697M portfolio in Q1 2024.
  • Warberg Asset Management opened 37 new positions and closed 54 in Q1 2024.
  • Warberg Asset Management's portfolio value rose 32% quarter-over-quarter to $697M.

Based on Warberg Asset Management's 13F filing for Q1 2024, filed 6 May 2024.