WAM

Warberg Asset Management Portfolio holdings

AUM $408M
1-Year Est. Return 10.11%
This Quarter Est. Return
1 Year Est. Return
+10.11%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$333M
AUM Growth
+$5.45M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
329
New
Increased
Reduced
Closed

Top Buys

1
+$1.54M
2
+$1.11M
3
+$663K
4
MAQC
Maquia Capital Acquisition Corporation Class A Common Stock
MAQC
+$600K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$533K

Top Sells

1
+$10.7M
2
+$4.92M
3
+$3.79M
4
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$1.62M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$1.46M

Sector Composition

1 Financials 2.1%
2 Technology 0.62%
3 Industrials 0.35%
4 Consumer Discretionary 0.34%
5 Real Estate 0.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
– –
-10,046
202
– –
-43,042
203
– –
0
204
– –
0
205
– –
0
206
– –
-3,667
207
– –
-66
208
– –
-1,450
209
– –
-67,265
210
– –
-16,981
211
– –
-12,000
212
– –
0
213
– –
-3,100
214
– –
0
215
– –
0
216
– –
-10,000
217
– –
0
218
– –
-1,754
219
– –
-15,800
220
– –
-667
221
– –
-357
222
– –
-5,500
223
– –
0
224
– –
0
225
– –
0
7 8
9
10 11