WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$327M
AUM Growth
-$38.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
352
New
Increased
Reduced
Closed

Top Buys

1
+$9.47M
2
+$1.62M
3
+$722K
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$692K
5
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$612K

Top Sells

1
+$33.1M
2
+$23.1M
3
+$18.5M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.99M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$7.5M

Sector Composition

1 Financials 2.33%
2 Technology 0.77%
3 Real Estate 0.55%
4 Healthcare 0.44%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
$406 ﹤0.01%
+12,500
202
$248 ﹤0.01%
14,668
203
$160 ﹤0.01%
+10,000
204
– –
-5,500
205
– –
-19,000
206
– –
-3,250
207
– –
-87,215
208
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0
209
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210
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-10,000
211
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212
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213
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215
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-2,416
216
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-500
217
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218
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219
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222
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0
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-35,000
225
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0
7 8
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10 11