WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$366M
AUM Growth
+$69.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
343
New
Increased
Reduced
Closed

Top Buys

1
+$8.6M
2
+$4.23M
3
+$3.22M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$2.96M
5
AAPL icon
Apple
AAPL
+$2.51M

Top Sells

1
+$1.11M
2
+$782K
3
+$713K
4
SOLN
The Southern Company
SOLN
+$604K
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$551K

Sector Composition

1 Financials 2.32%
2 Technology 1.02%
3 Consumer Discretionary 0.37%
4 Real Estate 0.35%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
$4K ﹤0.01%
80,000
202
$4K ﹤0.01%
89,400
203
$4K ﹤0.01%
85,000
204
$3K ﹤0.01%
10,000
-1,000
205
$3K ﹤0.01%
80,000
206
$3K ﹤0.01%
47,154
207
$3K ﹤0.01%
28,867
208
$2K ﹤0.01%
834
-50
209
$2K ﹤0.01%
22,795
210
$2K ﹤0.01%
16,546
-5
211
$2K ﹤0.01%
90,100
212
$2K ﹤0.01%
25,000
213
$1K ﹤0.01%
+15,261
214
$1K ﹤0.01%
+21,596
215
$1K ﹤0.01%
+13,658
216
$1K ﹤0.01%
14,668
217
$1K ﹤0.01%
+19,016
218
– –
0
219
$1K ﹤0.01%
+29,137
220
$1K ﹤0.01%
11,392
-13,608
221
– –
-3,000
222
– –
0
223
– –
0
224
– –
0
225
– –
-11
7 8
9
10 11