WAM

Warberg Asset Management Portfolio holdings

AUM $343M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+23.37%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$333M
AUM Growth
-$23.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
240
New
Increased
Reduced
Closed

Top Buys

1
+$1.36M
2
+$1.14M
3
+$1.1M
4
SVAQU
Silicon Valley Acquisition Corp Units
SVAQU
+$746K
5
VHCPU
Vine Hill Capital Investment Corp II Units
VHCPU
+$722K

Top Sells

1
+$8.23M
2
+$5.65M
3
+$2.37M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M
5
FORL
Four Leaf Acquisition Corp
FORL
+$873K

Sector Composition

1 Financials 6.53%
2 Healthcare 0.96%
3 Technology 0.37%
4 Real Estate 0.33%
5 Consumer Staples 0.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCSC
176
Perceptive Capital Solutions
PCSC
$125M
– –
-29,931
RFAI
177
RF Acquisition Corp II
RFAI
$91.2M
– –
-38,000
VEEA
178
Veea Inc
VEEA
$27.5M
– –
-18,900
ORIQW
179
Origin Investment Corp I Warrant
ORIQW
$21.9K
– –
-20,937
OTGAU
180
OTG Acquisition Corp I Unit
OTGAU
$212M
– –
-44,000
APACU
181
StoneBridge Acquisition II Corp Units
APACU
– –
-27,500
BDCIU
182
BTC Development Corp Unit
BDCIU
– –
-19,000
ILLRW
183
Triller Group Inc Warrant
ILLRW
$3.68M
– –
-30,450
BA.PRA
184
Boeing Co 6.00% Series A Preferred Stock
BA.PRA
$8.66B
– –
-7,399
MDCXW
185
Medicus Pharma Warrant
MDCXW
$410K
– –
-17,203
RDAC
186
Rising Dragon Acquisition Corp
RDAC
$47.5M
– –
-45,979
ASPC
187
A SPAC III Acquisition Corp
ASPC
$27.2M
– –
-20,000
RANG
188
Range Capital Acquisition Corp
RANG
$170M
– –
-18,645
RNTX
189
Rein Therapeutics
RNTX
$95.2M
– –
-11,000
FGMCR
190
FG Merger II Corp Rights
FGMCR
– –
-15,200
USARW
191
DELISTED
USA Rare Earth Inc Warrant
USARW
– –
-44,000
AWTM
192
DELISTED
AWTM Ultra-Short Duration Enhanced Income ETF
AWTM
– –
0
CRCL
193
Circle Internet Group
CRCL
$28.1B
– –
0
BRR
194
ProCap Financial Inc
BRR
$173M
– –
-18,480
BLUW
195
Blue Water Acquisition Corp III
BLUW
$332M
– –
-20,000
QUMSU
196
Quantumsphere Acquisition Corp Units
QUMSU
– –
-41,421
MKLYU
197
McKinley Acquisition Corp Units
MKLYU
$153M
– –
-35,000
TLNCU
198
Talon Capital Corp Units
TLNCU
$241M
– –
-60,000
CRML icon
199
Critical Metals Corp
CRML
$1.84B
– –
0
4 5 6 7
8