We are live on ! Find out more
WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.69%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$831M
AUM Growth
+$204M
Cap. Flow
-$26.4M
Cap. Flow %
-3.18%
Top 10 Hldgs %
76.27%
Holding
241
New
56
Increased
19
Reduced
28
Closed
60

Top Buys

Rank Stock Value
1
RGTI icon
Rigetti Computing
RGTI
+$1.36M
2
EPR.PRE icon
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
+$1.14M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$1.1M
4
SVAQU
Silicon Valley Acquisition Corp Units
SVAQU
+$746K
5
VHCPU
Vine Hill Capital Investment Corp II Units
VHCPU
+$722K

Top Sells

Rank Stock Value
1
RGTIW icon
Rigetti Computing Warrants
RGTIW
+$8.23M
2
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$5.65M
3
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$2.37M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M
5
FORL
Four Leaf Acquisition Corp
FORL
+$873K

Sector Composition

Rank Sector Weight
1 Financials 2.58%
2 Healthcare 0.38%
3 Technology 0.15%
4 Real Estate 0.13%
5 Consumer Staples 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLNO
176
PUT
DELISTED
Soleno Therapeutics
SLNO
– –
-9,000
Closed -$608K
SMR icon
177
PUT
NuScale Power
SMR
$4.03B
– –
-17,000
Closed -$612K
SMXWW
178
SMX (Security Matters) Public Ltd Warrant
SMXWW
$719K
– –
-57,750
Closed -$1.4K
STZ icon
179
PUT
Constellation Brands
STZ
$23.2B
– –
-5,000
Closed -$673K
SWAGW icon
180
Stran & Company Warrant
SWAGW
$66.4K
– –
-66,371
Closed -$4.39K
USGOW
181
DELISTED
U.S. GoldMining Inc Warrant
USGOW
– –
-29,217
Closed -$49.1K
VXX icon
182
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$147M
– –
-7,000
Closed -$229K
AMIX
183
Autonomix Medical
AMIX
$5.45M
– –
-540
Closed -$12.2K
CRMLW icon
184
Critical Metals Corp Warrants
CRMLW
$20.5M
– –
-10,100
Closed -$21.2K
AIRJW
185
AirJoule Technologies Warrant
AIRJW
$90.2M
– –
-14,800
Closed -$11.8K
OKLO
186
CALL
Oklo
OKLO
$8.42B
– –
-3,000
Closed -$335K
PCSC
187
DELISTED
Perceptive Capital Solutions
PCSC
– –
-29,931
Closed -$316K
RFAI
188
RF Acquisition Corp II
RFAI
$92.3M
– –
-38,000
Closed -$408K
VEEA
189
Veea Inc
VEEA
$8.74M
– –
-18,900
Closed -$11.8K
ILLRW
190
Triller Group Inc Warrant
ILLRW
– –
-30,450
Closed -$1.6K
BA.PRA
191
Boeing Co 6.00% Series A Preferred Stock
BA.PRA
$8.27B
– –
-7,399
Closed -$516K
MDCXW
192
Medicus Pharma Warrant
MDCXW
$434K
– –
-17,203
Closed -$12.4K
RDAC
193
Rising Dragon Acquisition Corp
RDAC
$37.6M
– –
-45,979
Closed -$479K
ASPC
194
A SPAC III Acquisition Corp
ASPC
$24.8M
– –
-20,000
Closed -$207K
RANG
195
Range Capital Acquisition Corp
RANG
$23.2M
– –
-18,645
Closed -$194K
RNTX
196
Rein Therapeutics
RNTX
$69.9M
– –
-11,000
Closed -$12.6K
FGMCR
197
DELISTED
FG Merger II Corp Rights
FGMCR
– –
-15,200
Closed -$6.38K
USARW
198
DELISTED
USA Rare Earth Inc Warrant
USARW
– –
-44,000
Closed -$318K
CRCL
199
PUT
Circle Internet Group
CRCL
$16.9B
– –
-5,000
Closed -$663K
BRR
200
ProCap Financial Inc
BRR
$160M
– –
-18,480
Closed -$187K
5 6 7
8
9

Similar funds

GP
GSK plc London $599M AUM
CCP
Clifford Capital Partners Alpine, Utah $600M AUM 19.57% 1-Year Est. Return
SCM
Stanley Capital Management Houston, Texas $598M AUM 33.22% 1-Year Est. Return
OCAM
Onex Canada Asset Management Toronto, Ontario, Canada $601M AUM 15.16% 1-Year Est. Return
NPCM
North Peak Capital Management New York $601M AUM 0.2% 1-Year Est. Return
FSG
Financial Strategies Group Okemos, Michigan $598M AUM 12.52% 1-Year Est. Return
CIG
Capricorn Investment Group Palo Alto, California $602M AUM 165.22% 1-Year Est. Return
ECM
Estuary Capital Management Wayzata, Minnesota $598M AUM 1.72% 1-Year Est. Return

Warberg Asset Management's Q4 2025 Portfolio in Review

As of Q4 2025, Warberg Asset Management held 241 positions worth $831M, up 33% from $627M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Warberg Asset Management withdrew a net $26.4M in Q4 2025, closing 60 positions and reducing 28 holdings. Its most notable exit was Rigetti Computing Warrants, an estimated $8.23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.6% of assets, down from 3.2% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Warberg Asset Management opened a new position in Rigetti Computing worth $924K.

  • Warberg Asset Management's largest Q4 2025 buy was Rigetti Computing: 41,700 shares worth $924K.
  • Warberg Asset Management added most to EPR Properties 9.00% Series E Preferred Shares in Q4 2025, an estimated $1.14M increase.
  • Warberg Asset Management's biggest Q4 2025 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $5.65M.
  • Warberg Asset Management fully exited Rigetti Computing Warrants in Q4 2025, selling an estimated $8.23M.
  • Warberg Asset Management's ten largest holdings make up 76% of its $831M portfolio in Q4 2025.
  • Warberg Asset Management opened 56 new positions and closed 60 in Q4 2025.
  • Warberg Asset Management's portfolio value rose 33% quarter-over-quarter to $831M.

Based on Warberg Asset Management's 13F filing for Q4 2025, filed 13 Feb 2026.