WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$357M
AUM Growth
-$51.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
246
New
Increased
Reduced
Closed

Top Buys

1
+$9.12M
2
+$2.49M
3
+$2.29M
4
BCAR
D. Boral ARC Acquisition I Corp
BCAR
+$1.39M
5
VNME
Vendome Acquisition Corp I
VNME
+$1.37M

Top Sells

1
+$2.58M
2
+$1.22M
3
+$875K
4
KCHVU
Kochav Defense Acquisition Corp Units
KCHVU
+$796K
5
AVPTW
AvePoint Inc Warrant
AVPTW
+$626K

Sector Composition

1 Financials 5.68%
2 Healthcare 1.02%
3 Real Estate 0.23%
4 Technology 0.1%
5 Industrials 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGTI icon
176
Rigetti Computing
RGTI
$5.75B
– –
0
RR icon
177
Richtech Robotics
RR
$557M
– –
0
RVPH icon
178
Reviva Pharmaceuticals
RVPH
$25.1M
– –
-47,500
XLF icon
179
State Street Financial Select Sector SPDR ETF
XLF
$51.5B
– –
0
BNAIW
180
Brand Engagement Network Warrant
BNAIW
$5.37M
– –
-10,000
OKLO
181
Oklo
OKLO
$9.84B
– –
0
SDST
182
Stardust Power Inc
SDST
$33.9M
– –
-17,990
NVAWW
183
Nova Minerals Ltd Warrant
NVAWW
$18.1M
– –
-18,249
EXEEL
184
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
– –
-11,257
HURA
185
TuHURA Biosciences
HURA
$94.3M
– –
-20,000
VCIC
186
Vine Hill Capital Investment Corp
VCIC
$312M
– –
-84,156
CRWV
187
CoreWeave Inc
CRWV
$41.5B
– –
0
BULL
188
Webull Corp
BULL
$2.92B
– –
-30,000
AWTM
189
DELISTED
AWTM Ultra-Short Duration Enhanced Income ETF
AWTM
– –
0
TVAIU
190
Thayer Ventures Acquisition Corporation II Unit
TVAIU
– –
-44,699
CHPGU
191
ChampionsGate Acquisition Corp Unit
CHPGU
– –
-34,742
KCHVU
192
Kochav Defense Acquisition Corp Units
KCHVU
– –
-78,200
WTGUU
193
Wintergreen Acquisition Corp Unit
WTGUU
– –
-23,995
CRCL
194
Circle Internet Group
CRCL
$19.6B
– –
0
BLUWU
195
Blue Water Acquisition Corp III Unit
BLUWU
– –
-20,000
PELIR
196
Pelican Acquisition Corp Right
PELIR
– –
-47,253
AXINU
197
Axiom Intelligence Acquisition Corp 1 Units
AXINU
– –
-24,000
4 5 6 7
8