WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.28%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$408M
AUM Growth
+$408M
Cap. Flow
+$2.76M
Cap. Flow %
0.68%
Top 10 Hldgs %
49.01%
Holding
249
New
41
Increased
16
Reduced
24
Closed
51

Top Buys

1
PARA
Paramount Global Class B
PARA
$2.58M
2
STXS icon
Stereotaxis
STXS
$1.84M
3
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$1.22M
4
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$1.21M
5
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$1.15M

Top Sells

1
QQQ icon
Invesco QQQ Trust
QQQ
$2.81M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
$1.13M
3
CLRC
ClimateRock Class A Ordinary Shares
CLRC
$905K
4
GTLS.PRB icon
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
$768K

Sector Composition

1 Financials 3.2%
2 Healthcare 0.67%
3 Communication Services 0.63%
4 Real Estate 0.19%
5 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PLTR icon
176
Palantir
PLTR
$367B
– –
0
– –
POET icon
177
POET Technologies
POET
$464M
– –
0
– –
PTIXW icon
178
Protagenic Therapeutics, Inc. Warrant
PTIXW
$111K
– –
-170,242
Closed -$1.28K
PXSAW
179
Pyxis Tankers Inc. Warrant
PXSAW
– –
-104,611
Closed -$3.42K
QQQ icon
180
Invesco QQQ Trust
QQQ
$364B
– –
-6,000
Closed -$2.81M
RBOT.WS icon
181
Vicarious Surgical Inc. Warrants, each whole warrant exercisable for 1/30th of a share of Class A Common Stock at an exercise price of $345.00
RBOT.WS
$178K
– –
-112,000
Closed -$4.49K
RIVN icon
182
Rivian
RIVN
$17.5B
– –
0
– –
RNAZ icon
183
TransCode Therapeutics
RNAZ
$8.74M
– –
-50,000
Closed -$24.8K
SBEV.WS
184
DELISTED
Splash Beverage Group, Inc. Warrants to purchase 1/40th of a share of Common Stock at an exercise price of $184.00
SBEV.WS
– –
-70,150
Closed -$702
SBUX icon
185
Starbucks
SBUX
$99.2B
– –
-4,500
Closed -$441K
SGOV icon
186
iShares 0-3 Month Treasury Bond ETF
SGOV
$56B
– –
-11,265
Closed -$1.13M
SLV icon
187
iShares Silver Trust
SLV
$20.2B
– –
0
– –
SMR icon
188
NuScale Power
SMR
$5.41B
– –
-10,501
Closed -$149K
SPY icon
189
SPDR S&P 500 ETF Trust
SPY
$656B
– –
0
– –
TNONW icon
190
Tenon Medical, Inc. Warrant
TNONW
$139K
– –
-22,587
Closed -$465
TSLA icon
191
Tesla
TSLA
$1.08T
– –
0
– –
UAL icon
192
United Airlines
UAL
$34.4B
– –
0
– –
VTAK icon
193
Catheter Precision
VTAK
$3.12M
– –
-180,100
Closed -$62K
4 5 6 7
8