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WAM

Warberg Asset Management Portfolio holdings

AUM $551M
1-Year Est. Return 34.68%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+34.68%
3 Year Est. Return
+65.34%
5 Year Est. Return
+117.41%
10 Year Est. Return
–
AUM
$643M
AUM Growth
+$37.8M
Cap. Flow
-$229M
Cap. Flow %
-35.56%
Top 10 Hldgs %
55.76%
Holding
241
New
61
Increased
21
Reduced
33
Closed
59

Top Buys

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$2.34M
2
STXS icon
Stereotaxis
STXS
+$1.76M
3
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$1.21M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$1.11M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.98M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.13M
3
CLRC
ClimateRock Class A Ordinary Shares
CLRC
+$905K
4
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$789K
5
APO.PRA
Apollo Global Management Series A
APO.PRA
+$768K

Sector Composition

Rank Sector Weight
1 Miscellaneous 96.94%
2 Financials 2.01%
3 Healthcare 0.43%
4 Communication Services 0.4%
5 Real Estate 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBEV.WS
176
DELISTED
Splash Beverage Group, Inc. Warrants to purchase 1/40th of a share of Common Stock at an exercise price of $184.00
SBEV.WS
– –
-70,150
Closed -$702
SBUX icon
177
Starbucks
SBUX
$109B
– –
-4,500
Closed -$390K
SGOV icon
178
iShares 0-3 Month Treasury Bond ETF
SGOV
$109B
– –
-11,265
Closed -$1.13M
SMR icon
179
NuScale Power
SMR
$3.39B
– –
-10,501
Closed -$149K
SMR icon
180
PUT
NuScale Power
SMR
$3.39B
– –
-18,000
Closed -$255K
TNONW icon
181
Tenon Medical Inc Warrant
TNONW
$1.22K
– –
-22,587
Closed -$465
TSLA icon
182
PUT
Tesla
TSLA
$1.44T
– –
-8,000
Closed -$2.07M
UAL icon
183
CALL
United Airlines
UAL
$35.3B
– –
-5,000
Closed -$345K
VTAK icon
184
Catheter Precision
VTAK
$541K
– –
-9,479
Closed -$62K
XBPEW
185
XBP Europe Holdings Warrant
XBPEW
$1.29M
– –
-13,826
Closed -$512
XLF icon
186
State Street Financial Select Sector SPDR ETF
XLF
$53.4B
– –
-13,000
Closed -$643K
UCFI
187
CN Healthy Food Tech Group
UCFI
– –
-62,417
Closed -$655K
JVSA
188
DELISTED
JV SPAC Acquisition Corp
JVSA
– –
-14,141
Closed -$151K
XTIA icon
189
XTI Aerospace
XTIA
$36.7M
– –
-25,000
Closed -$27.3K
DYCQ
190
DELISTED
DT Cloud Acquisition Corp
DYCQ
– –
-25,815
Closed -$276K
IVF
191
INVO Fertility Inc
IVF
$2.43M
– –
-94
Closed -$22.6K
IRD
192
Opus Genetics
IRD
$431M
– –
-10,000
Closed -$9.82K
GSRT
193
DELISTED
GSR III Acquisition Corp
GSRT
– –
-67,998
Closed -$681K
HKPD
194
Cellyan Biotechnology
HKPD
$5.6M
– –
-15,000
Closed -$16.2K
FGMCU
195
DELISTED
FG Merger II Corp Unit
FGMCU
– –
-25,000
Closed -$244K
ATIIU
196
Archimedes Tech SPAC Partners II Co Unit
ATIIU
$235M
– –
-10,000
Closed -$101K
TDACW
197
Translational Development Acquisition Corp Warrants
TDACW
– –
-16,360
Closed -$2.29K
DMAAR
198
Drugs Made In America Acquisition Corp Rights
DMAAR
– –
-18,443
Closed -$2.4K
CAPS
199
Capstone Holding Corp
CAPS
$3.61M
– –
-11,000
Closed -$26.5K
QSEAU
200
Quartzsea Acquisition Corp Units
QSEAU
– –
-24,000
Closed -$242K
5 6 7
8
9

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PWMG
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IG
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CPIM
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LECM
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KV
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TCM
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Warberg Asset Management's Q2 2025 Portfolio in Review

As of Q2 2025, Warberg Asset Management held 241 positions worth $643M, up 6.2% from $605M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Warberg Asset Management withdrew a net $229M in Q2 2025, closing 59 positions and reducing 33 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $2.98M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 97% of assets, down from 97% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Warberg Asset Management opened a new position in Paramount Global Class B worth $2.58M.

  • Warberg Asset Management's largest Q2 2025 buy was Paramount Global Class B: 200,000 shares worth $2.58M.
  • Warberg Asset Management added most to Stereotaxis in Q2 2025, an estimated $1.76M increase.
  • Warberg Asset Management's biggest Q2 2025 reduction was OppFi Inc Warrants, cutting an estimated $145K.
  • Warberg Asset Management fully exited Invesco QQQ Trust in Q2 2025, selling an estimated $2.98M.
  • Warberg Asset Management's ten largest holdings make up 56% of its $643M portfolio in Q2 2025.
  • Warberg Asset Management opened 61 new positions and closed 59 in Q2 2025.
  • Warberg Asset Management's portfolio value rose 6.2% quarter-over-quarter to $643M.

Based on Warberg Asset Management's 13F filing for Q2 2025, filed 12 Aug 2025.