WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
-0.1%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$365M
AUM Growth
+$365M
Cap. Flow
-$25.6M
Cap. Flow %
-7%
Top 10 Hldgs %
38.48%
Holding
249
New
41
Increased
15
Reduced
35
Closed
44

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$1.41M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
$1.13M
3
DMAA
Drugs Made In America Acquisition Corp. Ordinary Shares
DMAA
$922K
4
AAPL icon
Apple
AAPL
$766K
5
PGAC
Pantages Capital Acquisition Corporation Class A Ordinary Shares
PGAC
$763K

Top Sells

1
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$17.7M
2
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$4.11M
3
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
$2.62M
4
SHV icon
iShares Short Treasury Bond ETF
SHV
$958K
5
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$926K

Sector Composition

1 Financials 3.83%
2 Healthcare 0.24%
3 Real Estate 0.21%
4 Technology 0.21%
5 Materials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DRDBU
176
Roman DBDR Acquisition Corp. II Unit
DRDBU
– –
-25,000
Closed -$249K
RANGU
177
Range Capital Acquisition Corp. Units
RANGU
$110M
– –
-19,500
Closed -$196K
TAVIR
178
Tavia Acquisition Corp. Right
TAVIR
– –
-43,000
Closed -$5.59K
TDACU
179
Translational Development Acquisition Corp. Units
TDACU
$156M
– –
-74,462
Closed -$746K
XAGE
180
Longevity Health Holdings, Inc. Common Stock
XAGE
$4.2M
– –
-472
Closed -$3.98K
AIFEU
181
DELISTED
Aifeex Nexus Acquisition Corporation Unit
AIFEU
– –
-86,585
Closed -$868K
AIMBU
182
DELISTED
Aimfinity Investment Corp. I Subunit
AIMBU
– –
-29,613
Closed -$347K
SYRA
183
DELISTED
Syra Health Corp. Class A Common Stock
SYRA
– –
-99,699
Closed -$41.1K
BNIXW
184
DELISTED
Bannix Acquisition Corp. Warrant
BNIXW
– –
-43,200
Closed -$1.19K
LUNRW
185
DELISTED
Intuitive Machines, Inc. Warrants
LUNRW
– –
-15,100
Closed -$119K
BYNO
186
DELISTED
byNordic Acquisition Corporation Class A Common Stock
BYNO
– –
-24,390
Closed -$279K
PLMJ
187
DELISTED
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
– –
-42,754
Closed -$475K
BRAC
188
DELISTED
Broad Capital Acquisition Corp Common Stock
BRAC
– –
-50,138
Closed -$590K
CITE
189
DELISTED
Cartica Acquisition Corp Class A Ordinary Shares
CITE
– –
-51,079
Closed -$604K
SCPX
190
DELISTED
Scorpius Holdings, Inc.
SCPX
– –
-826
Closed -$5.41K
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