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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.16%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$605M
AUM Growth
-$50.1M
Cap. Flow
-$316M
Cap. Flow %
-52.18%
Top 10 Hldgs %
55.28%
Holding
250
New
49
Increased
18
Reduced
43
Closed
59

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.52M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.13M
3
DMAA
Drugs Made In America Acquisition Corp
DMAA
+$920K
4
AAPL icon
Apple
AAPL
+$799K
5
PGAC
Pantages Capital Acquisition Corp
PGAC
+$759K

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$17.7M
2
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$4.11M
3
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$2.62M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$958K
5
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$926K

Sector Composition

Rank Sector Weight
1 Financials 2.2%
2 Healthcare 0.14%
3 Real Estate 0.13%
4 Technology 0.13%
5 Materials 0.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMCI icon
176
PUT
Super Micro Computer
SMCI
$19.6B
– –
-7,000
Closed -$213K
STNG icon
177
CALL
Scorpio Tankers
STNG
$3.71B
– –
-10,200
Closed -$507K
SKYAW
178
SkyAI Inc
SKYAW
$255K
– –
-186,903
Closed -$7.53K
TALKW
179
DELISTED
Talkspace Inc Warrant
TALKW
– –
-162,015
Closed -$20.9K
TLT icon
180
iShares 20+ Year Treasury Bond ETF
TLT
$41.8B
– –
-3,000
Closed -$262K
ZTEK
181
Zentek
ZTEK
$83M
– –
-12,000
Closed -$16.2K
NAKAW
182
DELISTED
Kindly MD, Inc. Warrants
NAKAW
– –
-170,000
Closed -$28.3K
EXEEW
183
DELISTED
Expand Energy Corp Class A Warrants
EXEEW
– –
-9,694
Closed -$926K
EXEEL
184
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
– –
-47,922
Closed -$4.11M
FLG
185
CALL
Flagstar Bank National Association
FLG
$5.96B
– –
-16,800
Closed -$157K
ASPCU
186
A SPAC III Acquisition Corp Unit
ASPCU
$62.6M
– –
-20,000
Closed -$201K
DRDBU
187
Roman DBDR Acquisition Corp II Unit
DRDBU
$213M
– –
-25,000
Closed -$249K
RANGU
188
Range Capital Acquisition Corp Units
RANGU
$113M
– –
-19,500
Closed -$196K
TAVIR
189
Tavia Acquisition Corp Right
TAVIR
– –
-43,000
Closed -$5.59K
TDACU
190
Translational Development Acquisition Corp Units
TDACU
$189M
– –
-74,462
Closed -$746K
XAGE
191
DELISTED
Longevity Health Holdings, Inc. Common Stock
XAGE
– –
-472
Closed -$3.98K
AIMBU
192
DELISTED
Aimfinity Investment Corp I Subunit
AIMBU
– –
-29,613
Closed -$347K
SYRA
193
DELISTED
Syra Health Corp. Class A Common Stock
SYRA
– –
-99,699
Closed -$41.1K
BNIXW
194
DELISTED
Bannix Acquisition Corp. Warrant
BNIXW
– –
-43,200
Closed -$1.19K
LUNRW
195
DELISTED
Intuitive Machines, Inc. Warrants
LUNRW
– –
-15,100
Closed -$119K
BYNO
196
DELISTED
byNordic Acquisition Corporation Class A Common Stock
BYNO
– –
-24,390
Closed -$279K
PLMJ
197
DELISTED
Plum Acquisition Corp. III Class A Ordinary Shares
PLMJ
– –
-42,754
Closed -$475K
BRAC
198
DELISTED
Broad Capital Acquisition Corp Common Stock
BRAC
– –
-50,138
Closed -$590K
CITE
199
DELISTED
Cartica Acquisition Corp Class A Ordinary Shares
CITE
– –
-51,079
Closed -$604K
SCPX
200
DELISTED
Scorpius Holdings, Inc.
SCPX
– –
-826
Closed -$5.41K
5 6 7
8
9

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Warberg Asset Management's Q1 2025 Portfolio in Review

As of Q1 2025, Warberg Asset Management held 250 positions worth $605M, down 7.6% from $656M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Warberg Asset Management withdrew a net $316M in Q1 2025, closing 59 positions and reducing 43 holdings. Its most notable exit was Occidental Petroleum Corp Warrants, an estimated $17.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.2% of assets, up from 2% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in iShares 0-3 Month Treasury Bond ETF worth $1.13M.

  • Warberg Asset Management's largest Q1 2025 buy was iShares 0-3 Month Treasury Bond ETF: 11,265 shares worth $1.13M.
  • Warberg Asset Management added most to Invesco QQQ Trust in Q1 2025, an estimated $1.52M increase.
  • Warberg Asset Management's biggest Q1 2025 reduction was Core Scientific Inc Tranche 1 Warrants, cutting an estimated $640K.
  • Warberg Asset Management fully exited Occidental Petroleum Corp Warrants in Q1 2025, selling an estimated $17.7M.
  • Warberg Asset Management's ten largest holdings make up 55% of its $605M portfolio in Q1 2025.
  • Warberg Asset Management opened 49 new positions and closed 59 in Q1 2025.
  • Warberg Asset Management's portfolio value fell 7.6% quarter-over-quarter to $605M.

Based on Warberg Asset Management's 13F filing for Q1 2025, filed 9 May 2025.