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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.04%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$562M
AUM Growth
-$96.3M
Cap. Flow
-$338M
Cap. Flow %
-60.12%
Top 10 Hldgs %
53.46%
Holding
270
New
50
Increased
30
Reduced
42
Closed
60

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$5.07M
2
VCICU
Vine Hill Capital Investment Corp Unit
VCICU
+$1.34M
3
BUJA
Bukit Jalil Global Acquisition 1
BUJA
+$774K
4
NE icon
Noble Corp
NE
+$709K
5
AAM
AA Mission Acquisition Corp
AAM
+$672K

Top Sells

Rank Stock Value
1
DJTWW
Trump Media & Technology Group Warrants
DJTWW
+$8.41M
2
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$3.94M
3
NE.WS icon
Noble Corporation PLC Tranche 1 Warrants
NE.WS
+$1.91M
4
CORZZ icon
Core Scientific Inc Tranche 2 Warrants
CORZZ
+$1.23M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.09M

Sector Composition

Rank Sector Weight
1 Financials 1.98%
2 Healthcare 0.31%
3 Energy 0.24%
4 Real Estate 0.14%
5 Technology 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUOT icon
176
Duos Technologies
DUOT
$291M
– –
-12,584
Closed -$36K
ELTX icon
177
Elicio Therapeutics
ELTX
$76.7M
– –
-11,801
Closed -$48.5K
EQIX icon
178
PUT
Equinix
EQIX
$102B
– –
-1,000
Closed -$757K
FGNX
179
FG Nexus Inc
FGNX
$41.9M
– –
-103
Closed -$12.2K
FMSTW
180
Foremost Clean Energy Warrant
FMSTW
$2.69M
– –
-113,828
Closed -$48.8K
GANX icon
181
Gain Therapeutics
GANX
$73.8M
– –
-51,600
Closed -$65.5K
GDXJ icon
182
VanEck Junior Gold Miners ETF
GDXJ
$7.31B
– –
-9,000
Closed -$380K
GNLX icon
183
Genelux
GNLX
$132M
– –
-10,000
Closed -$20K
HIMS icon
184
PUT
Hims & Hers Health
HIMS
$7.25B
– –
-30,000
Closed -$606K
HTZ icon
185
Hertz
HTZ
$480M
– –
-47,800
Closed -$169K
HTZ icon
186
PUT
Hertz
HTZ
$480M
– –
-48,000
Closed -$169K
JWN
187
CALL
DELISTED
Nordstrom
JWN
– –
-22,000
Closed -$467K
DFSC
188
DEFSEC Technologies
DFSC
$3.57M
– –
-535
Closed -$52K
MAXN
189
PUT
DELISTED
Maxeon Solar Technologies
MAXN
– –
-725
Closed -$61.8K
NE.WS icon
190
Noble Corporation PLC Tranche 1 Warrants
NE.WS
$2.86B
– –
-74,868
Closed -$1.91M
NVDA icon
191
NVIDIA
NVDA
$5.09T
– –
-2,500
Closed -$295K
PLSE icon
192
CALL
Pulse Biosciences
PLSE
$2.63B
– –
-17,100
Closed -$191K
PROP icon
193
Prairie Operating Co
PROP
$73.1M
– –
-11,758
Closed -$127K
SHV icon
194
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
– –
-9,899
Closed -$1.09M
TBMC
195
DELISTED
Trailblazer Merger Corp I
TBMC
– –
-43,736
Closed -$473K
VBIO
196
Valion Bio
VBIO
$1.37M
– –
-4,706
Closed -$31.2K
WLDSW icon
197
Wearable Devices Ltd Warrant
WLDSW
– –
-163
Closed -$6.93K
XOM icon
198
CALL
ExxonMobil
XOM
$629B
– –
-13,000
Closed -$1.5M
DJTWW
199
Trump Media & Technology Group Warrants
DJTWW
$829M
– –
-395,386
Closed -$8.41M
RFAIU
200
RF Acquisition Corp II Unit
RFAIU
– –
-38,000
Closed -$382K
5 6 7
8
9

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Warberg Asset Management's Q3 2024 Portfolio in Review

As of Q3 2024, Warberg Asset Management held 270 positions worth $562M, down 15% from $658M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Warberg Asset Management withdrew a net $338M in Q3 2024, closing 60 positions and reducing 42 holdings. Its most notable exit was Trump Media & Technology Group Warrants, an estimated $8.41M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, up from 1.5% a quarter earlier, followed by Healthcare and Energy.

Against the trend, Warberg Asset Management opened a new position in iShares 0-3 Month Treasury Bond ETF worth $5.08M.

  • Warberg Asset Management's largest Q3 2024 buy was iShares 0-3 Month Treasury Bond ETF: 50,455 shares worth $5.08M.
  • Warberg Asset Management added most to Grayscale Bitcoin Trust in Q3 2024, an estimated $511K increase.
  • Warberg Asset Management's biggest Q3 2024 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $3.94M.
  • Warberg Asset Management fully exited Trump Media & Technology Group Warrants in Q3 2024, selling an estimated $8.41M.
  • Warberg Asset Management's ten largest holdings make up 53% of its $562M portfolio in Q3 2024.
  • Warberg Asset Management opened 50 new positions and closed 60 in Q3 2024.
  • Warberg Asset Management's portfolio value fell 15% quarter-over-quarter to $562M.

Based on Warberg Asset Management's 13F filing for Q3 2024, filed 6 Nov 2024.