WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$365M
AUM Growth
-$11.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
270
New
Increased
Reduced
Closed

Top Buys

1
+$5.07M
2
+$1.34M
3
+$774K
4
NE icon
Noble Corp
NE
+$709K
5
AAM
AA Mission Acquisition Corp
AAM
+$672K

Top Sells

1
+$8.41M
2
+$3.94M
3
+$1.91M
4
CORZZ icon
Core Scientific Inc Tranche 2 Warrants
CORZZ
+$1.23M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.09M

Sector Composition

1 Financials 3.15%
2 Healthcare 0.47%
3 Energy 0.38%
4 Real Estate 0.22%
5 Technology 0.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
– –
0
177
– –
-103
178
– –
-113,828
179
– –
-51,600
180
– –
0
181
– –
-9,000
182
– –
-10,000
183
– –
0
184
– –
-47,800
185
– –
-535
186
– –
0
187
– –
0
188
– –
0
189
– –
0
190
– –
-43,736
191
– –
-4,706
192
– –
0
193
– –
-1,465
194
– –
0
195
– –
-395,386
196
– –
-38,000
197
– –
0
198
– –
-27,357
199
– –
-90,000
200
– –
-80,279
5 6 7
8
9