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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+0.46%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$658M
AUM Growth
-$38.1M
Cap. Flow
-$254M
Cap. Flow %
-38.6%
Top 10 Hldgs %
63.97%
Holding
277
New
59
Increased
32
Reduced
39
Closed
57

Top Buys

Rank Stock Value
1
DJTWW
Trump Media & Technology Group Warrants
DJTWW
+$8.2M
2
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$2.78M
3
JBIO
Jade Biosciences
JBIO
+$1.28M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.09M
5
BLUA
BlueRiver Acquisition Corp.
BLUA
+$884K

Top Sells

Rank Stock Value
1
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$1.41M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$1.29M
3
AQU
Aquaron Acquisition Corp. Common Stock
AQU
+$820K
4
GLST
Global Star Acquisition, Inc. Class A Common Stock
GLST
+$811K
5
PLTN
Plutonian Acquisition Corp. Common Stock
PLTN
+$808K

Sector Composition

Rank Sector Weight
1 Financials 1.48%
2 Healthcare 0.5%
3 Technology 0.3%
4 Real Estate 0.14%
5 Energy 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMPX.WS icon
176
Amprius Technologies Warrants
AMPX.WS
$395M
– –
-281,481
Closed -$70.4K
APCX
177
DELISTED
AppTech Payments
APCX
– –
-35,000
Closed -$33.6K
APLM icon
178
Apollomics
APLM
$37.9M
– –
-100
Closed -$7.32K
AXDX
179
DELISTED
Accelerate Diagnostics
AXDX
– –
-20,000
Closed -$19.8K
AZTR icon
180
Azitra
AZTR
$2.15M
– –
-1,504
Closed -$61.8K
BEATW icon
181
Heartbeam Inc Warrant
BEATW
$44K
– –
-76,045
Closed -$19K
BENFW icon
182
Beneficient Warrant
BENFW
$177K
– –
-104,385
Closed -$851
BTU icon
183
CALL
Peabody Energy
BTU
$2.6B
– –
-10,000
Closed -$243K
BUJA
184
DELISTED
Bukit Jalil Global Acquisition 1
BUJA
– –
-13,740
Closed -$144K
BZFDW icon
185
BuzzFeed Inc Warrant
BZFDW
$836K
– –
-19,778
Closed -$886
DCTH icon
186
CALL
Delcath Systems
DCTH
$422M
– –
-53,000
Closed -$253K
DPRO
187
Draganfly
DPRO
$153M
– –
-5,583
Closed -$26.5K
EDBLW
188
Edible Garden AG Warrant
EDBLW
– –
-29,126
Closed -$446
FDX icon
189
PUT
FedEx
FDX
$72.7B
– –
-10,000
Closed -$2.9M
FRSX
190
Foresight Autonomous Holdings
FRSX
$3.9M
– –
-810
Closed -$18.2K
GBIL icon
191
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
– –
-12,891
Closed -$1.29M
HTZWW
192
Hertz Global Holdings Warrants
HTZWW
$66M
– –
-318,430
Closed -$1.41M
ICUCW
193
SeaStar Medical Holding Corp Warrant
ICUCW
$324K
– –
-10,000
Closed -$1.46K
JPM icon
194
CALL
JPMorgan Chase
JPM
$935B
– –
-7,000
Closed -$1.4M
LEN.B icon
195
Lennar Class B
LEN.B
$19.4B
– –
-2,104
Closed -$309K
NCPL icon
196
Netcapital
NCPL
$2.94M
– –
-357
Closed -$3.14K
NVVE
197
DELISTED
Nuvve Holding Corp
NVVE
– –
-8
Closed -$60.8K
OPHC icon
198
OptimumBank Holdings
OPHC
$93.2M
– –
-15,557
Closed -$66.7K
PMNT
199
DELISTED
PERFECT MOMENT LTD
PMNT
– –
-20,000
Closed -$71.6K
SA
200
CALL
Seabridge Gold
SA
$2.78B
– –
-10,000
Closed -$151K
6 7
8
9 10

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Warberg Asset Management's Q2 2024 Portfolio in Review

As of Q2 2024, Warberg Asset Management held 277 positions worth $658M, down 5.5% from $697M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Warberg Asset Management withdrew a net $254M in Q2 2024, closing 57 positions and reducing 39 holdings. Its most notable exit was Hertz Global Holdings Warrants, an estimated $1.41M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.5% of assets, down from 1.7% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Warberg Asset Management opened a new position in Jade Biosciences worth $111K.

  • Warberg Asset Management's largest Q2 2024 buy was Jade Biosciences: 1,927 shares worth $111K.
  • Warberg Asset Management added most to Trump Media & Technology Group Warrants in Q2 2024, an estimated $8.2M increase.
  • Warberg Asset Management's biggest Q2 2024 reduction was Acri Capital Acquisition Corp, cutting an estimated $519K.
  • Warberg Asset Management fully exited Hertz Global Holdings Warrants in Q2 2024, selling an estimated $1.41M.
  • Warberg Asset Management's ten largest holdings make up 64% of its $658M portfolio in Q2 2024.
  • Warberg Asset Management opened 59 new positions and closed 57 in Q2 2024.
  • Warberg Asset Management's portfolio value fell 5.5% quarter-over-quarter to $658M.

Based on Warberg Asset Management's 13F filing for Q2 2024, filed 9 Aug 2024.