WAM

Warberg Asset Management Portfolio holdings

AUM $408M
1-Year Est. Return 10.11%
This Quarter Est. Return
1 Year Est. Return
+10.11%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$425M
AUM Growth
+$92.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
275
New
Increased
Reduced
Closed

Top Buys

1
+$1.74M
2
+$1.29M
3
+$976K
4
CLRC
ClimateRock Class A Ordinary Shares
CLRC
+$846K
5
BKHAU
Black Hawk Acquisition Corp Units
BKHAU
+$753K

Top Sells

1
+$1.37M
2
+$1.05M
3
+$824K
4
CFFS
CF Acquisition Corp. VII Class A Common Stock
CFFS
+$786K
5
MNTN
Everest Consolidator Acquisition Corporation
MNTN
+$772K

Sector Composition

1 Financials 2.94%
2 Healthcare 0.73%
3 Real Estate 0.27%
4 Technology 0.21%
5 Industrials 0.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
– –
0
177
– –
0
178
– –
0
179
– –
0
180
– –
-667
181
– –
-268
182
– –
-30,652
183
– –
-16,310
184
– –
0
185
– –
0
186
– –
-36,049
187
– –
0
188
– –
0
189
– –
0
190
– –
0
191
– –
0
192
– –
0
193
– –
0
194
– –
0
195
– –
-650
196
– –
0
197
– –
0
198
– –
0
199
– –
0
200
– –
0
5 6 7
8
9