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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+2.04%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$697M
AUM Growth
+$169M
Cap. Flow
-$172M
Cap. Flow %
-24.71%
Top 10 Hldgs %
65.88%
Holding
269
New
37
Increased
38
Reduced
43
Closed
54

Top Buys

Rank Stock Value
1
STXS icon
Stereotaxis
STXS
+$1.58M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$1.29M
3
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$863K
4
CLRC
ClimateRock Class A Ordinary Shares
CLRC
+$844K
5
BKHAU
Black Hawk Acquisition Corp Units
BKHAU
+$752K

Top Sells

Rank Stock Value
1
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.37M
2
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$1.11M
3
ACAH
Atlantic Coastal Acquisition Corp. Class A Common Stock
ACAH
+$824K
4
CFFS
CF Acquisition Corp. VII Class A Common Stock
CFFS
+$786K
5
MNTN
Everest Consolidator Acquisition Corporation
MNTN
+$772K

Sector Composition

Rank Sector Weight
1 Financials 1.75%
2 Healthcare 0.44%
3 Real Estate 0.16%
4 Technology 0.13%
5 Consumer Discretionary 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOH icon
176
PUT
Bank of Hawaii
BOH
$3.16B
– –
-13,000
Closed -$942K
STEX
177
Streamex Corp
STEX
$78.1M
– –
-2,793
Closed -$13.3K
BURL icon
178
CALL
Burlington
BURL
$23.2B
– –
-4,000
Closed -$778K
CRM icon
179
PUT
Salesforce
CRM
$156B
– –
-2,000
Closed -$526K
CVNA icon
180
CALL
Carvana
CVNA
$74.8B
– –
-60,000
Closed -$635K
DG icon
181
CALL
Dollar General
DG
$28.2B
– –
-2,000
Closed -$272K
EDBL
182
Edible Garden
EDBL
$1.22M
– –
0
– -$15.1K
EMCGW
183
DELISTED
Embrace Change Acquisition Corp Warrants
EMCGW
– –
-12,500
Closed -$193
F icon
184
CALL
Ford
F
$56.8B
– –
-45,000
Closed -$549K
GSY icon
185
Invesco Ultra Short Duration ETF
GSY
$3.9B
– –
-27,381
Closed -$1.37M
IBIO icon
186
iBio
IBIO
$70.5M
– –
-19,000
Closed -$26.2K
INDI icon
187
CALL
indie Semiconductor
INDI
$716M
– –
-15,000
Closed -$122K
KULR icon
188
KULR Technology Group
KULR
$129M
– –
-1,438
Closed -$2.13K
DFSC
189
DEFSEC Technologies
DFSC
$3.57M
– –
-273
Closed -$51.6K
NEE icon
190
CALL
NextEra Energy
NEE
$182B
– –
-8,000
Closed -$486K
NVDA icon
191
PUT
NVIDIA
NVDA
$5.13T
– –
-20,000
Closed -$990K
PALI icon
192
Palisade Bio
PALI
$337M
– –
-667
Closed -$5.9K
PIII icon
193
P3 Health Partners
PIII
$33.3M
– –
-268
Closed -$18.9K
PODC icon
194
PodcastOne
PODC
$106M
– –
-30,652
Closed -$56.7K
RCAT icon
195
Red Cat Holdings
RCAT
$1.35B
– –
-16,310
Closed -$14.4K
RIVN icon
196
CALL
Rivian
RIVN
$22.8B
– –
-13,000
Closed -$305K
RVSNW icon
197
Rail Vision Ltd Warrant
RVSNW
$744K
– –
-36,049
Closed -$660
SSYS icon
198
CALL
Stratasys
SSYS
$706M
– –
-23,200
Closed -$331K
UPXI icon
199
Upexi
UPXI
$58.8M
– –
-650
Closed -$15.1K
EMPD
200
Empery Digital
EMPD
$81M
– –
0
– -$5.46K
6 7
8
9 10

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SCM
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NPCM
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Warberg Asset Management's Q1 2024 Portfolio in Review

As of Q1 2024, Warberg Asset Management held 269 positions worth $697M, up 32% from $528M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Warberg Asset Management withdrew a net $172M in Q1 2024, closing 54 positions and reducing 43 holdings. Its most notable exit was Invesco Ultra Short Duration ETF, an estimated $1.37M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 2.5% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in Stereotaxis worth $1.74M.

  • Warberg Asset Management's largest Q1 2024 buy was Stereotaxis: 665,688 shares worth $1.74M.
  • Warberg Asset Management added most to Expand Energy Corp Class B Warrants in Q1 2024, an estimated $863K increase.
  • Warberg Asset Management's biggest Q1 2024 reduction was Hertz Global Holdings Warrants, cutting an estimated $1.11M.
  • Warberg Asset Management fully exited Invesco Ultra Short Duration ETF in Q1 2024, selling an estimated $1.37M.
  • Warberg Asset Management's ten largest holdings make up 66% of its $697M portfolio in Q1 2024.
  • Warberg Asset Management opened 37 new positions and closed 54 in Q1 2024.
  • Warberg Asset Management's portfolio value rose 32% quarter-over-quarter to $697M.

Based on Warberg Asset Management's 13F filing for Q1 2024, filed 6 May 2024.