WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$333M
AUM Growth
+$12.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
286
New
Increased
Reduced
Closed

Top Buys

1
+$1.37M
2
+$786K
3
+$742K
4
NNAG
99 Acquisition Group Inc
NNAG
+$696K
5
QETA icon
Quetta Acquisition Corp
QETA
+$695K

Top Sells

1
+$11.6M
2
+$5.13M
3
+$1.11M
4
AAPL icon
Apple
AAPL
+$942K
5
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$832K

Sector Composition

1 Financials 3.93%
2 Real Estate 0.29%
3 Industrials 0.26%
4 Technology 0.25%
5 Healthcare 0.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
– –
-194,997
177
– –
0
178
– –
0
179
– –
-29,867
180
– –
0
181
– –
-10,850
182
– –
-1,500
183
– –
-5,000
184
– –
-20,500
185
– –
-10,000
186
– –
0
187
– –
0
188
– –
-5,500
189
– –
-47,000
190
– –
-17,000
191
– –
-200
192
– –
-175
193
– –
-66,718
194
– –
-10,369
195
– –
0
196
– –
0
197
– –
0
198
– –
-14,952
199
– –
0
200
– –
0
6 7
8
9 10