WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
-0.42%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$333M
AUM Growth
+$333M
Cap. Flow
-$17.2M
Cap. Flow %
-5.17%
Top 10 Hldgs %
53.67%
Holding
286
New
25
Increased
35
Reduced
48
Closed
51

Top Buys

1
GSY icon
Invesco Ultra Short Duration ETF
GSY
$1.37M
2
CFFS
CF Acquisition Corp. VII Class A Common Stock
CFFS
$786K
3
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
$742K
4
NNAG
99 Acquisition Group Inc. Class A Common Stock
NNAG
$696K
5
QETA icon
Quetta Acquisition Corp
QETA
$695K

Top Sells

1
VMW
VMware, Inc
VMW
$11.6M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.13M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$1.11M
4
AAPL icon
Apple
AAPL
$942K
5
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$832K

Sector Composition

1 Financials 3.93%
2 Real Estate 0.29%
3 Industrials 0.26%
4 Technology 0.25%
5 Healthcare 0.25%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CNVS icon
176
Cineverse
CNVS
$70.8M
– –
-14,952
Closed -$17.5K
WAL icon
177
Western Alliance Bancorporation
WAL
$9.88B
– –
0
– –
WHR icon
178
Whirlpool
WHR
$5B
– –
0
– –
COIN icon
179
Coinbase
COIN
$77.7B
– –
0
– –
CRM icon
180
Salesforce
CRM
$245B
– –
0
– –
CTLP icon
181
Cantaloupe
CTLP
$795M
– –
0
– –
CVNA icon
182
Carvana
CVNA
$50B
– –
0
– –
DCTH icon
183
Delcath Systems
DCTH
$381M
– –
0
– –
DG icon
184
Dollar General
DG
$24.1B
– –
0
– –
DRCT icon
185
Direct Digital Holdings
DRCT
$10.2M
– –
-29,867
Closed -$76.5K
ESPR icon
186
Esperion Therapeutics
ESPR
$490M
– –
-13,000
Closed -$12.8K
F icon
187
Ford
F
$46.2B
– –
0
– –
GCTK icon
188
GlucoTrack
GCTK
$4.53M
– –
-30,000
Closed -$7.88K
GDX icon
189
VanEck Gold Miners ETF
GDX
$19.6B
– –
0
– –
HOVR icon
190
New Horizon Aircraft
HOVR
$64.3M
– –
-25,300
Closed -$267K
HUBC icon
191
Hub Cyber Security
HUBC
$21.6M
– –
-10,000
Closed -$2.34K
ICU icon
192
SeaStar Medical
ICU
$24.1M
– –
-16,500
Closed -$4.34K
INDI icon
193
indie Semiconductor
INDI
$856M
– –
0
– –
ISRL icon
194
Israel Acquisitions Corp
ISRL
– –
-10,850
Closed -$115K
USBC
195
USBC, Inc.
USBC
$333M
– –
-60,000
Closed -$15K
KRE icon
196
SPDR S&P Regional Banking ETF
KRE
$3.97B
– –
-5,000
Closed -$209K
KVACW icon
197
Keen Vision Acquisition Corporation Warrant
KVACW
– –
-20,500
Closed -$1.13K
MRNA icon
198
Moderna
MRNA
$9.36B
– –
-3,000
Closed -$310K
MTUM icon
199
iShares MSCI USA Momentum Factor ETF
MTUM
$18B
– –
0
– –
NCPLW icon
200
Netcapital Inc. Warrants
NCPLW
$17.3K
– –
-145,287
Closed -$7.42K
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