We are live on ! Find out more
WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.66%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$528M
AUM Growth
+$32.3M
Cap. Flow
-$135M
Cap. Flow %
-25.61%
Top 10 Hldgs %
63.12%
Holding
291
New
40
Increased
41
Reduced
59
Closed
57

Top Buys

Rank Stock Value
1
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.36M
2
CFFS
CF Acquisition Corp. VII Class A Common Stock
CFFS
+$778K
3
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
+$744K
4
NNAG
99 Acquisition Group Inc
NNAG
+$693K
5
QETA icon
Quetta Acquisition Corp
QETA
+$693K

Top Sells

Rank Stock Value
1
VMW
VMware, Inc
VMW
+$11.6M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.35M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.11M
4
AAPL icon
Apple
AAPL
+$1.02M
5
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$860K

Sector Composition

Rank Sector Weight
1 Financials 2.48%
2 Real Estate 0.18%
3 Industrials 0.17%
4 Technology 0.16%
5 Healthcare 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACONW icon
176
Aclarion Warrant
ACONW
$65.6K
$893 ﹤0.01%
26,256
-16,701
-39% -$571
CTOS.WS
177
DELISTED
Custom Truck One Source, Inc. Warrants, exerciseable for Common Stock
CTOS.WS
$851 ﹤0.01%
15,900
+900
+6% +$28
NVACW
178
DELISTED
NorthView Acquisition Corporation Warrant
NVACW
$837 ﹤0.01%
77,770
– –
BZFDW icon
179
BuzzFeed Inc Warrant
BZFDW
$836K
$813 ﹤0.01%
19,778
– –
SHAP.WS
180
DELISTED
Spree Acquisition Corp. 1 Limited Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
SHAP.WS
$707 ﹤0.01%
23,576
– –
RVSNW icon
181
Rail Vision Ltd Warrant
RVSNW
$649K
$660 ﹤0.01%
36,049
-13,951
-28% -$614
EDBLW
182
Edible Garden AG Warrant
EDBLW
$128K
$623 ﹤0.01%
29,126
-1,300
-4% -$26
BNIXW
183
DELISTED
Bannix Acquisition Corp. Warrant
BNIXW
$540 ﹤0.01%
43,200
-42,500
-50% -$714
SLNAW
184
DELISTED
Selina Hospitality PLC Warrant
SLNAW
$538 ﹤0.01%
128,198
-88,827
-41% -$657
FLFVW
185
DELISTED
Feutune Light Acquisition Corporation Warrant
FLFVW
$439 ﹤0.01%
20,796
– –
OCEAW
186
DELISTED
Ocean Biomediacal, Inc. Warrants
OCEAW
$380 ﹤0.01%
10,000
– –
BNCWW
187
CEA Industries Inc Warrant
BNCWW
$319 ﹤0.01%
79,872
-127,212
-61% -$2.02K
DRMAW icon
188
Dermata Therapeutics Warrant
DRMAW
$14.1K
$210 ﹤0.01%
30,000
– –
EMCGW
189
DELISTED
Embrace Change Acquisition Corp Warrants
EMCGW
$193 ﹤0.01%
12,500
– –
ALSAW
190
DELISTED
Alpha Star Acquisition Corp Warrants
ALSAW
$144 ﹤0.01%
16,452
-23,548
-59% -$151
AAPL icon
191
Apple
AAPL
$4.43T
– –
-5,500
Closed -$1.02M
AENT icon
192
Alliance Entertainment
AENT
$278M
– –
-47,000
Closed -$52.2K
ASPI icon
193
ASP Isotopes
ASPI
$521M
– –
-17,000
Closed -$16.1K
ASTI icon
194
Ascent Solar Technologies
ASTI
$30M
– –
-200
Closed -$35.8K
AZTR icon
195
Azitra
AZTR
$2.15M
– –
-175
Closed -$52.5K
BFRGW icon
196
Bullfrog AI Holdings Warrants
BFRGW
– –
-66,718
Closed -$37.8K
BOF icon
197
BranchOut Food
BOF
$62.9M
– –
-10,369
Closed -$21.8K
CISO
198
CISO Global
CISO
$12M
– –
-2,074
Closed -$4.36K
CMND icon
199
Clearmind Medicine
CMND
$2.42M
– –
-18
Closed -$35.2K
CNVS icon
200
Cineverse
CNVS
$58.5M
– –
-14,952
Closed -$17.5K
6 7
8
9 10

Similar funds

GP
GSK plc London $599M AUM
BHPW
Beverly Hills Private Wealth Beverly Hills, California $600M AUM 21.5% 1-Year Est. Return
CCP
Clifford Capital Partners Alpine, Utah $600M AUM 19.57% 1-Year Est. Return
SCM
Stanley Capital Management Houston, Texas $598M AUM 33.22% 1-Year Est. Return
OCAM
Onex Canada Asset Management Toronto, Ontario, Canada $601M AUM 15.16% 1-Year Est. Return
NPCM
North Peak Capital Management New York $601M AUM 0.2% 1-Year Est. Return
FSG
Financial Strategies Group Okemos, Michigan $598M AUM 12.52% 1-Year Est. Return
CIG
Capricorn Investment Group Palo Alto, California $602M AUM 165.22% 1-Year Est. Return

Warberg Asset Management's Q4 2023 Portfolio in Review

As of Q4 2023, Warberg Asset Management held 291 positions worth $528M, up 6.5% from $496M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Warberg Asset Management withdrew a net $135M in Q4 2023, closing 57 positions and reducing 59 holdings. Its most notable exit was VMware, Inc, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.5% of assets, up from 2% a quarter earlier, followed by Real Estate and Industrials.

Against the trend, Warberg Asset Management opened a new position in Invesco Ultra Short Duration ETF worth $1.37M.

  • Warberg Asset Management's largest Q4 2023 buy was Invesco Ultra Short Duration ETF: 27,381 shares worth $1.37M.
  • Warberg Asset Management added most to Four Leaf Acquisition Corp in Q4 2023, an estimated $375K increase.
  • Warberg Asset Management's biggest Q4 2023 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $860K.
  • Warberg Asset Management fully exited VMware, Inc in Q4 2023, selling an estimated $11.6M.
  • Warberg Asset Management's ten largest holdings make up 63% of its $528M portfolio in Q4 2023.
  • Warberg Asset Management opened 40 new positions and closed 57 in Q4 2023.
  • Warberg Asset Management's portfolio value rose 6.5% quarter-over-quarter to $528M.

Based on Warberg Asset Management's 13F filing for Q4 2023, filed 7 Feb 2024.