WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$350M
AUM Growth
+$17.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
317
New
Increased
Reduced
Closed

Top Buys

1
+$1.67M
2
+$751K
3
+$733K
4
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
+$718K
5
NEN icon
New England Realty Associates
NEN
+$675K

Top Sells

1
+$1.54M
2
+$1.11M
3
+$947K
4
PXSAP
Pyxis Tankers Inc. 7.75% Series A Cumulative Convertible Preferred Shares
PXSAP
+$694K
5
OAKUU
Oak Woods Acquisition Corp Unit
OAKUU
+$663K

Sector Composition

1 Financials 2.4%
2 Technology 0.5%
3 Real Estate 0.46%
4 Industrials 0.29%
5 Energy 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
– –
-10,308
177
– –
-28,627
178
– –
-7,350
179
– –
-33
180
– –
-11,715
181
– –
0
182
– –
-65,000
183
– –
-20,000
184
– –
0
185
– –
-11,796
186
– –
0
187
– –
0
188
– –
-10,500
189
– –
0
190
– –
0
191
– –
0
192
– –
-101,428
193
– –
0
194
– –
-12,768
195
– –
-1,290
196
– –
-53,713
197
– –
0
198
– –
-135
199
– –
0
200
– –
-22,900
6 7
8
9 10