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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+0.9%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$603M
AUM Growth
+$95.1M
Cap. Flow
-$108M
Cap. Flow %
-17.85%
Top 10 Hldgs %
72.31%
Holding
314
New
63
Increased
45
Reduced
48
Closed
75

Top Buys

Rank Stock Value
1
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$1.67M
2
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$751K
3
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$733K
4
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
+$718K
5
NEN icon
New England Realty Associates
NEN
+$675K

Top Sells

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$1.54M
2
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
+$1.11M
3
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$947K
4
PXSAP
Pyxis Tankers Inc. 7.75% Series A Cumulative Convertible Preferred Shares
PXSAP
+$694K
5
OAKUU
Oak Woods Acquisition Corp Unit
OAKUU
+$663K

Sector Composition

Rank Sector Weight
1 Financials 1.39%
2 Technology 0.29%
3 Real Estate 0.27%
4 Industrials 0.17%
5 Energy 0.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNST.WS
176
DELISTED
Pinstripes Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
PNST.WS
$2.68K ﹤0.01%
+12,200
New +$1.11K
RVSNW icon
177
Rail Vision Ltd Warrant
RVSNW
$816K
$2.6K ﹤0.01%
52,192
– –
GOEVW
178
DELISTED
Canoo Inc. Warrant
GOEVW
$2.46K ﹤0.01%
27,000
-15,000
-36% -$1.42K
AGRIW
179
DELISTED
AgriFORCE Growing Systems Ltd Warrant
AGRIW
$2.23K ﹤0.01%
57,628
-531
-0.9% -$30
NVACW
180
DELISTED
NorthView Acquisition Corporation Warrant
NVACW
$2.23K ﹤0.01%
77,770
– –
OCEAW
181
DELISTED
Ocean Biomediacal, Inc. Warrants
OCEAW
$2.13K ﹤0.01%
+10,000
New +$2.19K
CNGLW
182
DELISTED
Canna-Global Acquisition Corp Warrant
CNGLW
$2.1K ﹤0.01%
90,100
– –
VSSYW
183
DELISTED
Versus Systems Inc Class A Warrants
VSSYW
$2.05K ﹤0.01%
105,470
-117,882
-53% -$3.94K
HCDIZ
184
DELISTED
Harbor Custom Development, Inc. Warrant
HCDIZ
$1.72K ﹤0.01%
165,000
– –
SHAP.WS
185
DELISTED
Spree Acquisition Corp. 1 Limited Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
SHAP.WS
$1.5K ﹤0.01%
47,154
– –
OAKUW
186
DELISTED
Oak Woods Acquisition Corp Warrant
OAKUW
$1.46K ﹤0.01%
+45,200
New +$2.11K
TTOO
187
DELISTED
T2 Biosystems, Inc
TTOO
$1.41K ﹤0.01%
200
-60
-23% -$1.38K
ANGHW icon
188
Anghami Inc Warrants
ANGHW
$1.4K ﹤0.01%
40,409
– –
BRSHW
189
DELISTED
Bruush Oral Care Inc. Warrant
BRSHW
$1.2K ﹤0.01%
15,000
– –
BZFDW icon
190
BuzzFeed Inc Warrant
BZFDW
$836K
$1.19K ﹤0.01%
19,778
-20,222
-51% -$1.49K
SMXWW
191
SMX (Security Matters) Public Ltd Warrant
SMXWW
$897K
$1.17K ﹤0.01%
53,261
+31,561
+145% +$1.55K
KACLW
192
DELISTED
Kairous Acquisition Corp. Limited Warrants
KACLW
$1.13K ﹤0.01%
80,677
– –
EDBLW
193
Edible Garden AG Warrant
EDBLW
$990 ﹤0.01%
52,661
– –
MOBQW
194
DELISTED
Mobiquity Technologies, Inc. Warrant
MOBQW
$981 ﹤0.01%
38,468
-11,900
-24% -$424
FGMCW
195
DELISTED
FG Merger Corp. Warrant
FGMCW
$962 ﹤0.01%
16,502
-44
-0.3% -$4
HGASW
196
DELISTED
Global Gas Corporation Warrant
HGASW
$825 ﹤0.01%
+19,500
New +$755
CLVRW
197
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
$749 ﹤0.01%
22,705
-2,295
-9% -$76
DRMAW icon
198
Dermata Therapeutics Warrant
DRMAW
$14.1K
$575 ﹤0.01%
30,000
-8,069
-21% -$195
FLFVW
199
DELISTED
Feutune Light Acquisition Corporation Warrant
FLFVW
$572 ﹤0.01%
20,796
– –
EMCGW
200
DELISTED
Embrace Change Acquisition Corp Warrants
EMCGW
$234 ﹤0.01%
12,500
– –
6 7
8
9 10

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SCM
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OCAM
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NPCM
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Warberg Asset Management's Q2 2023 Portfolio in Review

As of Q2 2023, Warberg Asset Management held 314 positions worth $603M, up 19% from $507M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Warberg Asset Management withdrew a net $108M in Q2 2023, closing 75 positions and reducing 48 holdings. Its most notable exit was iShares Ultra Short Duration Bond Active ETF, an estimated $1.54M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.4% of assets, up from 1.4% a quarter earlier, followed by Technology and Real Estate.

Against the trend, Warberg Asset Management opened a new position in EPR Properties 5.75% Series C Preferred Shares worth $814K.

  • Warberg Asset Management's largest Q2 2023 buy was EPR Properties 5.75% Series C Preferred Shares: 38,600 shares worth $814K.
  • Warberg Asset Management added most to Hertz Global Holdings Warrants in Q2 2023, an estimated $1.67M increase.
  • Warberg Asset Management's biggest Q2 2023 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $947K.
  • Warberg Asset Management fully exited iShares Ultra Short Duration Bond Active ETF in Q2 2023, selling an estimated $1.54M.
  • Warberg Asset Management's ten largest holdings make up 72% of its $603M portfolio in Q2 2023.
  • Warberg Asset Management opened 63 new positions and closed 75 in Q2 2023.
  • Warberg Asset Management's portfolio value rose 19% quarter-over-quarter to $603M.

Based on Warberg Asset Management's 13F filing for Q2 2023, filed 9 Aug 2023.