WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$333M
AUM Growth
+$5.45M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
329
New
Increased
Reduced
Closed

Top Buys

1
+$1.54M
2
+$1.12M
3
+$663K
4
MAQC
Maquia Capital Acquisition Corporation Class A Common Stock
MAQC
+$595K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$534K

Top Sells

1
+$10.7M
2
+$4.92M
3
+$3.75M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.62M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$1.62M

Sector Composition

1 Financials 2.1%
2 Technology 0.62%
3 Industrials 0.35%
4 Consumer Discretionary 0.34%
5 Real Estate 0.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$1.1K ﹤0.01%
80,000
177
$1.09K ﹤0.01%
18,200
178
$1.08K ﹤0.01%
+21,700
179
$500 ﹤0.01%
12,500
180
$323 ﹤0.01%
14,668
181
– –
-13,658
182
– –
-86,667
183
– –
0
184
– –
-10,000
185
– –
-33,809
186
– –
-22,500
187
– –
-39,950
188
– –
0
189
– –
-20,730
190
– –
-10,000
191
– –
-24,355
192
– –
0
193
– –
-20,636
194
– –
-14,401
195
– –
-15,000
196
– –
-21,324
197
– –
-40,000
198
– –
-35,430
199
– –
-54,800
200
– –
-21,809
6 7
8
9 10