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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+0.3%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$507M
AUM Growth
-$131M
Cap. Flow
-$367M
Cap. Flow %
-72.27%
Top 10 Hldgs %
67.23%
Holding
329
New
60
Increased
39
Reduced
52
Closed
80

Top Buys

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$1.54M
2
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
+$1.12M
3
OAKUU
Oak Woods Acquisition Corp Unit
OAKUU
+$663K
4
MAQC
Maquia Capital Acquisition Corporation Class A Common Stock
MAQC
+$595K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$534K

Top Sells

Rank Stock Value
1
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$10.7M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$4.92M
3
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$3.75M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.62M
5
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$1.62M

Sector Composition

Rank Sector Weight
1 Financials 1.37%
2 Technology 0.4%
3 Industrials 0.23%
4 Consumer Discretionary 0.22%
5 Real Estate 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDNA
176
DELISTED
Medicenna Therapeutics Corp. Common Shares
MDNA
$6.3K ﹤0.01%
10,000
-10,000
-50% -$6.23K
NVACW
177
DELISTED
NorthView Acquisition Corporation Warrant
NVACW
$6.22K ﹤0.01%
77,770
– –
SST.WS
178
DELISTED
System1, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
SST.WS
$5.79K ﹤0.01%
15,224
-2,176
-13% -$981
AGRIW
179
DELISTED
AgriFORCE Growing Systems Ltd Warrant
AGRIW
$5.72K ﹤0.01%
58,159
-2,242
-4% -$254
AOGOW
180
DELISTED
Arogo Capital Acquisition Corp. Warrant
AOGOW
$5.4K ﹤0.01%
90,000
– –
FATPW
181
DELISTED
Fat Projects Acquisition Corp Warrant
FATPW
$5.1K ﹤0.01%
85,000
– –
GRRRW
182
Gorilla Technology Group Warrant
GRRRW
$1.85M
$4.8K ﹤0.01%
20,000
– –
AREBW
183
DELISTED
American Rebel Holdings Warrants
AREBW
$4.76K ﹤0.01%
1,235
-74
-6% -$315
LIXTW
184
DELISTED
Lixte Biotechnology Warrants
LIXTW
$4.58K ﹤0.01%
+53,181
New +$6.05K
ALLG.WS
185
DELISTED
Allego N.V. Warrants
ALLG.WS
$4.5K ﹤0.01%
22,500
– –
QTEXW
186
DELISTED
QTREX Quantum Warrant
QTEXW
$4.36K ﹤0.01%
19,000
-5,000
-21% -$1.28K
PTIXW
187
DELISTED
Protagenic Therapeutics Warrant
PTIXW
$4.29K ﹤0.01%
177,196
– –
BZFDW icon
188
BuzzFeed Inc Warrant
BZFDW
$670K
$4K ﹤0.01%
40,000
-4,284
-10% -$698
GOEVW
189
DELISTED
Canoo Inc. Warrant
GOEVW
$3.78K ﹤0.01%
42,000
– –
FXCOW
190
DELISTED
Financial Strategies Acquisition Corp. Warrants
FXCOW
$3.25K ﹤0.01%
93,000
+13,000
+16% +$391
RVSNW icon
191
Rail Vision Ltd Warrant
RVSNW
$744K
$3.18K ﹤0.01%
52,192
-7,371
-12% -$1.54K
ENERW
192
DELISTED
Accretion Acquisition Corp Warrant
ENERW
$3.06K ﹤0.01%
87,348
– –
ANGHW icon
193
Anghami Inc Warrants
ANGHW
$74.4K
$3.03K ﹤0.01%
40,409
– –
SQLLW
194
DELISTED
SeqLL Inc. Warrant
SQLLW
$2.81K ﹤0.01%
+56,000
New +$4.56K
CNGLW
195
DELISTED
Canna-Global Acquisition Corp Warrant
CNGLW
$2.68K ﹤0.01%
90,100
– –
AUUDW
196
DELISTED
Auddia Inc Warrants
AUUDW
$2.43K ﹤0.01%
12,768
– –
IGTAW
197
DELISTED
Inception Growth Acquisition Limited Warrants
IGTAW
$2.26K ﹤0.01%
90,000
– –
BNIXW
198
DELISTED
Bannix Acquisition Corp. Warrant
BNIXW
$2.15K ﹤0.01%
85,700
– –
ACONW icon
199
Aclarion Warrant
ACONW
$61.2K
$2.15K ﹤0.01%
28,647
– –
BBLGW
200
Bone Biologics Corp Warrants
BBLGW
$26.2M
$1.97K ﹤0.01%
1,290
-80
-6% -$110
6 7
8
9 10

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SCM
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OCAM
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NPCM
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FSG
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Warberg Asset Management's Q1 2023 Portfolio in Review

As of Q1 2023, Warberg Asset Management held 329 positions worth $507M, down 21% from $638M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Warberg Asset Management withdrew a net $367M in Q1 2023, closing 80 positions and reducing 52 holdings. Its most notable exit was South Jersey Industries, Inc. Corporate Units, an estimated $10.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.4% of assets, up from 1.2% a quarter earlier, followed by Technology and Industrials.

Against the trend, Warberg Asset Management opened a new position in iShares Ultra Short Duration Bond Active ETF worth $1.54M.

  • Warberg Asset Management's largest Q1 2023 buy was iShares Ultra Short Duration Bond Active ETF: 30,744 shares worth $1.54M.
  • Warberg Asset Management added most to Expand Energy Corp Class A Warrants in Q1 2023, an estimated $481K increase.
  • Warberg Asset Management's biggest Q1 2023 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $3.75M.
  • Warberg Asset Management fully exited South Jersey Industries, Inc. Corporate Units in Q1 2023, selling an estimated $10.7M.
  • Warberg Asset Management's ten largest holdings make up 67% of its $507M portfolio in Q1 2023.
  • Warberg Asset Management opened 60 new positions and closed 80 in Q1 2023.
  • Warberg Asset Management's portfolio value fell 21% quarter-over-quarter to $507M.

Based on Warberg Asset Management's 13F filing for Q1 2023, filed 15 May 2023.