WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$327M
AUM Growth
-$38.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
352
New
Increased
Reduced
Closed

Top Buys

1
+$9.47M
2
+$1.62M
3
+$722K
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$692K
5
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$612K

Top Sells

1
+$33.1M
2
+$23.1M
3
+$18.5M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.99M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$7.5M

Sector Composition

1 Financials 2.33%
2 Technology 0.77%
3 Real Estate 0.55%
4 Healthcare 0.44%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$2.79K ﹤0.01%
71,618
-45,482
177
$2.25K ﹤0.01%
22,500
178
$2.23K ﹤0.01%
12,768
179
$2.13K ﹤0.01%
85,000
180
$2.09K ﹤0.01%
14,960
-4,756
181
$1.9K ﹤0.01%
47,154
182
$1.77K ﹤0.01%
+44,284
183
$1.66K ﹤0.01%
+13,246
184
$1.63K ﹤0.01%
87,348
185
$1.58K ﹤0.01%
90,100
186
$1.5K ﹤0.01%
10,000
187
$1.5K ﹤0.01%
85,700
188
$1.46K ﹤0.01%
103,861
189
$1.46K ﹤0.01%
18,200
190
$1.45K ﹤0.01%
16,546
191
$1.22K ﹤0.01%
1,370
-1,945
192
$1.21K ﹤0.01%
60,711
-39,089
193
$1.2K ﹤0.01%
80,000
194
$1.19K ﹤0.01%
80,000
195
$1.06K ﹤0.01%
40,409
-12,313
196
$888 ﹤0.01%
13,658
197
$876 ﹤0.01%
15,000
198
$873 ﹤0.01%
25,000
199
$796 ﹤0.01%
89,400
200
$624 ﹤0.01%
20,796
-800
6 7
8
9 10