WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$366M
AUM Growth
+$69.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
343
New
Increased
Reduced
Closed

Top Buys

1
+$7.62M
2
+$3.49M
3
+$3.34M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$2.79M
5
BSJO
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
+$2.26M

Top Sells

1
+$1.11M
2
+$782K
3
+$713K
4
SOLN
The Southern Company
SOLN
+$604K
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$539K

Sector Composition

1 Financials 2.32%
2 Technology 1.02%
3 Consumer Discretionary 0.37%
4 Real Estate 0.35%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$7K ﹤0.01%
28,647
-3
177
$7K ﹤0.01%
+19,426
178
$7K ﹤0.01%
18,200
-4,800
179
$7K ﹤0.01%
+20,000
180
$7K ﹤0.01%
+100,320
181
$7K ﹤0.01%
+40,719
182
$7K ﹤0.01%
1
-3
183
$6K ﹤0.01%
12,768
184
$6K ﹤0.01%
25,000
+5,400
185
$6K ﹤0.01%
36,286
+23,730
186
$6K ﹤0.01%
90,000
187
$6K ﹤0.01%
+15,000
188
$6K ﹤0.01%
+1,000
189
$5K ﹤0.01%
667
-1,006
190
$5K ﹤0.01%
59,563
+9,200
191
$5K ﹤0.01%
90,000
192
$5K ﹤0.01%
19,716
-126
193
$5K ﹤0.01%
4
194
$5K ﹤0.01%
+350
195
$4K ﹤0.01%
77,770
196
$4K ﹤0.01%
87,348
197
– –
-1
198
$4K ﹤0.01%
80,000
199
$4K ﹤0.01%
89,400
200
$4K ﹤0.01%
85,000
6 7
8
9 10