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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.69%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$831M
AUM Growth
+$204M
Cap. Flow
-$26.4M
Cap. Flow %
-3.18%
Top 10 Hldgs %
76.27%
Holding
241
New
56
Increased
19
Reduced
28
Closed
60

Top Buys

Rank Stock Value
1
RGTI icon
Rigetti Computing
RGTI
+$1.36M
2
EPR.PRE icon
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
+$1.14M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$1.1M
4
SVAQU
Silicon Valley Acquisition Corp Units
SVAQU
+$746K
5
VHCPU
Vine Hill Capital Investment Corp II Units
VHCPU
+$722K

Top Sells

Rank Stock Value
1
RGTIW icon
Rigetti Computing Warrants
RGTIW
+$8.23M
2
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$5.65M
3
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$2.37M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M
5
FORL
Four Leaf Acquisition Corp
FORL
+$873K

Sector Composition

Rank Sector Weight
1 Financials 2.58%
2 Healthcare 0.38%
3 Technology 0.15%
4 Real Estate 0.13%
5 Consumer Staples 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACMR icon
151
CALL
ACM Research
ACMR
$5.79B
– –
-9,000
Closed -$352K
AMPX.WS icon
152
Amprius Technologies Warrants
AMPX.WS
$556M
– –
-29,000
Closed -$106K
APO.PRA
153
DELISTED
Apollo Global Management Series A
APO.PRA
– –
-3,873
Closed -$273K
ASST icon
154
Strive Inc
ASST
$1.05B
– –
-2,000
Closed -$100K
BORR
155
CALL
Borr Drilling
BORR
$1.19B
– –
-18,500
Closed -$49.8K
CBUS icon
156
Cibus
CBUS
$138M
– –
-30,000
Closed -$38.7K
CLDI icon
157
Calidi Biotherapeutics
CLDI
$3.96M
– –
-1,169
Closed -$28.4K
CNVS icon
158
PUT
Cineverse
CNVS
$65.6M
– –
-12,000
Closed -$40.3K
EQIX icon
159
PUT
Equinix
EQIX
$103B
– –
-3,000
Closed -$2.35M
FORL
160
DELISTED
Four Leaf Acquisition Corp
FORL
– –
-75,932
Closed -$873K
GCMGW
161
DELISTED
GCM Grosvenor Inc Warrant
GCMGW
– –
-592,488
Closed -$354K
GTLS.PRB
162
DELISTED
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
– –
-33,343
Closed -$2.37M
HOOD icon
163
CALL
Robinhood
HOOD
$83.9B
– –
-7,000
Closed -$1M
IIPR icon
164
PUT
Innovative Industrial Properties
IIPR
$1.72B
– –
-15,000
Closed -$804K
INBS icon
165
Intelligent Bio Solutions
INBS
$4.74M
– –
-4,469
Closed -$45.6K
IONQ icon
166
PUT
IonQ
IONQ
$16.6B
– –
-7,000
Closed -$431K
DFSC
167
DEFSEC Technologies
DFSC
$3.36M
– –
-28,950
Closed -$103K
MSFT icon
168
PUT
Microsoft
MSFT
$3.71T
– –
-2,000
Closed -$1.04M
MSTR icon
169
Strategy Inc
MSTR
$38.4B
– –
-1,000
Closed -$322K
MSTR icon
170
PUT
Strategy Inc
MSTR
$38.4B
– –
-2,000
Closed -$644K
NXPLW
171
DELISTED
NextPlat Corp Warrants
NXPLW
– –
-34,060
Closed -$1.62K
OAKU
172
DELISTED
Oak Woods Acquisition Corp
OAKU
– –
-41,308
Closed -$496K
OPEN icon
173
PUT
Opendoor
OPEN
$3.38B
– –
-20,667
Closed -$159K
RGTIW icon
174
Rigetti Computing Warrants
RGTIW
$181M
– –
-449,224
Closed -$8.23M
RR icon
175
PUT
Richtech Robotics
RR
$360M
– –
-30,000
Closed -$129K
5 6
7
8 9

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SCM
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OCAM
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NPCM
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FSG
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CIG
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ECM
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Warberg Asset Management's Q4 2025 Portfolio in Review

As of Q4 2025, Warberg Asset Management held 241 positions worth $831M, up 33% from $627M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Warberg Asset Management withdrew a net $26.4M in Q4 2025, closing 60 positions and reducing 28 holdings. Its most notable exit was Rigetti Computing Warrants, an estimated $8.23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.6% of assets, down from 3.2% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Warberg Asset Management opened a new position in Rigetti Computing worth $924K.

  • Warberg Asset Management's largest Q4 2025 buy was Rigetti Computing: 41,700 shares worth $924K.
  • Warberg Asset Management added most to EPR Properties 9.00% Series E Preferred Shares in Q4 2025, an estimated $1.14M increase.
  • Warberg Asset Management's biggest Q4 2025 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $5.65M.
  • Warberg Asset Management fully exited Rigetti Computing Warrants in Q4 2025, selling an estimated $8.23M.
  • Warberg Asset Management's ten largest holdings make up 76% of its $831M portfolio in Q4 2025.
  • Warberg Asset Management opened 56 new positions and closed 60 in Q4 2025.
  • Warberg Asset Management's portfolio value rose 33% quarter-over-quarter to $831M.

Based on Warberg Asset Management's 13F filing for Q4 2025, filed 13 Feb 2026.