WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$357M
AUM Growth
-$51.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
246
New
Increased
Reduced
Closed

Top Buys

1
+$9.12M
2
+$2.49M
3
+$2.29M
4
BCAR
D. Boral ARC Acquisition I Corp
BCAR
+$1.39M
5
VNME
Vendome Acquisition Corp I
VNME
+$1.37M

Top Sells

1
+$2.58M
2
+$1.22M
3
+$875K
4
KCHVU
Kochav Defense Acquisition Corp Units
KCHVU
+$796K
5
AVPTW
AvePoint Inc Warrant
AVPTW
+$626K

Sector Composition

1 Financials 5.68%
2 Healthcare 1.02%
3 Real Estate 0.23%
4 Technology 0.1%
5 Industrials 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GME icon
151
GameStop
GME
$10.8B
– –
0
HIMS icon
152
Hims & Hers Health
HIMS
$3.31B
– –
0
HOOD icon
153
Robinhood
HOOD
$68.3B
– –
0
IBIT icon
154
iShares Bitcoin Trust
IBIT
$49.9B
– –
0
IONQ icon
155
IonQ
IONQ
$13.8B
– –
0
KRE icon
156
State Street SPDR S&P Regional Banking ETF
KRE
$4.11B
– –
-3,830
DFSCW
157
DEFSEC Technologies Warrant
DFSCW
– –
-30,000
LEU icon
158
Centrus Energy
LEU
$3.98B
– –
0
MSFT icon
159
Microsoft
MSFT
$2.92T
– –
0
MTEKW icon
160
Maris-Tech Ltd Warrants
MTEKW
$1.77M
– –
-139,831
MU icon
161
Micron Technology
MU
$464B
– –
0
NMTC icon
162
NeuroOne Medical Technologies
NMTC
$33.9M
– –
-40,000
NN icon
163
NextNav
NN
$2.17B
– –
0
NVDA icon
164
NVIDIA
NVDA
$4.31T
– –
0
NXLIW
165
DELISTED
Nexalin Technology Inc Warrant
NXLIW
– –
-37,649
ONFOW icon
166
Onfolio Holdings Warrant
ONFOW
– –
-42,344
OPEN icon
167
Opendoor
OPEN
$5.19B
– –
0
OXY icon
168
Occidental Petroleum
OXY
$52.4B
– –
0
PARA
169
DELISTED
Paramount Global Class B
PARA
– –
-200,000
PCG icon
170
PG&E
PCG
$41.8B
– –
0
PHGE icon
171
BiomX
PHGE
$6.96M
– –
-4,211
PLTR icon
172
Palantir
PLTR
$328B
– –
0
PMNT icon
173
Perfect Moment
PMNT
$11.3M
– –
-75,000
PROP icon
174
Prairie Operating Co
PROP
$106M
– –
-18,379
QQQ icon
175
Invesco QQQ Trust
QQQ
$398B
– –
0
4 5 6
7
8