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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.16%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$605M
AUM Growth
-$50.1M
Cap. Flow
-$316M
Cap. Flow %
-52.18%
Top 10 Hldgs %
55.28%
Holding
250
New
49
Increased
18
Reduced
43
Closed
59

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.52M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.13M
3
DMAA
Drugs Made In America Acquisition Corp
DMAA
+$920K
4
AAPL icon
Apple
AAPL
+$799K
5
PGAC
Pantages Capital Acquisition Corp
PGAC
+$759K

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$17.7M
2
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$4.11M
3
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$2.62M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$958K
5
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$926K

Sector Composition

Rank Sector Weight
1 Financials 2.2%
2 Healthcare 0.14%
3 Real Estate 0.13%
4 Technology 0.13%
5 Materials 0.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMPOW
151
DELISTED
CompoSecure Inc Warrant
CMPOW
– –
-97,566
Closed -$454K
CTLP
152
PUT
DELISTED
Cantaloupe
CTLP
– –
-20,000
Closed -$190K
CVM icon
153
CEL-SCI Corp
CVM
$21.8M
– –
-919
Closed -$11K
CVNA icon
154
Carvana
CVNA
$72.7B
– –
-15,500
Closed -$686K
ESPR
155
CALL
DELISTED
Esperion Therapeutics
ESPR
– –
-10,000
Closed -$22K
ICSH icon
156
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.12B
– –
-51,864
Closed -$2.62M
INTC icon
157
CALL
Intel
INTC
$509B
– –
-10,000
Closed -$201K
INUV icon
158
Inuvo
INUV
$15.8M
– –
-1,000
Closed -$6.26K
JPM icon
159
CALL
JPMorgan Chase
JPM
$937B
– –
-2,000
Closed -$479K
DFSC
160
DEFSEC Technologies
DFSC
$3.57M
– –
-824
Closed -$12.1K
MRM
161
MEDIROM Healthcare Technologies
MRM
$7.03M
– –
-22,919
Closed -$23.6K
MSFT icon
162
Microsoft
MSFT
$3.66T
– –
-2,000
Closed -$843K
MSFT icon
163
PUT
Microsoft
MSFT
$3.66T
– –
-5,000
Closed -$2.11M
MSTR icon
164
PUT
Strategy Inc
MSTR
$35.7B
– –
-1,400
Closed -$405K
OCGN icon
165
Ocugen
OCGN
$444M
– –
-18,000
Closed -$14.5K
OGEN icon
166
Oragenics
OGEN
$2.39M
– –
-333
Closed -$3.69K
OXY.WS icon
167
Occidental Petroleum Corp Warrants
OXY.WS
$31B
– –
-641,155
Closed -$17.7M
PIII icon
168
P3 Health Partners
PIII
$33.3M
– –
-2,907
Closed -$32.7K
PLTR icon
169
CALL
Palantir
PLTR
$390B
– –
-8,600
Closed -$651K
PLTR icon
170
PUT
Palantir
PLTR
$390B
– –
-19,000
Closed -$1.44M
PRPH
171
DELISTED
ProPhase Labs
PRPH
– –
-10,167
Closed -$77K
PSQH icon
172
CALL
PSQ Holdings
PSQH
$14.8M
– –
-667
Closed -$45.4K
QETA icon
173
Quetta Acquisition Corp
QETA
– –
-70,700
Closed -$746K
RIVN icon
174
CALL
Rivian
RIVN
$22.8B
– –
-10,000
Closed -$133K
SHV icon
175
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
– –
-8,696
Closed -$958K
5 6
7
8 9

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SCM
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OCAM
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NPCM
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FSG
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CIG
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Warberg Asset Management's Q1 2025 Portfolio in Review

As of Q1 2025, Warberg Asset Management held 250 positions worth $605M, down 7.6% from $656M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Warberg Asset Management withdrew a net $316M in Q1 2025, closing 59 positions and reducing 43 holdings. Its most notable exit was Occidental Petroleum Corp Warrants, an estimated $17.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.2% of assets, up from 2% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in iShares 0-3 Month Treasury Bond ETF worth $1.13M.

  • Warberg Asset Management's largest Q1 2025 buy was iShares 0-3 Month Treasury Bond ETF: 11,265 shares worth $1.13M.
  • Warberg Asset Management added most to Invesco QQQ Trust in Q1 2025, an estimated $1.52M increase.
  • Warberg Asset Management's biggest Q1 2025 reduction was Core Scientific Inc Tranche 1 Warrants, cutting an estimated $640K.
  • Warberg Asset Management fully exited Occidental Petroleum Corp Warrants in Q1 2025, selling an estimated $17.7M.
  • Warberg Asset Management's ten largest holdings make up 55% of its $605M portfolio in Q1 2025.
  • Warberg Asset Management opened 49 new positions and closed 59 in Q1 2025.
  • Warberg Asset Management's portfolio value fell 7.6% quarter-over-quarter to $605M.

Based on Warberg Asset Management's 13F filing for Q1 2025, filed 9 May 2025.