WAM

Warberg Asset Management Portfolio holdings

AUM $408M
1-Year Return 10.11%
This Quarter Return
-0.1%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$365M
AUM Growth
+$3.23M
Cap. Flow
-$328M
Cap. Flow %
-89.79%
Top 10 Hldgs %
38.48%
Holding
249
New
41
Increased
15
Reduced
35
Closed
44

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$1.41M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
$1.13M
3
DMAA
Drugs Made In America Acquisition Corp. Ordinary Shares
DMAA
$922K
4
AAPL icon
Apple
AAPL
$766K
5
PGAC
Pantages Capital Acquisition Corporation Class A Ordinary Shares
PGAC
$763K

Top Sells

1
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$17.7M
2
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$4.11M
3
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
$2.62M
4
SHV icon
iShares Short Treasury Bond ETF
SHV
$958K
5
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$926K

Sector Composition

1 Financials 3.83%
2 Healthcare 0.24%
3 Real Estate 0.21%
4 Technology 0.21%
5 Materials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OXY icon
151
Occidental Petroleum
OXY
$45.9B
– –
0
– –
OXY.WS icon
152
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$23.2B
– –
-641,155
Closed -$17.7M
PIII icon
153
P3 Health Partners
PIII
$28.6M
– –
-2,907
Closed -$32.7K
PLTR icon
154
Palantir
PLTR
$370B
– –
0
– –
POET icon
155
POET Technologies
POET
$476M
– –
0
– –
PRPH icon
156
ProPhase Labs
PRPH
$14.8M
– –
-101,672
Closed -$77K
PSQH icon
157
PSQ Holdings
PSQH
$76.2M
– –
0
– –
QETA icon
158
Quetta Acquisition Corp
QETA
– –
-70,700
Closed -$746K
RIVN icon
159
Rivian
RIVN
$16.6B
– –
0
– –
SHV icon
160
iShares Short Treasury Bond ETF
SHV
$20.7B
– –
-8,696
Closed -$958K
SLV icon
161
iShares Silver Trust
SLV
$20B
– –
0
– –
SMCI icon
162
Super Micro Computer
SMCI
$24.2B
– –
0
– –
SPY icon
163
SPDR S&P 500 ETF Trust
SPY
$662B
– –
0
– –
STNG icon
164
Scorpio Tankers
STNG
$2.62B
– –
0
– –
STSSW icon
165
Sharps Technology Inc. Warrant
STSSW
$570K
– –
-186,903
Closed -$7.53K
TALKW icon
166
Talkspace, Inc. Warrant
TALKW
$2.81M
– –
-162,015
Closed -$20.9K
TLT icon
167
iShares 20+ Year Treasury Bond ETF
TLT
$48.1B
– –
-3,000
Closed -$262K
TSLA icon
168
Tesla
TSLA
$1.09T
– –
0
– –
UAL icon
169
United Airlines
UAL
$34.3B
– –
0
– –
ZTEK
170
Zentek
ZTEK
$91.9M
– –
-12,000
Closed -$16.2K
NAKAW
171
DELISTED
Kindly MD, Inc. Warrants
NAKAW
– –
-170,000
Closed -$28.3K
EXEEW
172
Expand Energy Corporation Class A Warrants
EXEEW
– –
-9,694
Closed -$926K
EXEEL
173
Expand Energy Corporation Class C Warrants
EXEEL
– –
-47,922
Closed -$4.11M
FLG
174
Flagstar Financial, Inc.
FLG
$5.38B
– –
0
– –
ASPCU
175
A SPAC III Acquisition Corp. Unit
ASPCU
$63.5M
– –
-20,000
Closed -$201K
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7
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