WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$365M
AUM Growth
-$11.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
270
New
Increased
Reduced
Closed

Top Buys

1
+$5.08M
2
+$1.35M
3
+$783K
4
AAM
AA Mission Acquisition Corp
AAM
+$673K
5
NE icon
Noble Corp
NE
+$636K

Top Sells

1
+$8.41M
2
+$3.33M
3
+$2.12M
4
NE.WS icon
Noble Corporation PLC Tranche 1 Warrants
NE.WS
+$1.91M
5
CORZZ icon
Core Scientific Inc Tranche 2 Warrants
CORZZ
+$1.23M

Sector Composition

1 Financials 3.15%
2 Healthcare 0.47%
3 Energy 0.38%
4 Real Estate 0.22%
5 Technology 0.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
– –
-12,909
152
– –
-25,000
153
– –
-23,698
154
– –
-313,349
155
– –
-13,147
156
– –
0
157
– –
-133,637
158
– –
0
159
– –
-1,927
160
– –
-14,476
161
– –
-3,500
162
– –
-63
163
– –
0
164
– –
0
165
– –
-2
166
– –
-43,155
167
– –
0
168
– –
0
169
– –
-141,100
170
– –
0
171
– –
0
172
– –
0
173
– –
-30,000
174
– –
-12,584
175
– –
-11,801
5 6
7
8 9