WAM

Warberg Asset Management Portfolio holdings

AUM $343M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+23.37%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$365M
AUM Growth
-$11.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
270
New
Increased
Reduced
Closed

Top Buys

1
+$5.07M
2
+$1.34M
3
+$774K
4
NE icon
Noble Corp
NE
+$709K
5
AAM
AA Mission Acquisition Corp
AAM
+$672K

Top Sells

1
+$8.41M
2
+$3.94M
3
+$1.91M
4
CORZZ icon
Core Scientific Inc Tranche 2 Warrants
CORZZ
+$1.23M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.09M

Sector Composition

1 Financials 3.15%
2 Healthcare 0.47%
3 Energy 0.38%
4 Real Estate 0.22%
5 Technology 0.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
– –
-113,828
152
– –
-51,600
153
– –
0
154
– –
-9,000
155
– –
-10,000
156
– –
0
157
– –
-47,800
158
– –
0
159
– –
0
160
– –
0
161
– –
-535
162
– –
0
163
– –
0
164
– –
-11,758
165
– –
0
166
– –
0
167
– –
0
168
– –
-488
169
– –
0
170
– –
0
171
– –
-395,386
172
– –
-38,000
173
– –
-275
174
– –
-10,000
175
– –
0
5 6
7
8 9