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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.04%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$562M
AUM Growth
-$96.3M
Cap. Flow
-$338M
Cap. Flow %
-60.12%
Top 10 Hldgs %
53.46%
Holding
270
New
50
Increased
30
Reduced
42
Closed
60

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$5.07M
2
VCICU
Vine Hill Capital Investment Corp Unit
VCICU
+$1.34M
3
BUJA
Bukit Jalil Global Acquisition 1
BUJA
+$774K
4
NE icon
Noble Corp
NE
+$709K
5
AAM
AA Mission Acquisition Corp
AAM
+$672K

Top Sells

Rank Stock Value
1
DJTWW
Trump Media & Technology Group Warrants
DJTWW
+$8.41M
2
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$3.94M
3
NE.WS icon
Noble Corporation PLC Tranche 1 Warrants
NE.WS
+$1.91M
4
CORZZ icon
Core Scientific Inc Tranche 2 Warrants
CORZZ
+$1.23M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.09M

Sector Composition

Rank Sector Weight
1 Financials 1.98%
2 Healthcare 0.31%
3 Energy 0.24%
4 Real Estate 0.14%
5 Technology 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOLOW icon
151
MicroCloud Hologram Inc Warrant
HOLOW
$4.02M
$1.35K ﹤0.01%
32,545
– –
BNCWW
152
CEA Industries Inc Warrant
BNCWW
$1.28K ﹤0.01%
79,872
– –
SBEV.WS
153
DELISTED
Splash Beverage Group, Inc. Warrants to purchase 1/40th of a share of Common Stock at an exercise price of $184.00
SBEV.WS
$1.22K ﹤0.01%
70,150
-67,790
-49% -$1.7K
ANGHW icon
154
Anghami Inc Warrants
ANGHW
$1.05K ﹤0.01%
40,409
– –
XBPEW
155
XBP Europe Holdings Warrant
XBPEW
$1.45M
$996 ﹤0.01%
40,000
– –
IVDAW icon
156
Iveda Solutions Warrant
IVDAW
$53.9K
$966 ﹤0.01%
34,537
-800
-2% -$49
SMXWW
157
SMX (Security Matters) Public Ltd Warrant
SMXWW
$870K
$892 ﹤0.01%
99,100
– –
BNIXW
158
DELISTED
Bannix Acquisition Corp. Warrant
BNIXW
$864 ﹤0.01%
43,200
– –
BAERW icon
159
Bridger Aerospace Warrant
BAERW
$13.1M
$840 ﹤0.01%
12,600
-12,600
-50% -$983
AIMDW icon
160
Ainos Warrants
AIMDW
$799 ﹤0.01%
18,800
– –
BNAIW
161
Brand Engagement Network Warrant
BNAIW
$700 ﹤0.01%
10,000
– –
KACLW
162
DELISTED
Kairous Acquisition Corp. Limited Warrants
KACLW
$687 ﹤0.01%
78,977
– –
ALSAW
163
DELISTED
Alpha Star Acquisition Corp Warrants
ALSAW
$230 ﹤0.01%
16,452
– –
AAPL icon
164
CALL
Apple
AAPL
$4.54T
– –
-5,000
Closed -$1.05M
AMPX icon
165
Amprius Technologies
AMPX
$1.36B
– –
-133,637
Closed -$170K
ANF icon
166
PUT
Abercrombie & Fitch
ANF
$4.42B
– –
-4,000
Closed -$711K
JBIO
167
Jade Biosciences
JBIO
$1.2B
– –
-1,927
Closed -$111K
BIAFW icon
168
bioAffinity Technologies
BIAFW
$150K
– –
-14,476
Closed -$5.94K
BIL icon
169
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
– –
-3,500
Closed -$321K
BJDX icon
170
Bluejay Diagnostics
BJDX
$890K
– –
-63
Closed -$8.74K
CETX icon
171
Cemtrex
CETX
$4.25M
– –
0
– -$10.7K
CINGW icon
172
Cingulate Inc Warrants
CINGW
$39.6K
– –
-43,155
Closed -$466
CORZ icon
173
PUT
Core Scientific
CORZ
$6.66B
– –
-97,000
Closed -$902K
CORZZ icon
174
Core Scientific Inc Tranche 2 Warrants
CORZZ
$1.86B
– –
-141,100
Closed -$1.23M
DRMAW icon
175
Dermata Therapeutics Warrant
DRMAW
$14.1K
– –
-30,000
Closed -$420
5 6
7
8 9

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Warberg Asset Management's Q3 2024 Portfolio in Review

As of Q3 2024, Warberg Asset Management held 270 positions worth $562M, down 15% from $658M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Warberg Asset Management withdrew a net $338M in Q3 2024, closing 60 positions and reducing 42 holdings. Its most notable exit was Trump Media & Technology Group Warrants, an estimated $8.41M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, up from 1.5% a quarter earlier, followed by Healthcare and Energy.

Against the trend, Warberg Asset Management opened a new position in iShares 0-3 Month Treasury Bond ETF worth $5.08M.

  • Warberg Asset Management's largest Q3 2024 buy was iShares 0-3 Month Treasury Bond ETF: 50,455 shares worth $5.08M.
  • Warberg Asset Management added most to Grayscale Bitcoin Trust in Q3 2024, an estimated $511K increase.
  • Warberg Asset Management's biggest Q3 2024 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $3.94M.
  • Warberg Asset Management fully exited Trump Media & Technology Group Warrants in Q3 2024, selling an estimated $8.41M.
  • Warberg Asset Management's ten largest holdings make up 53% of its $562M portfolio in Q3 2024.
  • Warberg Asset Management opened 50 new positions and closed 60 in Q3 2024.
  • Warberg Asset Management's portfolio value fell 15% quarter-over-quarter to $562M.

Based on Warberg Asset Management's 13F filing for Q3 2024, filed 6 Nov 2024.