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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+0.9%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$603M
AUM Growth
+$95.1M
Cap. Flow
-$108M
Cap. Flow %
-17.85%
Top 10 Hldgs %
72.31%
Holding
314
New
63
Increased
45
Reduced
48
Closed
75

Top Buys

Rank Stock Value
1
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$1.67M
2
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$751K
3
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$733K
4
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
+$718K
5
NEN icon
New England Realty Associates
NEN
+$675K

Top Sells

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$1.54M
2
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
+$1.11M
3
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$947K
4
PXSAP
Pyxis Tankers Inc. 7.75% Series A Cumulative Convertible Preferred Shares
PXSAP
+$694K
5
OAKUU
Oak Woods Acquisition Corp Unit
OAKUU
+$663K

Sector Composition

Rank Sector Weight
1 Financials 1.39%
2 Technology 0.29%
3 Real Estate 0.27%
4 Industrials 0.17%
5 Energy 0.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMRAW
151
DELISTED
Comera Life Sciences Holdings, Inc. Warrant expiring 5/19/2027
CMRAW
$8.16K ﹤0.01%
300,000
– –
STIXW
152
DELISTED
Semantix, Inc. Warrant
STIXW
$7.79K ﹤0.01%
102,119
+6,519
+7% +$712
SNGX icon
153
Soligenix
SNGX
$5.54M
$7.04K ﹤0.01%
+625
New +$10.9K
CINGW icon
154
Cingulate Inc Warrants
CINGW
$47.1K
$6.42K ﹤0.01%
30,555
-74,596
-71% -$11.5K
ALLG.WS
155
DELISTED
Allego N.V. Warrants
ALLG.WS
$6.32K ﹤0.01%
21,800
-700
-3% -$142
KTTAW icon
156
Pasithea Therapeutics Warrants
KTTAW
$6.23K ﹤0.01%
289,968
– –
PTIXW
157
DELISTED
Protagenic Therapeutics Warrant
PTIXW
$5.94K ﹤0.01%
177,196
– –
ENCPW
158
DELISTED
Energem Corp Warrant
ENCPW
$5.92K ﹤0.01%
90,000
– –
BENFW icon
159
Beneficient Warrant
BENFW
$177K
$5.22K ﹤0.01%
+110,000
New +$7.36K
BAERW icon
160
Bridger Aerospace Warrant
BAERW
$14.6M
$5.14K ﹤0.01%
+25,200
New +$4.98K
MDNA
161
DELISTED
Medicenna Therapeutics Corp. Common Shares
MDNA
$4.82K ﹤0.01%
10,000
– –
HUBC icon
162
Hub Cyber Security
HUBC
$6.48M
– –
0
– –
IFIN.WS
163
DELISTED
InFinT Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per whole share
IFIN.WS
$4.7K ﹤0.01%
90,100
– –
SQLLW
164
DELISTED
SeqLL Inc. Warrant
SQLLW
$4.4K ﹤0.01%
56,000
– –
NXGLW icon
165
NexGel Inc Warrant
NXGLW
$4.35K ﹤0.01%
10,000
– –
ENERW
166
DELISTED
Accretion Acquisition Corp Warrant
ENERW
$4.09K ﹤0.01%
87,348
– –
FATPW
167
DELISTED
Fat Projects Acquisition Corp Warrant
FATPW
$4.04K ﹤0.01%
85,000
– –
AOGOW
168
DELISTED
Arogo Capital Acquisition Corp. Warrant
AOGOW
$3.92K ﹤0.01%
90,000
– –
HUBCW icon
169
Hub Cyber Security Warrant 2/27/28
HUBCW
$175K
$3.91K ﹤0.01%
100,000
– –
IGTAW
170
DELISTED
Inception Growth Acquisition Limited Warrants
IGTAW
$3.71K ﹤0.01%
90,000
– –
LIXTW
171
DELISTED
Lixte Biotechnology Warrants
LIXTW
$3.71K ﹤0.01%
53,181
– –
BNIXW
172
DELISTED
Bannix Acquisition Corp. Warrant
BNIXW
$3.43K ﹤0.01%
85,700
– –
ACONW icon
173
Aclarion Warrant
ACONW
$48.6K
$3.32K ﹤0.01%
42,957
+14,310
+50% +$1.32K
AREBW
174
DELISTED
American Rebel Holdings Warrants
AREBW
$2.77K ﹤0.01%
1,127
-108
-9% -$305
GRRRW
175
Gorilla Technology Group Warrant
GRRRW
$1.61M
$2.7K ﹤0.01%
20,000
– –
5 6
7
8 9

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GP
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CCP
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SCM
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OCAM
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NPCM
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FSG
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CIG
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Warberg Asset Management's Q2 2023 Portfolio in Review

As of Q2 2023, Warberg Asset Management held 314 positions worth $603M, up 19% from $507M the previous quarter. Its ten largest holdings account for 72% of the portfolio.

Warberg Asset Management withdrew a net $108M in Q2 2023, closing 75 positions and reducing 48 holdings. Its most notable exit was iShares Ultra Short Duration Bond Active ETF, an estimated $1.54M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.4% of assets, up from 1.4% a quarter earlier, followed by Technology and Real Estate.

Against the trend, Warberg Asset Management opened a new position in EPR Properties 5.75% Series C Preferred Shares worth $814K.

  • Warberg Asset Management's largest Q2 2023 buy was EPR Properties 5.75% Series C Preferred Shares: 38,600 shares worth $814K.
  • Warberg Asset Management added most to Hertz Global Holdings Warrants in Q2 2023, an estimated $1.67M increase.
  • Warberg Asset Management's biggest Q2 2023 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $947K.
  • Warberg Asset Management fully exited iShares Ultra Short Duration Bond Active ETF in Q2 2023, selling an estimated $1.54M.
  • Warberg Asset Management's ten largest holdings make up 72% of its $603M portfolio in Q2 2023.
  • Warberg Asset Management opened 63 new positions and closed 75 in Q2 2023.
  • Warberg Asset Management's portfolio value rose 19% quarter-over-quarter to $603M.

Based on Warberg Asset Management's 13F filing for Q2 2023, filed 9 Aug 2023.