WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$350M
AUM Growth
+$17.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
317
New
Increased
Reduced
Closed

Top Buys

1
+$1.86M
2
+$814K
3
+$773K
4
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
+$724K
5
NEN icon
New England Realty Associates
NEN
+$692K

Top Sells

1
+$1.54M
2
+$1.11M
3
+$914K
4
PXSAP
Pyxis Tankers Inc. 7.75% Series A Cumulative Convertible Preferred Shares
PXSAP
+$694K
5
OAKUU
Oak Woods Acquisition Corp Unit
OAKUU
+$663K

Sector Composition

1 Financials 2.39%
2 Technology 0.5%
3 Real Estate 0.46%
4 Industrials 0.29%
5 Energy 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
$1.46K ﹤0.01%
+45,200
152
$1.41K ﹤0.01%
200
-60
153
$1.4K ﹤0.01%
40,409
154
$1.2K ﹤0.01%
15,000
155
$1.19K ﹤0.01%
19,778
-20,222
156
$1.17K ﹤0.01%
53,261
+31,561
157
$1.13K ﹤0.01%
80,677
158
$990 ﹤0.01%
52,661
159
$981 ﹤0.01%
38,468
-11,900
160
$962 ﹤0.01%
16,502
-44
161
$825 ﹤0.01%
+19,500
162
$749 ﹤0.01%
22,705
-2,295
163
$575 ﹤0.01%
30,000
-8,069
164
$572 ﹤0.01%
20,796
165
$234 ﹤0.01%
12,500
166
$148 ﹤0.01%
14,668
167
– –
0
168
– –
0
169
– –
-101,428
170
– –
0
171
– –
-12,768
172
– –
-1,290
173
– –
-53,713
174
– –
0
175
– –
-135
5 6
7
8 9