WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$327M
AUM Growth
-$38.7M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
352
New
Increased
Reduced
Closed

Top Buys

1
+$9.47M
2
+$1.62M
3
+$722K
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$692K
5
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$612K

Top Sells

1
+$33.1M
2
+$23.1M
3
+$18.5M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$7.99M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$7.5M

Sector Composition

1 Financials 2.33%
2 Technology 0.77%
3 Real Estate 0.55%
4 Healthcare 0.44%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
$7.11K ﹤0.01%
90,000
152
$6.67K ﹤0.01%
26
153
$6.66K ﹤0.01%
80,677
-5,990
154
$6.29K ﹤0.01%
+21
155
$5.73K ﹤0.01%
22,900
-1,300
156
$5.5K ﹤0.01%
60,401
157
$5.23K ﹤0.01%
+1,800
158
$5.21K ﹤0.01%
56
159
$5.17K ﹤0.01%
90,000
160
$5.1K ﹤0.01%
1,000
161
$5.05K ﹤0.01%
38,847
162
$4.52K ﹤0.01%
130,921
-59,179
163
$4.45K ﹤0.01%
24,000
-1,000
164
$4.44K ﹤0.01%
28,647
165
$4.35K ﹤0.01%
36,286
166
$4.26K ﹤0.01%
+1
167
$4.16K ﹤0.01%
59,563
168
$4.1K ﹤0.01%
20,000
169
$4.03K ﹤0.01%
50,368
170
$3.97K ﹤0.01%
350
171
$3.73K ﹤0.01%
10,000
-35,000
172
$3.33K ﹤0.01%
77,770
173
$3.25K ﹤0.01%
86,316
-3,800
174
$3.17K ﹤0.01%
667
175
$2.92K ﹤0.01%
90,000
5 6
7
8 9