WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$366M
AUM Growth
+$69.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
343
New
Increased
Reduced
Closed

Top Buys

1
+$8.6M
2
+$4.23M
3
+$3.22M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$2.96M
5
AAPL icon
Apple
AAPL
+$2.51M

Top Sells

1
+$1.11M
2
+$782K
3
+$713K
4
SOLN
The Southern Company
SOLN
+$604K
5
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$551K

Sector Composition

1 Financials 2.32%
2 Technology 1.02%
3 Consumer Discretionary 0.37%
4 Real Estate 0.35%
5 Healthcare 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
$12K ﹤0.01%
16,954
152
$12K ﹤0.01%
+3,250
153
$12K ﹤0.01%
285,497
-42,726
154
$12K ﹤0.01%
169,464
-39,453
155
$11K ﹤0.01%
41,519
-18,074
156
$11K ﹤0.01%
190,100
+11,377
157
$11K ﹤0.01%
64,717
+35,917
158
$11K ﹤0.01%
24,200
+4,200
159
$11K ﹤0.01%
86,667
160
$11K ﹤0.01%
117,100
+38,600
161
$10K ﹤0.01%
103,861
162
$10K ﹤0.01%
38,642
-11,916
163
$10K ﹤0.01%
22,500
164
$10K ﹤0.01%
+1,775
165
$9K ﹤0.01%
99,800
-200
166
$9K ﹤0.01%
90,000
167
$9K ﹤0.01%
90,100
168
$9K ﹤0.01%
90,116
-57,141
169
$8K ﹤0.01%
52,722
+2,045
170
$8K ﹤0.01%
1,450
171
$8K ﹤0.01%
50,368
-29,840
172
$8K ﹤0.01%
+10,000
173
$8K ﹤0.01%
+30,000
174
$7K ﹤0.01%
18,200
-4,800
175
$7K ﹤0.01%
28,647
-3
5 6
7
8 9