WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.06%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$347M
AUM Growth
+$347M
Cap. Flow
+$3.18M
Cap. Flow %
0.92%
Top 10 Hldgs %
48.11%
Holding
243
New
43
Increased
24
Reduced
24
Closed
22

Top Buys

1
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$4.29M
2
PAVMZ
PAVmed Inc. Series Z Warrant
PAVMZ
$2.34M
3
MUDS
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$2.09M
4
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$1.81M
5
QQQ icon
Invesco QQQ Trust
QQQ
$1.79M

Top Sells

1
TWNKW
Hostess Brands, Inc. Warrants
TWNKW
$6.22M
2
WSC icon
WillScot Mobile Mini Holdings
WSC
$2.38M
3
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$1.25M
4
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$907K
5
GCMGW icon
GCM Grosvenor Inc. Warrant
GCMGW
$497K

Sector Composition

1 Financials 1.03%
2 Consumer Discretionary 0.79%
3 Industrials 0.63%
4 Technology 0.22%
5 Real Estate 0.21%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NKLA
151
DELISTED
Nikola Corporation Common Stock
NKLA
– – 0 – –
MITAU
152
DELISTED
Coliseum Acquisition Corp. Unit
MITAU
– – -15,000 Closed -$148K
CERE
153
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
– – 0 – –
AQNU
154
DELISTED
Algonquin Power & Utilities Corp. Corporate Units
AQNU
– – -5,000 Closed -$248K
MCAFU
155
DELISTED
Mountain Crest Acquisition Corp. IV Unit
MCAFU
– – -25,000 Closed -$248K
HCDI
156
DELISTED
Harbor Custom Development, Inc. Common Stock
HCDI
– – -15,583 Closed -$50K
POL.WS
157
DELISTED
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
– – -224,638 Closed -$478K
EOCW.U
158
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
– – -10,000 Closed -$100K
HCNEU
159
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
– – -11,374 Closed -$114K
GFLU
160
DELISTED
GFL Environmental Inc. Tangible Equity Units
GFLU
– – -12,130 Closed -$907K
AVCT
161
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
– – -22,282 Closed -$133K
GACQU
162
DELISTED
Global Consumer Acquisition Corp. Unit
GACQU
– – -20,000 Closed -$200K
GIWWU
163
DELISTED
GigInternational1, Inc. Units
GIWWU
– – -14,400 Closed -$145K
DILAU
164
DELISTED
DILA Capital Acquisition Corp. Unit
DILAU
– – -12,465 Closed -$126K
PBLA
165
DELISTED
Panbela Therapeutics, Inc. Common Stock
PBLA
– – -11,567 Closed -$33K
CFXA
166
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
– – -6,689 Closed -$1.25M
SRNG
167
DELISTED
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
– – -12,000 Closed -$120K
ACIC
168
DELISTED
Atlas Crest Investment Corp.
ACIC
– – -15,200 Closed -$151K
CLOVW
169
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
– – -35,000 Closed -$179K
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