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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.69%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$831M
AUM Growth
+$204M
Cap. Flow
-$26.4M
Cap. Flow %
-3.18%
Top 10 Hldgs %
76.27%
Holding
241
New
56
Increased
19
Reduced
28
Closed
60

Top Buys

Rank Stock Value
1
RGTI icon
Rigetti Computing
RGTI
+$1.36M
2
EPR.PRE icon
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
+$1.14M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$1.1M
4
SVAQU
Silicon Valley Acquisition Corp Units
SVAQU
+$746K
5
VHCPU
Vine Hill Capital Investment Corp II Units
VHCPU
+$722K

Top Sells

Rank Stock Value
1
RGTIW icon
Rigetti Computing Warrants
RGTIW
+$8.23M
2
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$5.65M
3
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$2.37M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M
5
FORL
Four Leaf Acquisition Corp
FORL
+$873K

Sector Composition

Rank Sector Weight
1 Financials 2.58%
2 Healthcare 0.38%
3 Technology 0.15%
4 Real Estate 0.13%
5 Consumer Staples 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAME icon
126
GameSquare
GAME
$37.3M
$19.3K ﹤0.01%
+50,000
New +$28.9K
FLYX.WS icon
127
flyExclusive Inc Warrants
FLYX.WS
$18.8K ﹤0.01%
70,000
– –
EONR
128
EON Resources
EONR
$24.2M
$18.4K ﹤0.01%
48,009
-14,059
-23% -$6.6K
DCOY
129
Decoy Therapeutics
DCOY
$2.09M
$18.2K ﹤0.01%
+2,333
New +$60.5K
ANNAW
130
AleAnna Inc Warrant
ANNAW
$8.06M
$17.7K ﹤0.01%
125,382
– –
SYNX icon
131
Silynxcom
SYNX
$6.77M
$15.2K ﹤0.01%
14,196
-11,270
-44% -$15K
NAMMW
132
Namib Minerals Warrants
NAMMW
$3.72M
$11.6K ﹤0.01%
155,000
-5,000
-3% -$613
TGE.WS
133
The Generation Essentials Group Warrants
TGE.WS
$5.37K ﹤0.01%
35,775
-6,889
-16% -$1.02K
HUBCW icon
134
Hub Cyber Security Warrant 2/27/28
HUBCW
$186K
$3K ﹤0.01%
162,771
– –
PIIIW icon
135
P3 Health Partners Inc Warrant
PIIIW
$179K
$2.89K ﹤0.01%
292,107
– –
SVREW
136
SaverOne 2014 Ltd Warrant
SVREW
$2.29K ﹤0.01%
125,026
-800
-0.6% -$18
AERTW
137
Aeries Technology Warrant
AERTW
$2.24K ﹤0.01%
70,787
– –
MRNOW
138
Murano Global Investments PLC Warrants
MRNOW
$127K
$2.17K ﹤0.01%
82,639
– –
BNCWW
139
CEA Industries Inc Warrant
BNCWW
$1.94K ﹤0.01%
35,000
– –
HAVAR
140
Harvard Ave Acquisition Corp Rights
HAVAR
$1.89K ﹤0.01%
+16,400
New +$1.95K
APACR
141
StoneBridge Acquisition II Corp Rights
APACR
$1.73K ﹤0.01%
+11,900
New +$1.65K
MMTXW
142
Miluna Acquisition Corp Warrant
MMTXW
$1.68K ﹤0.01%
+15,295
New +$1.53K
CRACW
143
Crown Reserve Acquisition Corp I Warrant
CRACW
$1.5K ﹤0.01%
+17,118
New +$1.53K
BTBDW icon
144
BT Brands Warrant
BTBDW
$1.08K ﹤0.01%
10,000
– –
APLMW icon
145
Apollomics Inc Warrant
APLMW
$1.63M
$966 ﹤0.01%
87,049
– –
ANGHW icon
146
Anghami Inc Warrants
ANGHW
$950 ﹤0.01%
40,409
– –
CREVW
147
DELISTED
Carbon Revolution PLC Warrant
CREVW
$446 ﹤0.01%
46,472
– –
RNWWW
148
ReNew Energy Global PLC Warrant
RNWWW
$44.5K
$221 ﹤0.01%
31,092
– –
AAPL icon
149
PUT
Apple
AAPL
$4.57T
– –
-10,000
Closed -$2.55M
ABX
150
PUT
Abacus Global Management
ABX
$913M
– –
-16,000
Closed -$91.7K
4 5
6
7 8

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SCM
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OCAM
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NPCM
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FSG
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CIG
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ECM
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Warberg Asset Management's Q4 2025 Portfolio in Review

As of Q4 2025, Warberg Asset Management held 241 positions worth $831M, up 33% from $627M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

Warberg Asset Management withdrew a net $26.4M in Q4 2025, closing 60 positions and reducing 28 holdings. Its most notable exit was Rigetti Computing Warrants, an estimated $8.23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.6% of assets, down from 3.2% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Warberg Asset Management opened a new position in Rigetti Computing worth $924K.

  • Warberg Asset Management's largest Q4 2025 buy was Rigetti Computing: 41,700 shares worth $924K.
  • Warberg Asset Management added most to EPR Properties 9.00% Series E Preferred Shares in Q4 2025, an estimated $1.14M increase.
  • Warberg Asset Management's biggest Q4 2025 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $5.65M.
  • Warberg Asset Management fully exited Rigetti Computing Warrants in Q4 2025, selling an estimated $8.23M.
  • Warberg Asset Management's ten largest holdings make up 76% of its $831M portfolio in Q4 2025.
  • Warberg Asset Management opened 56 new positions and closed 60 in Q4 2025.
  • Warberg Asset Management's portfolio value rose 33% quarter-over-quarter to $831M.

Based on Warberg Asset Management's 13F filing for Q4 2025, filed 13 Feb 2026.