WAM

Warberg Asset Management Portfolio holdings

AUM $333M
1-Year Est. Return 11.83%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.83%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$357M
AUM Growth
-$51.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
246
New
Increased
Reduced
Closed

Top Buys

1
+$9.12M
2
+$2.49M
3
+$2.29M
4
BCAR
D. Boral ARC Acquisition I Corp
BCAR
+$1.39M
5
VNME
Vendome Acquisition Corp I
VNME
+$1.37M

Top Sells

1
+$2.58M
2
+$1.22M
3
+$875K
4
KCHVU
Kochav Defense Acquisition Corp Units
KCHVU
+$796K
5
AVPTW
AvePoint Inc Warrant
AVPTW
+$626K

Sector Composition

1 Financials 5.68%
2 Healthcare 1.02%
3 Real Estate 0.23%
4 Technology 0.1%
5 Industrials 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OYSEU
126
Oyster Enterprises II Acquisition Corp Units
OYSEU
– –
-10,000
CRAQU
127
Cal Redwood Acquisition Corp Units
CRAQU
– –
-49,900
CNVS icon
128
Cineverse
CNVS
$62.4M
– –
0
CTLP icon
129
Cantaloupe
CTLP
$770M
– –
0
XRPNU
130
Armada Acquisition Corp II Units
XRPNU
– –
-30,000
IPODW
131
Dune Acquisition Corp II Warrants
IPODW
– –
-21,062
ACMR icon
132
ACM Research
ACMR
$3.61B
– –
0
FGIWW
133
FGI Industries Warrant
FGIWW
– –
-121,152
OEF icon
134
iShares S&P 100 ETF
OEF
$28.6B
– –
0
CEP
135
DELISTED
Cantor Equity Partners
CEP
– –
0
FSHP
136
Flag Ship Acquisition Corp
FSHP
$54.4M
– –
-10,001
KLTOW
137
Klotho Neurosciences Warrant
KLTOW
– –
-10,100
AAPL icon
138
Apple
AAPL
$3.88T
– –
0
ABX
139
Abacus Global Management
ABX
$892M
– –
0
ATMC
140
DELISTED
AlphaTime Acquisition Corp
ATMC
– –
-18,876
AVPTW
141
DELISTED
AvePoint Inc Warrant
AVPTW
– –
-80,602
BAC.PRL icon
142
Bank of America Series L
BAC.PRL
$3.83B
– –
-300
BORR
143
Borr Drilling
BORR
$1.88B
– –
0
CMPOW
144
DELISTED
CompoSecure Inc Warrant
CMPOW
– –
-25,565
CVNA icon
145
Carvana
CVNA
$47.7B
– –
0
DTSTW icon
146
Data Storage Corp Warrant
DTSTW
$130K
– –
-83,469
EQIX icon
147
Equinix
EQIX
$95.7B
– –
0
FMSTW
148
Foremost Clean Energy Warrant
FMSTW
$9.82M
– –
-34,997
GBTC icon
149
Grayscale Bitcoin Trust
GBTC
$26.1B
– –
-5,001
GDX icon
150
VanEck Gold Miners ETF
GDX
$36.6B
– –
0
4 5
6
7 8