We are live on ! Find out more
WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+10.54%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$627M
AUM Growth
-$16.3M
Cap. Flow
-$190M
Cap. Flow %
-30.36%
Top 10 Hldgs %
61.69%
Holding
243
New
63
Increased
23
Reduced
33
Closed
55

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$9.12M
2
RGTIW icon
Rigetti Computing Warrants
RGTIW
+$2.49M
3
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$2.29M
4
BCAR
D. Boral ARC Acquisition I Corp
BCAR
+$1.39M
5
VNME
Vendome Acquisition Corp I
VNME
+$1.37M

Top Sells

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$2.58M
2
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$1.22M
3
VCIC
Vine Hill Capital Investment Corp
VCIC
+$875K
4
KCHVU
Kochav Defense Acquisition Corp Units
KCHVU
+$796K
5
AVPTW
AvePoint Inc Warrant
AVPTW
+$626K

Sector Composition

Rank Sector Weight
1 Financials 3.19%
2 Healthcare 0.58%
3 Real Estate 0.13%
4 Technology 0.06%
5 Consumer Staples 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAMMW
126
Namib Minerals Warrants
NAMMW
$4.27M
$22.4K ﹤0.01%
160,000
+63,200
+65% +$10.5K
FLYX.WS icon
127
flyExclusive Inc Warrants
FLYX.WS
$3.84M
$22.2K ﹤0.01%
70,000
-145,465
-68% -$27.9K
CRMLW icon
128
Critical Metals Corp Warrants
CRMLW
$16.6M
$21.2K ﹤0.01%
+10,100
New +$16K
INTS icon
129
Intensity Therapeutics
INTS
$11.5M
$14.6K ﹤0.01%
2,400
-336
-12% -$2.4K
RNTX
130
Rein Therapeutics
RNTX
$63.8M
$12.6K ﹤0.01%
+11,000
New +$14K
MDCXW
131
Medicus Pharma Warrant
MDCXW
$493K
$12.4K ﹤0.01%
17,203
-42,408
-71% -$36.5K
AMIX
132
Autonomix Medical
AMIX
$10.6M
$12.2K ﹤0.01%
+540
New +$14.1K
MRNOW
133
Murano Global Investments PLC Warrants
MRNOW
$118K
$12.1K ﹤0.01%
82,639
+54,439
+193% +$11.3K
AIRJW
134
AirJoule Technologies Warrant
AIRJW
$85.7M
$11.8K ﹤0.01%
14,800
– –
VEEA
135
Veea Inc
VEEA
$8.87M
$11.8K ﹤0.01%
+18,900
New +$20.1K
FGMCR
136
DELISTED
FG Merger II Corp Rights
FGMCR
$6.38K ﹤0.01%
15,200
– –
BNCWW
137
CEA Industries Inc Warrant
BNCWW
$5.6K ﹤0.01%
35,000
-19,062
-35% -$2.87K
TGE.WS
138
The Generation Essentials Group Warrants
TGE.WS
$5.59K ﹤0.01%
42,664
+27,027
+173% +$8.46K
SWAGW icon
139
Stran & Company Warrant
SWAGW
$4.39K ﹤0.01%
66,371
-102,363
-61% -$4.25K
ORIQW
140
Origin Investment Corp I Warrant
ORIQW
$3.77K ﹤0.01%
+20,937
New +$3.21K
SVREW
141
SaverOne 2014 Ltd Warrant
SVREW
$3.47K ﹤0.01%
125,826
-10,457
-8% -$269
HUBCW icon
142
Hub Cyber Security Warrant 2/27/28
HUBCW
$176K
$3.16K ﹤0.01%
162,771
– –
BTBDW icon
143
BT Brands Warrant
BTBDW
$143K
$2.98K ﹤0.01%
10,000
-107,882
-92% -$26.9K
AERTW
144
Aeries Technology Warrant
AERTW
$887K
$2.85K ﹤0.01%
70,787
-24,240
-26% -$914
PIIIW icon
145
P3 Health Partners Inc Warrant
PIIIW
$179K
$2.72K ﹤0.01%
292,107
– –
APLMW icon
146
Apollomics Inc Warrant
APLMW
$1.37M
$1.66K ﹤0.01%
87,049
-70,876
-45% -$1.66K
NXPLW
147
DELISTED
NextPlat Corp Warrants
NXPLW
$1.62K ﹤0.01%
34,060
– –
ILLRW
148
Triller Group Inc Warrant
ILLRW
$1.12M
$1.6K ﹤0.01%
30,450
-30,450
-50% -$1.77K
RNWWW
149
ReNew Energy Global PLC Warrant
RNWWW
$57.4K
$1.42K ﹤0.01%
31,092
-120,772
-80% -$11.7K
SMXWW
150
SMX (Security Matters) Public Ltd Warrant
SMXWW
$664K
$1.4K ﹤0.01%
57,750
– –
4 5
6
7 8

Similar funds

GP
GSK plc London $599M AUM
BHPW
Beverly Hills Private Wealth Beverly Hills, California $600M AUM 21.5% 1-Year Est. Return
CCP
Clifford Capital Partners Alpine, Utah $600M AUM 19.57% 1-Year Est. Return
SCM
Stanley Capital Management Houston, Texas $598M AUM 33.22% 1-Year Est. Return
OCAM
Onex Canada Asset Management Toronto, Ontario, Canada $601M AUM 15.16% 1-Year Est. Return
NPCM
North Peak Capital Management New York $601M AUM 0.2% 1-Year Est. Return
FSG
Financial Strategies Group Okemos, Michigan $598M AUM 12.52% 1-Year Est. Return
CIG
Capricorn Investment Group Palo Alto, California $602M AUM 165.22% 1-Year Est. Return

Warberg Asset Management's Q3 2025 Portfolio in Review

As of Q3 2025, Warberg Asset Management held 243 positions worth $627M, down 2.5% from $643M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Warberg Asset Management withdrew a net $190M in Q3 2025, closing 55 positions and reducing 33 holdings. Its most notable exit was Paramount Global Class B, an estimated $2.58M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 2% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in Chart Industries 6.75% Series B Preferred Stock worth $2.37M.

  • Warberg Asset Management's largest Q3 2025 buy was Chart Industries 6.75% Series B Preferred Stock: 33,343 shares worth $2.37M.
  • Warberg Asset Management added most to Occidental Petroleum Corp Warrants in Q3 2025, an estimated $9.12M increase.
  • Warberg Asset Management's biggest Q3 2025 reduction was Stereotaxis, cutting an estimated $393K.
  • Warberg Asset Management fully exited Paramount Global Class B in Q3 2025, selling an estimated $2.58M.
  • Warberg Asset Management's ten largest holdings make up 62% of its $627M portfolio in Q3 2025.
  • Warberg Asset Management opened 63 new positions and closed 55 in Q3 2025.
  • Warberg Asset Management's portfolio value fell 2.5% quarter-over-quarter to $627M.

Based on Warberg Asset Management's 13F filing for Q3 2025, filed 6 Nov 2025.