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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$643M
AUM Growth
+$37.8M
Cap. Flow
-$261M
Cap. Flow %
-40.59%
Top 10 Hldgs %
55.76%
Holding
241
New
61
Increased
21
Reduced
33
Closed
59

Top Buys

Rank Stock Value
1
PARA
Paramount Global Class B
PARA
+$2.34M
2
STXS icon
Stereotaxis
STXS
+$1.76M
3
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$1.21M
4
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$1.11M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.98M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.13M
3
CLRC
ClimateRock Class A Ordinary Shares
CLRC
+$905K
4
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$789K
5
APO.PRA
Apollo Global Management Series A
APO.PRA
+$768K

Sector Composition

Rank Sector Weight
1 Financials 2.03%
2 Healthcare 0.43%
3 Communication Services 0.4%
4 Real Estate 0.12%
5 Technology 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILLRW
126
Triller Group Inc Warrant
ILLRW
$5.47K ﹤0.01%
60,900
– –
FGIWW
127
FGI Industries Warrant
FGIWW
$189K
$5.32K ﹤0.01%
121,152
– –
FGMCR
128
DELISTED
FG Merger II Corp Rights
FGMCR
$4.19K ﹤0.01%
15,200
+200
+1% +$42
BTBDW icon
129
BT Brands Warrant
BTBDW
$143K
$4.15K ﹤0.01%
117,882
– –
SVREW
130
SaverOne 2014 Ltd Warrant
SVREW
$48.9K
$4.12K ﹤0.01%
136,283
-8,678
-6% -$219
NXPLW
131
DELISTED
NextPlat Corp Warrants
NXPLW
$4.09K ﹤0.01%
34,060
-11,626
-25% -$1.63K
HUBCW icon
132
Hub Cyber Security Warrant 2/27/28
HUBCW
$175K
$4.02K ﹤0.01%
162,771
– –
CCAQW
133
Collective Acquisition Corp Warrants
CCAQW
$3.86M
$4K ﹤0.01%
+21,062
New +$4.36K
PIIIW icon
134
P3 Health Partners Inc Warrant
PIIIW
$130K
$3.27K ﹤0.01%
292,107
– –
SWAGW icon
135
Stran & Company Warrant
SWAGW
$3.15K ﹤0.01%
168,734
– –
AERTW
136
Aeries Technology Warrant
AERTW
$891K
$2.74K ﹤0.01%
95,027
– –
GRMLW
137
Greenland Mines Ltd Warrant
GRMLW
$2.52K ﹤0.01%
+10,100
New +$840
NXLIW
138
DELISTED
Nexalin Technology Inc Warrant
NXLIW
$1.78K ﹤0.01%
37,649
– –
BNCWW
139
CEA Industries Inc Warrant
BNCWW
$1.61K ﹤0.01%
54,062
– –
CREVW
140
DELISTED
Carbon Revolution PLC Warrant
CREVW
$1.58K ﹤0.01%
88,701
-200
-0.2% -$5
DFSCW
141
DEFSEC Technologies Warrant
DFSCW
$1.2K ﹤0.01%
30,000
-73,347
-71% -$2.73K
SMXWW
142
SMX (Security Matters) Public Ltd Warrant
SMXWW
$897K
$866 ﹤0.01%
57,750
– –
ANGHW icon
143
Anghami Inc Warrants
ANGHW
$477 ﹤0.01%
40,409
– –
BNAIW
144
Brand Engagement Network Warrant
BNAIW
$301 ﹤0.01%
10,000
– –
AAPL icon
145
Apple
AAPL
$4.54T
– –
-3,450
Closed -$697K
AGI icon
146
PUT
Alamos Gold
AGI
$11.6B
– –
-14,000
Closed -$374K
AIMDW icon
147
Ainos Warrants
AIMDW
– –
-17,622
Closed -$1.94K
AMD icon
148
CALL
Advanced Micro Devices
AMD
$776B
– –
-5,000
Closed -$514K
ANVS icon
149
Annovis Bio
ANVS
$74.4M
– –
-39,000
Closed -$58.5K
APO.PRA
150
DELISTED
Apollo Global Management Series A
APO.PRA
– –
-10,511
Closed -$768K
4 5
6
7 8

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SCM
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OCAM
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NPCM
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FSG
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CIG
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Warberg Asset Management's Q2 2025 Portfolio in Review

As of Q2 2025, Warberg Asset Management held 241 positions worth $643M, up 6.2% from $605M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Warberg Asset Management withdrew a net $261M in Q2 2025, closing 59 positions and reducing 33 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $2.98M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, down from 2.2% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Warberg Asset Management opened a new position in Paramount Global Class B worth $2.58M.

  • Warberg Asset Management's largest Q2 2025 buy was Paramount Global Class B: 200,000 shares worth $2.58M.
  • Warberg Asset Management added most to Stereotaxis in Q2 2025, an estimated $1.76M increase.
  • Warberg Asset Management's biggest Q2 2025 reduction was OppFi Inc Warrants, cutting an estimated $145K.
  • Warberg Asset Management fully exited Invesco QQQ Trust in Q2 2025, selling an estimated $2.98M.
  • Warberg Asset Management's ten largest holdings make up 56% of its $643M portfolio in Q2 2025.
  • Warberg Asset Management opened 61 new positions and closed 59 in Q2 2025.
  • Warberg Asset Management's portfolio value rose 6.2% quarter-over-quarter to $643M.

Based on Warberg Asset Management's 13F filing for Q2 2025, filed 12 Aug 2025.