WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$408M
AUM Growth
+$42.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
249
New
Increased
Reduced
Closed

Top Buys

1
+$2.58M
2
+$1.84M
3
+$1.22M
4
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$1.21M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$1.15M

Top Sells

1
+$2.81M
2
+$1.13M
3
+$905K
4
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$789K
5
APO.PRA icon
Apollo Global Management Series A
APO.PRA
+$768K

Sector Composition

1 Financials 3.2%
2 Healthcare 0.67%
3 Communication Services 0.63%
4 Real Estate 0.19%
5 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIMS icon
126
Hims & Hers Health
HIMS
$7.11B
– –
0
FGMCU
127
FG Merger II Corp Unit
FGMCU
– –
-25,000
ATIIU
128
Archimedes Tech SPAC Partners II Co Unit
ATIIU
– –
-10,000
TDACW
129
Translational Development Acquisition Corp Warrants
TDACW
– –
-16,360
DMAAR
130
Drugs Made In America Acquisition Corp Rights
DMAAR
– –
-18,443
CAPS
131
Capstone Holding Corp
CAPS
$5.47M
– –
-11,000
SMR icon
132
NuScale Power
SMR
$5.35B
– –
-10,501
AAPL icon
133
Apple
AAPL
$3.8T
– –
-3,450
ABX
134
Abacus Global Management, Inc.
ABX
$827M
– –
0
ACMR icon
135
ACM Research
ACMR
$3.39B
– –
0
AEVA
136
Aeva Technologies
AEVA
$1.19B
– –
0
AMD icon
137
Advanced Micro Devices
AMD
$371B
– –
0
ANVS icon
138
Annovis Bio
ANVS
$84.8M
– –
-39,000
APO.PRA icon
139
Apollo Global Management Series A
APO.PRA
$2.13B
– –
-10,511
ATLX icon
140
Atlas Lithium Corp
ATLX
$153M
– –
-126,999
BBAI.WS icon
141
BigBear.ai Holdings Warrant
BBAI.WS
$517M
– –
-18,038
BIAF icon
142
bioAffinity Technologies
BIAF
$6.39M
– –
-750
BTMWW
143
Bitcoin Depot Inc Warrant
BTMWW
$2.54M
– –
-50,000
CTLP icon
144
Cantaloupe
CTLP
$803M
– –
0
CVNA icon
145
Carvana
CVNA
$65.2B
– –
0
DSX.WS icon
146
Diana Shipping Inc Warrants exp 2026
DSX.WS
$1.71M
– –
-198,728
EQIX icon
147
Equinix
EQIX
$78.7B
– –
0
FPAY
148
DELISTED
FlexShopper
FPAY
– –
-16,493
GDX icon
149
VanEck Gold Miners ETF
GDX
$29.1B
– –
0
GDXJ icon
150
VanEck Junior Gold Miners ETF
GDXJ
$10.5B
– –
-6,750
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