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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.16%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$605M
AUM Growth
-$50.1M
Cap. Flow
-$316M
Cap. Flow %
-52.18%
Top 10 Hldgs %
55.28%
Holding
250
New
49
Increased
18
Reduced
43
Closed
59

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.52M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$1.13M
3
DMAA
Drugs Made In America Acquisition Corp
DMAA
+$920K
4
AAPL icon
Apple
AAPL
+$799K
5
PGAC
Pantages Capital Acquisition Corp
PGAC
+$759K

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$17.7M
2
EXEEL
Expand Energy Corp Class C Warrants
EXEEL
+$4.11M
3
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$2.62M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$958K
5
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$926K

Sector Composition

Rank Sector Weight
1 Financials 2.2%
2 Healthcare 0.14%
3 Real Estate 0.13%
4 Technology 0.13%
5 Materials 0.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMAAR
126
Drugs Made In America Acquisition Corp Rights
DMAAR
$2.4K ﹤0.01%
+18,443
New +$2.59K
TDACW
127
Translational Development Acquisition Corp Warrants
TDACW
$15.4M
$2.29K ﹤0.01%
+16,360
New +$2.88K
DFSCW
128
DEFSEC Technologies Warrant
DFSCW
$63.1K
$2.22K ﹤0.01%
103,347
-229,533
-69% -$9.25K
SWAGW icon
129
Stran & Company Warrant
SWAGW
$108K
$2.08K ﹤0.01%
168,734
– –
NRSNW icon
130
NeuroSense Therapeutics Warrant
NRSNW
$2.76M
$2.05K ﹤0.01%
10,000
-7,936
-44% -$2.08K
KTTAW icon
131
Pasithea Therapeutics Warrants
KTTAW
$21.4K
$2.03K ﹤0.01%
100,000
-154,701
-61% -$3.99K
AIMDW icon
132
Ainos Warrants
AIMDW
$84.9K
$1.94K ﹤0.01%
17,622
-1,167
-6% -$158
HUBCW icon
133
Hub Cyber Security Warrant 2/27/28
HUBCW
$205K
$1.81K ﹤0.01%
162,771
-8,400
-5% -$238
SMXWW
134
SMX (Security Matters) Public Ltd Warrant
SMXWW
$595K
$1.78K ﹤0.01%
57,750
– –
OCEAW
135
DELISTED
Ocean Biomediacal, Inc. Warrants
OCEAW
$1.35K ﹤0.01%
58,542
-31,877
-35% -$912
PTIXW
136
DELISTED
Protagenic Therapeutics Warrant
PTIXW
$1.28K ﹤0.01%
170,242
– –
BNCWW
137
CEA Industries Inc Warrant
BNCWW
$44.7K
$1.04K ﹤0.01%
54,062
-25,310
-32% -$504
SBEV.WS
138
DELISTED
Splash Beverage Group, Inc. Warrants to purchase 1/40th of a share of Common Stock at an exercise price of $184.00
SBEV.WS
$702 ﹤0.01%
70,150
– –
ANGHW icon
139
Anghami Inc Warrants
ANGHW
$82.1K
$525 ﹤0.01%
40,409
– –
XBPEW
140
XBP Europe Holdings Warrant
XBPEW
$1.43M
$512 ﹤0.01%
13,826
-6,000
-30% -$193
TNONW icon
141
Tenon Medical Inc Warrant
TNONW
$1.51K
$465 ﹤0.01%
22,587
-502,492
-96% -$10.3K
BNAIW
142
Brand Engagement Network Warrant
BNAIW
$1.97M
$204 ﹤0.01%
10,000
– –
AFJK
143
Aimei Health Technology Co
AFJK
$38.2M
– –
-15,017
Closed -$161K
AMPX.WS icon
144
Amprius Technologies Warrants
AMPX.WS
$580M
– –
-98,000
Closed -$34.8K
BAERW icon
145
Bridger Aerospace Warrant
BAERW
$10.9M
– –
-12,600
Closed -$551
BOWN
146
DELISTED
Bowen Acquisition Corp
BOWN
– –
-10,000
Closed -$109K
BRK.B icon
147
PUT
Berkshire Hathaway Class B
BRK.B
$1.12T
– –
-2,000
Closed -$907K
SRXH
148
SRX Global
SRXH
$27.1M
– –
-529
Closed -$55.2K
BUJA
149
DELISTED
Bukit Jalil Global Acquisition 1
BUJA
– –
-80,787
Closed -$904K
GPGI
150
PUT
GPGI Inc
GPGI
$4.41B
– –
-14,207
Closed -$181K
4 5
6
7 8

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Warberg Asset Management's Q1 2025 Portfolio in Review

As of Q1 2025, Warberg Asset Management held 250 positions worth $605M, down 7.6% from $656M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Warberg Asset Management withdrew a net $316M in Q1 2025, closing 59 positions and reducing 43 holdings. Its most notable exit was Occidental Petroleum Corp Warrants, an estimated $17.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.2% of assets, up from 2% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in iShares 0-3 Month Treasury Bond ETF worth $1.13M.

  • Warberg Asset Management's largest Q1 2025 buy was iShares 0-3 Month Treasury Bond ETF: 11,265 shares worth $1.13M.
  • Warberg Asset Management added most to Invesco QQQ Trust in Q1 2025, an estimated $1.52M increase.
  • Warberg Asset Management's biggest Q1 2025 reduction was Core Scientific Inc Tranche 1 Warrants, cutting an estimated $640K.
  • Warberg Asset Management fully exited Occidental Petroleum Corp Warrants in Q1 2025, selling an estimated $17.7M.
  • Warberg Asset Management's ten largest holdings make up 55% of its $605M portfolio in Q1 2025.
  • Warberg Asset Management opened 49 new positions and closed 59 in Q1 2025.
  • Warberg Asset Management's portfolio value fell 7.6% quarter-over-quarter to $605M.

Based on Warberg Asset Management's 13F filing for Q1 2025, filed 9 May 2025.