WAM

Warberg Asset Management Portfolio holdings

AUM $408M
1-Year Return 10.11%
This Quarter Return
-0.1%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$365M
AUM Growth
+$3.23M
Cap. Flow
-$328M
Cap. Flow %
-89.79%
Top 10 Hldgs %
38.48%
Holding
249
New
41
Increased
15
Reduced
35
Closed
44

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$1.41M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
$1.13M
3
DMAA
Drugs Made In America Acquisition Corp. Ordinary Shares
DMAA
$922K
4
AAPL icon
Apple
AAPL
$766K
5
PGAC
Pantages Capital Acquisition Corporation Class A Ordinary Shares
PGAC
$763K

Top Sells

1
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$17.7M
2
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$4.11M
3
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
$2.62M
4
SHV icon
iShares Short Treasury Bond ETF
SHV
$958K
5
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$926K

Sector Composition

1 Financials 3.83%
2 Healthcare 0.24%
3 Real Estate 0.21%
4 Technology 0.21%
5 Materials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BOWN icon
126
Bowen Acquisition Corp
BOWN
– –
-10,000
Closed -$109K
BRK.B icon
127
Berkshire Hathaway Class B
BRK.B
$1.09T
– –
0
– –
SRXH
128
SRX Health Solutions, Inc.
SRXH
$12.1M
– –
-31,725
Closed -$55.2K
BUJA
129
DELISTED
Bukit Jalil Global Acquisition 1
BUJA
– –
-80,787
Closed -$904K
CMPO icon
130
CompoSecure
CMPO
$1.9B
– –
0
– –
CMPOW icon
131
CompoSecure, Inc. Warrant
CMPOW
$1.1B
– –
-97,566
Closed -$454K
CTLP icon
132
Cantaloupe
CTLP
$795M
– –
0
– –
CVM icon
133
CEL-SCI Corp
CVM
$77.1M
– –
-919
Closed -$11K
CVNA icon
134
Carvana
CVNA
$51.1B
– –
-3,100
Closed -$630K
ESPR icon
135
Esperion Therapeutics
ESPR
$516M
– –
0
– –
GDX icon
136
VanEck Gold Miners ETF
GDX
$19.4B
– –
0
– –
GLD icon
137
SPDR Gold Trust
GLD
$110B
– –
0
– –
GME icon
138
GameStop
GME
$10.1B
– –
0
– –
ICSH icon
139
iShares Ultra Short Duration Bond Active ETF
ICSH
$6.18B
– –
-51,864
Closed -$2.62M
IIPR icon
140
Innovative Industrial Properties
IIPR
$1.58B
– –
0
– –
INTC icon
141
Intel
INTC
$108B
– –
0
– –
INUV icon
142
Inuvo
INUV
$48M
– –
-1,000
Closed -$6.27K
JPM icon
143
JPMorgan Chase
JPM
$835B
– –
0
– –
DFSC
144
DEFSEC Technologies Inc. Common Stock
DFSC
$4.15M
– –
-824
Closed -$12.1K
MRM
145
MEDIROM Healthcare Technologies
MRM
$11.5M
– –
-22,919
Closed -$23.6K
MSFT icon
146
Microsoft
MSFT
$3.77T
– –
-2,000
Closed -$843K
MSTR icon
147
Strategy Inc Common Stock Class A
MSTR
$92.6B
– –
0
– –
OCGN icon
148
Ocugen
OCGN
$319M
– –
-18,000
Closed -$14.5K
OEF icon
149
iShares S&P 100 ETF
OEF
$22.2B
– –
0
– –
OGEN icon
150
Oragenics
OGEN
$4.33M
– –
-333
Closed -$3.69K
4 5
6
7 8