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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
-0.04%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$562M
AUM Growth
-$96.3M
Cap. Flow
-$338M
Cap. Flow %
-60.12%
Top 10 Hldgs %
53.46%
Holding
270
New
50
Increased
30
Reduced
42
Closed
60

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$5.07M
2
VCICU
Vine Hill Capital Investment Corp Unit
VCICU
+$1.34M
3
BUJA
Bukit Jalil Global Acquisition 1
BUJA
+$774K
4
NE icon
Noble Corp
NE
+$709K
5
AAM
AA Mission Acquisition Corp
AAM
+$672K

Top Sells

Rank Stock Value
1
DJTWW
Trump Media & Technology Group Warrants
DJTWW
+$8.41M
2
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$3.94M
3
NE.WS icon
Noble Corporation PLC Tranche 1 Warrants
NE.WS
+$1.91M
4
CORZZ icon
Core Scientific Inc Tranche 2 Warrants
CORZZ
+$1.23M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.09M

Sector Composition

Rank Sector Weight
1 Financials 1.98%
2 Healthcare 0.31%
3 Energy 0.24%
4 Real Estate 0.14%
5 Technology 0.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCEAW
126
DELISTED
Ocean Biomediacal, Inc. Warrants
OCEAW
$8.26K ﹤0.01%
168,596
-4,300
-2% -$174
BTBDW icon
127
BT Brands Warrant
BTBDW
$143K
$8.09K ﹤0.01%
117,882
– –
SDEV
128
Stablecoin Development Corp
SDEV
$48.4M
$6.89K ﹤0.01%
+2,000
New +$9.89K
DFSCW
129
DEFSEC Technologies Warrant
DFSCW
$5.76K ﹤0.01%
345,141
-9,010
-3% -$232
PGYWW
130
Pagaya Technologies Ltd Warrants
PGYWW
$1.52M
$5.66K ﹤0.01%
30,000
– –
SWAGW icon
131
Stran & Company Warrant
SWAGW
$5.52K ﹤0.01%
180,824
– –
RBOT.WS
132
DELISTED
Vicarious Surgical Inc Warrants
RBOT.WS
$5.26K ﹤0.01%
112,000
– –
CREVW
133
DELISTED
Carbon Revolution PLC Warrant
CREVW
$5.01K ﹤0.01%
172,022
– –
IGTAW
134
DELISTED
Inception Growth Acquisition Limited Warrants
IGTAW
$3.96K ﹤0.01%
79,550
-500
-0.6% -$42
MRNOW
135
Murano Global Investments PLC Warrants
MRNOW
$118K
$3.95K ﹤0.01%
28,200
– –
OGEN icon
136
Oragenics
OGEN
$2.48M
$3.86K ﹤0.01%
333
– –
PIII icon
137
P3 Health Partners
PIII
$34.5M
$3.86K ﹤0.01%
+200
New +$5.24K
APLMW icon
138
Apollomics Inc Warrant
APLMW
$1.44M
$3.55K ﹤0.01%
438,787
-72,713
-14% -$851
NRSNW icon
139
NeuroSense Therapeutics Warrant
NRSNW
$3.71M
$3.43K ﹤0.01%
20,201
-11,805
-37% -$2.01K
APLM icon
140
Apollomics
APLM
$38.6M
$3.34K ﹤0.01%
+235
New +$3.76K
AERTW
141
Aeries Technology Warrant
AERTW
$887K
$3.04K ﹤0.01%
95,027
– –
APCXW
142
DELISTED
AppTech Payments Corp Warrant
APCXW
$3K ﹤0.01%
13,804
-44,634
-76% -$14.4K
NVACW
143
DELISTED
NorthView Acquisition Corporation Warrant
NVACW
$2.92K ﹤0.01%
77,770
– –
INUV icon
144
Inuvo
INUV
$18M
$2.47K ﹤0.01%
1,000
-1,000
-50% -$2.79K
HUBCW icon
145
Hub Cyber Security Warrant 2/27/28
HUBCW
$176K
$2.43K ﹤0.01%
171,171
– –
PTIXW
146
DELISTED
Protagenic Therapeutics Warrant
PTIXW
$2.11K ﹤0.01%
177,196
– –
SURGW
147
DELISTED
SurgePays, Inc. Warrant
SURGW
$1.88K ﹤0.01%
116,509
-250,196
-68% -$26K
LIXTW
148
DELISTED
Lixte Biotechnology Warrants
LIXTW
$1.6K ﹤0.01%
35,906
-1,968
-5% -$93
SXTPW icon
149
60 Degrees Pharmaceuticals Warrant
SXTPW
$37K
$1.51K ﹤0.01%
29,515
– –
LEV.WS.A
150
DELISTED
The Lion Electric Company Warrants to purchase common shares
LEV.WS.A
$1.36K ﹤0.01%
17,000
-4,000
-19% -$356
4 5
6
7 8

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CCP
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SCM
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OCAM
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NPCM
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FSG
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CIG
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Warberg Asset Management's Q3 2024 Portfolio in Review

As of Q3 2024, Warberg Asset Management held 270 positions worth $562M, down 15% from $658M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Warberg Asset Management withdrew a net $338M in Q3 2024, closing 60 positions and reducing 42 holdings. Its most notable exit was Trump Media & Technology Group Warrants, an estimated $8.41M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, up from 1.5% a quarter earlier, followed by Healthcare and Energy.

Against the trend, Warberg Asset Management opened a new position in iShares 0-3 Month Treasury Bond ETF worth $5.08M.

  • Warberg Asset Management's largest Q3 2024 buy was iShares 0-3 Month Treasury Bond ETF: 50,455 shares worth $5.08M.
  • Warberg Asset Management added most to Grayscale Bitcoin Trust in Q3 2024, an estimated $511K increase.
  • Warberg Asset Management's biggest Q3 2024 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $3.94M.
  • Warberg Asset Management fully exited Trump Media & Technology Group Warrants in Q3 2024, selling an estimated $8.41M.
  • Warberg Asset Management's ten largest holdings make up 53% of its $562M portfolio in Q3 2024.
  • Warberg Asset Management opened 50 new positions and closed 60 in Q3 2024.
  • Warberg Asset Management's portfolio value fell 15% quarter-over-quarter to $562M.

Based on Warberg Asset Management's 13F filing for Q3 2024, filed 6 Nov 2024.