WAM

Warberg Asset Management Portfolio holdings

AUM $357M
1-Year Est. Return 16.73%
This Quarter Est. Return
1 Year Est. Return
+16.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$376M
AUM Growth
-$48.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
283
New
Increased
Reduced
Closed

Top Buys

1
+$8.23M
2
+$2.52M
3
+$1.23M
4
CORZW icon
Core Scientific Inc Tranche 1 Warrants
CORZW
+$1.2M
5
SHV icon
iShares Trust iShares 0-1 Year Treasury Bond ETF
SHV
+$1.09M

Top Sells

1
+$1.41M
2
+$1.29M
3
+$820K
4
GLST
Global Star Acquisition, Inc. Class A Common Stock
GLST
+$811K
5
PLTN
Plutonian Acquisition Corp. Common Stock
PLTN
+$808K

Sector Composition

1 Financials 2.67%
2 Healthcare 0.88%
3 Technology 0.53%
4 Real Estate 0.24%
5 Energy 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
$1.71K ﹤0.01%
24,444
-40,208
127
$1.64K ﹤0.01%
40,000
+1,100
128
$1.49K ﹤0.01%
32,545
-32,544
129
$1.45K ﹤0.01%
177,196
130
$1.38K ﹤0.01%
126,860
131
$1.23K ﹤0.01%
90,100
132
$1.2K ﹤0.01%
79,872
133
$1.17K ﹤0.01%
18,800
134
$991 ﹤0.01%
99,100
135
$962 ﹤0.01%
40,409
136
$864 ﹤0.01%
43,200
137
$711 ﹤0.01%
78,977
138
$466 ﹤0.01%
43,155
139
$420 ﹤0.01%
30,000
140
$315 ﹤0.01%
+10,000
141
$192 ﹤0.01%
16,452
142
– –
0
143
– –
-15,000
144
– –
-281,481
145
– –
0
146
– –
-35,000
147
– –
-100
148
– –
-20,000
149
– –
-1,504
150
– –
-76,045
4 5
6
7 8