WAM

Warberg Asset Management Portfolio holdings

AUM $408M
1-Year Est. Return 10.11%
This Quarter Est. Return
1 Year Est. Return
+10.11%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$425M
AUM Growth
+$92.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
275
New
Increased
Reduced
Closed

Top Buys

1
+$1.74M
2
+$1.29M
3
+$976K
4
CLRC
ClimateRock Class A Ordinary Shares
CLRC
+$846K
5
BKHAU
Black Hawk Acquisition Corp Units
BKHAU
+$753K

Top Sells

1
+$1.37M
2
+$1.05M
3
+$824K
4
CFFS
CF Acquisition Corp. VII Class A Common Stock
CFFS
+$786K
5
MNTN
Everest Consolidator Acquisition Corporation
MNTN
+$772K

Sector Composition

1 Financials 2.94%
2 Healthcare 0.73%
3 Real Estate 0.27%
4 Technology 0.21%
5 Industrials 0.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
$1.74K ﹤0.01%
64,652
-500
127
$1.62K ﹤0.01%
90,100
128
$1.58K ﹤0.01%
78,977
129
$1.55K ﹤0.01%
38,900
130
$1.47K ﹤0.01%
43,200
131
$1.46K ﹤0.01%
10,000
-183,600
132
$1.27K ﹤0.01%
99,100
133
$1.21K ﹤0.01%
18,800
-6,071
134
$1.17K ﹤0.01%
102,119
135
$1.04K ﹤0.01%
79,872
136
$969 ﹤0.01%
43,155
137
$888 ﹤0.01%
126,860
-1,338
138
$886 ﹤0.01%
19,778
139
$851 ﹤0.01%
104,385
140
$564 ﹤0.01%
20,796
141
$525 ﹤0.01%
15,000
-11,256
142
$446 ﹤0.01%
29,126
143
$285 ﹤0.01%
30,000
144
$165 ﹤0.01%
16,452
145
– –
0
146
– –
0
147
– –
0
148
– –
0
149
– –
0
150
– –
0
4 5
6
7 8