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WAM

Warberg Asset Management Portfolio holdings

AUM $600M
1-Year Est. Return 23.37%
This Fund
S&P 500
This Quarter Est. Return
+2.04%
1 Year Est. Return
+23.37%
3 Year Est. Return
+49.78%
5 Year Est. Return
+106.43%
10 Year Est. Return
–
AUM
$697M
AUM Growth
+$169M
Cap. Flow
-$172M
Cap. Flow %
-24.71%
Top 10 Hldgs %
65.88%
Holding
269
New
37
Increased
38
Reduced
43
Closed
54

Top Buys

Rank Stock Value
1
STXS icon
Stereotaxis
STXS
+$1.58M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$1.29M
3
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$863K
4
CLRC
ClimateRock Class A Ordinary Shares
CLRC
+$844K
5
BKHAU
Black Hawk Acquisition Corp Units
BKHAU
+$752K

Top Sells

Rank Stock Value
1
GSY icon
Invesco Ultra Short Duration ETF
GSY
+$1.37M
2
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$1.11M
3
ACAH
Atlantic Coastal Acquisition Corp. Class A Common Stock
ACAH
+$824K
4
CFFS
CF Acquisition Corp. VII Class A Common Stock
CFFS
+$786K
5
MNTN
Everest Consolidator Acquisition Corporation
MNTN
+$772K

Sector Composition

Rank Sector Weight
1 Financials 1.75%
2 Healthcare 0.44%
3 Real Estate 0.16%
4 Technology 0.13%
5 Consumer Discretionary 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWAGW icon
126
Stran & Company Warrant
SWAGW
$108K
$8.6K ﹤0.01%
180,824
-1,000
-0.5% -$81
SBEV.WS
127
DELISTED
Splash Beverage Group, Inc. Warrants to purchase 1/40th of a share of Common Stock at an exercise price of $184.00
SBEV.WS
$8.28K ﹤0.01%
137,940
-1,800
-1% -$100
HGASW
128
DELISTED
Global Gas Corporation Warrant
HGASW
$8.24K ﹤0.01%
182,002
+145,702
+401% +$4.95K
ONFOW icon
129
Onfolio Holdings Warrant
ONFOW
$53.8K
$7.86K ﹤0.01%
193,570
– –
APLM icon
130
Apollomics
APLM
$38.6M
$7.32K ﹤0.01%
+100
New +$7.53K
INUV icon
131
Inuvo
INUV
$18.1M
$6.9K ﹤0.01%
2,000
-250
-11% -$1.05K
LEV.WS.A
132
DELISTED
The Lion Electric Company Warrants to purchase common shares
LEV.WS.A
$6.72K ﹤0.01%
21,000
– –
ZURAW
133
DELISTED
Zura Bio Limited Warrants
ZURAW
$6.58K ﹤0.01%
25,818
– –
NXLIW
134
DELISTED
Nexalin Technology Inc Warrant
NXLIW
$6.27K ﹤0.01%
150,000
-27,383
-15% -$698
AERTW
135
Aeries Technology Warrant
AERTW
$887K
$6.15K ﹤0.01%
95,027
– –
PTIXW
136
DELISTED
Protagenic Therapeutics Warrant
PTIXW
$5.74K ﹤0.01%
177,196
– –
HOLOW icon
137
MicroCloud Hologram Inc Warrant
HOLOW
$3.06M
$5.63K ﹤0.01%
65,089
+13,489
+26% +$1.35K
AUROW
138
Aurora Innovation Warrant
AUROW
$379M
$5.4K ﹤0.01%
20,000
– –
BAERW icon
139
Bridger Aerospace Warrant
BAERW
$13.7M
$5.04K ﹤0.01%
25,200
– –
CNTN
140
Canton Strategic Holdings
CNTN
$147M
$4.3K ﹤0.01%
667
– –
IGTAW
141
DELISTED
Inception Growth Acquisition Limited Warrants
IGTAW
$3.6K ﹤0.01%
89,900
– –
KTTAW icon
142
Pasithea Therapeutics Warrants
KTTAW
$21.4K
$3.59K ﹤0.01%
289,868
– –
NVACW
143
DELISTED
NorthView Acquisition Corporation Warrant
NVACW
$3.37K ﹤0.01%
77,770
– –
NCPL icon
144
Netcapital
NCPL
$3.28M
$3.14K ﹤0.01%
357
– –
PNST.WS
145
DELISTED
Pinstripes Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
PNST.WS
$3.02K ﹤0.01%
12,200
– –
IVDAW icon
146
Iveda Solutions Warrant
IVDAW
$51.3K
$2.83K ﹤0.01%
40,497
-8,916
-18% -$1.23K
ANGHW icon
147
Anghami Inc Warrants
ANGHW
$74.4K
$2.75K ﹤0.01%
40,409
– –
PGYWW
148
Pagaya Technologies Ltd Warrants
PGYWW
$1.43M
$2.73K ﹤0.01%
30,000
– –
HUBCW icon
149
Hub Cyber Security Warrant 2/27/28
HUBCW
$205K
$2.72K ﹤0.01%
171,171
– –
AOGOW
150
DELISTED
Arogo Capital Acquisition Corp. Warrant
AOGOW
$2.43K ﹤0.01%
90,000
– –
4 5
6
7 8

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Warberg Asset Management's Q1 2024 Portfolio in Review

As of Q1 2024, Warberg Asset Management held 269 positions worth $697M, up 32% from $528M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Warberg Asset Management withdrew a net $172M in Q1 2024, closing 54 positions and reducing 43 holdings. Its most notable exit was Invesco Ultra Short Duration ETF, an estimated $1.37M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 2.5% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Warberg Asset Management opened a new position in Stereotaxis worth $1.74M.

  • Warberg Asset Management's largest Q1 2024 buy was Stereotaxis: 665,688 shares worth $1.74M.
  • Warberg Asset Management added most to Expand Energy Corp Class B Warrants in Q1 2024, an estimated $863K increase.
  • Warberg Asset Management's biggest Q1 2024 reduction was Hertz Global Holdings Warrants, cutting an estimated $1.11M.
  • Warberg Asset Management fully exited Invesco Ultra Short Duration ETF in Q1 2024, selling an estimated $1.37M.
  • Warberg Asset Management's ten largest holdings make up 66% of its $697M portfolio in Q1 2024.
  • Warberg Asset Management opened 37 new positions and closed 54 in Q1 2024.
  • Warberg Asset Management's portfolio value rose 32% quarter-over-quarter to $697M.

Based on Warberg Asset Management's 13F filing for Q1 2024, filed 6 May 2024.