WAM

Warberg Asset Management Portfolio holdings

AUM $408M
This Quarter Return
+1.33%
1 Year Return
+10.11%
3 Year Return
+19.63%
5 Year Return
–
10 Year Return
–
AUM
$320M
AUM Growth
+$320M
Cap. Flow
+$25.2M
Cap. Flow %
7.88%
Top 10 Hldgs %
62.44%
Holding
292
New
56
Increased
32
Reduced
51
Closed
42

Top Buys

1
VMW
VMware, Inc
VMW
$11.6M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.13M
3
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$2.1M
4
NE.WS icon
Noble Corporation plc Tranche 1 Warrants
NE.WS
$1.89M
5
NE.WS.A icon
Noble Corporation plc Tranche 2 Warrants
NE.WS.A
$1.14M

Top Sells

1
HTZWW
Hertz Global Holdings Warrants
HTZWW
$840K
2
HUDA
Hudson Acquisition I Corp. Common Stock
HUDA
$724K
3
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
$695K
4
NEN icon
New England Realty Associates
NEN
$679K
5
JTAI icon
Jet.AI
JTAI
$597K

Sector Composition

1 Technology 4.19%
2 Financials 3.13%
3 Healthcare 0.49%
4 Real Estate 0.26%
5 Industrials 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
THAR icon
126
Tharimmune
THAR
$25.2M
$7.2K ﹤0.01%
36,000
-50,597
-58% -$10.1K
FREEW
127
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$7.07K ﹤0.01%
58,874
+13,972
+31% +$1.68K
CMRAW
128
DELISTED
Comera Life Sciences Holdings, Inc. Warrant expiring 5/19/2027
CMRAW
$6.51K ﹤0.01%
300,000
– –
AUROW
129
Aurora Innovation Warrant
AUROW
$1.15B
$6.4K ﹤0.01%
20,000
– –
NOGN
130
DELISTED
Nogin, Inc. Common Stock
NOGN
$6.11K ﹤0.01%
11,500
– –
MDNA
131
DELISTED
Medicenna Therapeutics Corp. Common Shares
MDNA
$5.9K ﹤0.01%
20,000
+10,000
+100% +$2.95K
PALI icon
132
Palisade Bio
PALI
$6.04M
$5.82K ﹤0.01%
+10,000
New +$5.82K
SNGX icon
133
Soligenix
SNGX
$10.1M
$5.58K ﹤0.01%
10,000
– –
PTIXW icon
134
Protagenic Therapeutics, Inc. Warrant
PTIXW
$111K
$5.32K ﹤0.01%
177,196
– –
RNAZ icon
135
TransCode Therapeutics
RNAZ
$8.74M
$5.03K ﹤0.01%
10,000
+10,000
– –
STIXW
136
DELISTED
Semantix, Inc. Warrant
STIXW
$4.76K ﹤0.01%
102,119
– –
AOGOW
137
DELISTED
Arogo Capital Acquisition Corp. Warrant
AOGOW
$4.52K ﹤0.01%
90,000
– –
ICUCW
138
SeaStar Medical Holding Corporation Warrant
ICUCW
$776K
$4.47K ﹤0.01%
316,872
-49,138
-13% -$693
NXLIW
139
Nexalin Technology, Inc. Warrant
NXLIW
$57.2K
$4.44K ﹤0.01%
177,383
+10,900
+7% +$273
CISO
140
CISO Global
CISO
$30M
$4.36K ﹤0.01%
31,117
-128,883
-81% -$18K
ICU icon
141
SeaStar Medical
ICU
$24.1M
$4.34K ﹤0.01%
+16,500
New +$4.34K
ENCPW
142
DELISTED
Energem Corp Warrant
ENCPW
$4.28K ﹤0.01%
90,000
– –
BENFW icon
143
Beneficient Warrant
BENFW
$289K
$4.24K ﹤0.01%
110,000
– –
KULR icon
144
KULR Technology Group
KULR
$187M
$4.13K ﹤0.01%
+11,500
New +$4.13K
CINGW icon
145
Cingulate Inc. Warrants
CINGW
$225K
$3.94K ﹤0.01%
23,905
-6,650
-22% -$1.1K
KTTAW icon
146
Pasithea Therapeutics Corp. Warrants
KTTAW
$43.6K
$3.8K ﹤0.01%
289,868
-100
-0% -$1
IFIN.WS
147
DELISTED
InFinT Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per whole share
IFIN.WS
$3.39K ﹤0.01%
90,100
– –
ACONW icon
148
Aclarion Warrant
ACONW
$77K
$3.22K ﹤0.01%
42,957
– –
NXGLW icon
149
NexGel, Inc Warrant
NXGLW
$620K
$3.05K ﹤0.01%
10,000
– –
SLNAW
150
DELISTED
Selina Hospitality PLC Warrant
SLNAW
$2.95K ﹤0.01%
217,025
+7,249
+3% +$99
4 5
6
7 8